| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITIGROUP INC | 292,200 | 15,000 | 0.00% | ||
| 2 | PIMCO INCOME STRATEGY FUND II COM | 14,793 | 141,000 | 0.01% | ||
| 3 | ROYCE MICRO CAP TR INC | 21,000 | 164,000 | 0.01% | ||
| 4 | ADVENT CLAY CONV SEC INCORPORATED FD II | 28,600 | 165,000 | 0.01% | ||
| 5 | KERYX BIOPHARMACEUTICALS INCORPORATED | 33,600 | 178,000 | 0.01% | ||
| 6 | GUGGENHEIM EQ WEIGHT ENHANC | 11,900 | 200,000 | 0.01% | ||
| 7 | ISHARES INC | 4,300 | 208,000 | 0.01% | ||
| 8 | BROOKFIELD GLOBL LISTED INFR | 15,269 | 209,000 | 0.01% | ||
| 9 | ALLIANZGI DIVIDEND INT PRM | 17,110 | 216,000 | 0.01% | ||
| 10 | ROYCE VALUE TR INC | 18,541 | 235,000 | 0.01% | ||
| 11 | KAYNE ANDERSON ENERGY DEV COMPANY | 13,983 | 265,000 | 0.01% | ||
| 12 | DIVERSIFIED REAL ASSET INC F | 15,800 | 272,000 | 0.01% | ||
| 13 | CREDIT SUISSE AG NASSAU BRH | 15,124 | 275,000 | 0.01% | ||
| 14 | RMR REAL ESTATE INCOME FUND | 12,700 | 276,000 | 0.01% | ||
| 15 | DYNAVAX TECHNOLOGIES CORP | 26,500 | 278,000 | 0.01% | ||
| 16 | CERNER CORP | 4,550 | 281,000 | 0.01% | ||
| 17 | GUGGENHEIM ENHANCED EQUITY S | 20,400 | 327,000 | 0.02% | ||
| 18 | CENTRAL SECS CORP | 16,700 | 355,000 | 0.02% | ||
| 19 | NUVEEN QUALITY MUNCP INCOME | 26,010 | 392,000 | 0.02% | ||
| 20 | INTELLIA THERAPEUTICS INC | 24,800 | 422,000 | 0.02% | ||
| 21 | PRINCIPAL REAL ESTATE INCOME | 25,552 | 451,000 | 0.02% | ||
| 22 | PACHOLDER HIGH YIELD FD INC | 64,800 | 462,000 | 0.02% | ||
| 23 | SPDR S&P 500 ETF TR | 2,200 | 476,000 | 0.02% | ||
| 24 | EATON VANCE TAX MNGD BUY WRI | 40,163 | 483,000 | 0.03% | ||
| 25 | PFIZER INC | 16,400 | 555,000 | 0.03% | ||
| 26 | BOSTON SCIENTIFIC CORP | 23,525 | 560,000 | 0.03% | ||
| 27 | MEDTRONIC PLC | 6,700 | 579,000 | 0.03% | ||
| 28 | NETEASE INC | 2,700 | 650,000 | 0.03% | ||
| 29 | MORGAN STANLEY CHINA A SH FD | 35,100 | 656,000 | 0.03% | ||
| 30 | NUVEEN GLOBAL EQUITY INCOME | 58,899 | 703,000 | 0.04% | ||
| 31 | China Lodging Group Ltd | 17,100 | 771,000 | 0.04% | ||
| 32 | COHEN & STEERS GLOBAL INCORPORATED BLDR | 91,300 | 812,000 | 0.04% | ||
| 33 | ADVENT CLAYMORE ENH GRW & IN | 99,900 | 834,000 | 0.04% | ||
| 34 | FIRST TR DIVIDEND INCOME FD | 91,700 | 835,000 | 0.04% | ||
| 35 | BROOKFIELD HIGH INCOME FD IN | 120,900 | 885,000 | 0.05% | ||
| 36 | DEUTSCHE MULTI-MKT INCOME TR | 106,600 | 911,000 | 0.05% | ||
| 37 | DEUTSCHE STRATEGIC INCOME TR | 75,479 | 915,000 | 0.05% | ||
| 38 | NMI HLDGS INC CL A | 120,300 | 917,000 | 0.05% | ||
| 39 | GABELLI EQUITY TR INC | 169,395 | 955,000 | 0.05% | ||
| 40 | BROOKDALE SR LIVING INC | 56,800 | 991,000 | 0.05% | ||
| 41 | CLOVIS ONCOLOGY INC | 27,500 | 991,000 | 0.05% | ||
| 42 | NEUBERGER BERMAN RE ES SEC FD | 176,600 | 1,005,000 | 0.05% | ||
| 43 | EXXON MOBIL CORP | 12,000 | 1,047,000 | 0.05% | ||
| 44 | HESS CORP | 20,700 | 1,110,000 | 0.06% | ||
| 45 | GOLDMAN SACHS BDC INC | 53,000 | 1,154,000 | 0.06% | ||
| 46 | CORINDUS VASCULAR ROBOTICS I COM | 1,049,854 | 1,165,000 | 0.06% | ||
| 47 | DUKE ENERGY CORP NEW | 14,800 | 1,185,000 | 0.06% | ||
| 48 | AVENUE INCOME | 107,255 | 1,391,000 | 0.07% | ||
| 49 | ACCELERON PHARMA | 39,901 | 1,444,000 | 0.08% | ||
| 50 | INTREXON CORP | 54,431 | 1,525,000 | 0.08% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-16-022304, filed 2016.11.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
