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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001172661-16-003784) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
5651 ADVENT CLAYMORE CV SECS & INCORPORATED 1,029 14 0.00%
5652 Connectone Bancorp Inc NEW 917 14 0.00%
5653 NEOGENOMICS INC 1,710 14 0.00%
5654 AMAZON COM INC 19 14 0.00%
5655 CELLDEX THERAPEUTICS INC NEW 3,083 14 0.00%
5656 PIMCO INCOME OPPORTUNITY FD 551 13 0.00%
5657 WESTERN ASSET HGH YLD DFNDFD 834 13 0.00%
5658 LEGG MASON BW GLB INC OPP FD 995 13 0.00%
5659 STERICYCLE INC 124 13 0.00%
5660 EMMIS COMMUNICTNS CORP CL A 17,800 13 0.00%
5661 YORK WTR CO 415 13 0.00%
5662 BLACKROCK CR ALLOCATION INCO 973 13 0.00%
5663 AG MTG INVT TR INC 906 13 0.00%
5664 NEUBERGER BERMAN HIGH YIELD 1,146 13 0.00%
5665 XOMA CORP DEL 23,100 13 0.00%
5666 CPFL ENERGIA S A 982 13 0.00%
5667 ALLIANZGI EQUITY CONV INCO 683 13 0.00%
5668 RESOURCE CAPITAL CORP N/C 5/29/18 30068N105 976 13 0.00%
5669 HOUSTON AMERN ENERGY CORP 58,970 13 0.00%
5670 VARIAN MED SYS INC 156 13 0.00%
5671 NEW AMER HIGH INCOME FD INC 1,517 13 0.00%
5672 ALLIANZGI CONV & INCOME FD 2,064 13 0.00%
5673 NISOURCE 500 13 0.00%
5674 WHITESTONE REIT 844 13 0.00%
5675 EXPEDITORS INTL WASH INC 261 13 0.00%
5676 VERISK ANALYTICS INC 165 13 0.00%
5677 SCOTTS MIRACLE-GRO CO 181 13 0.00%
5678 HARVEST NATURAL RESOURCES IN 15,300 13 0.00%
5679 PIMCO INCOME STRATEGY FD II 1,364 13 0.00%
5680 THESTREET INC 11,900 13 0.00%
5681 QUANTA SVCS INC 544 13 0.00%
5682 WESTERN ASSET PREMIER BD FD SHS BEN INT 951 13 0.00%
5683 FIBRIA CELULOSE S A SP ADR REP COM 1,879 13 0.00%
5684 WATERSTONE FINL INC MD 820 13 0.00%
5685 CALAMOS CONV & HIGH INCOME F 1,195 13 0.00%
5686 DEUTSCHE HIGH INCOME OPPORT FD 926 13 0.00%
5687 CORCEPT THERAPEUTICS INC 2,404 13 0.00%
5688 WESTERN ASSET WORLDWIDE INCO 1,153 13 0.00%
5689 CARROLS RESTAURANT GROUP INC 1,114 13 0.00%
5690 SYNOPSYS INC 246 13 0.00%
5691 BIO TECHNE CORP 116 13 0.00%
5692 BLACKROCK MULTI-SECTOR INC T 761 13 0.00%
5693 LMP CAP & INCOME FD INC 995 13 0.00%
5694 ARCH CAP GROUP LTD 186 13 0.00%
5695 WESTERN ASSET HIGH INCM FD I 1,857 13 0.00%
5696 UNIVERSAL TECHNICAL INST INC 5,800 13 0.00%
5697 PERKINELMER INC 241 13 0.00%
5698 HANCOCK JOHN INVS TR 798 13 0.00%
5699 TORTOISE PIPELINE & ENERGY FD 665 12 0.00%
5700 GUGGENHEIM EQ WEIGHT ENHANC 737 12 0.00%
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