| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,568,345 | 25,956,000 | 14.19% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,208,325 | 19,998,000 | 10.93% | ||
| 3 | BESSEMER GROUP INC | 1,031,497 | 17,071,000 | 9.33% | ||
| 4 | MORGAN STANLEY | 998,035 | 16,517,000 | 9.03% | ||
| 5 | WELLS FARGO & COMPANY/MN | 903,686 | 14,956,000 | 8.18% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 845,479 | 13,993,000 | 7.65% | ||
| 7 | Saba Capital Management, L.P. | 742,935 | 12,296,000 | 6.72% | ||
| 8 | EATON VANCE MANAGEMENT | 675,742 | 11,184,000 | 6.11% | ||
| 9 | Invesco Ltd. | 522,567 | 8,649,000 | 4.73% | ||
| 10 | DEUTSCHE BANK AG\ | 341,260 | 5,647,000 | 3.09% | ||
| 11 | Yorktown Management & Research Co Inc | 240,000 | 3,972,000 | 2.17% | ||
| 12 | KELMAN-LAZAROV, INC. | 184,525 | 3,052,044 | 1.67% | ||
| 13 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 179,153 | 2,964,000 | 1.62% | ||
| 14 | LPL Financial LLC | 152,625 | 2,546,000 | 1.39% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 127,744 | 2,114,000 | 1.16% | ||
| 16 | Vident Investment Advisory, LLC | 110,326 | 1,826,000 | 1.00% | ||
| 17 | GUGGENHEIM CAPITAL LLC | 97,725 | 1,618,000 | 0.88% | ||
| 18 | ROYAL BANK OF CANADA | 90,630 | 1,500,000 | 0.82% | ||
| 19 | RELATIVE VALUE PARTNERS GROUP, LLC | 89,064 | 1,464,000 | 0.80% | ||
| 20 | Frontier Wealth Management LLC | 85,830 | 1,420,000 | 0.78% | ||
| 21 | CITIGROUP INC | 79,828 | 1,321,000 | 0.72% | ||
| 22 | STIFEL FINANCIAL CORP | 68,545 | 1,134,000 | 0.62% | ||
| 23 | FIRST FOUNDATION ADVISORS | 68,307 | 1,130,000 | 0.62% | ||
| 24 | Edge Wealth Management LLC | 67,526 | 1,118,000 | 0.61% | SH | |
| 25 | Advisors Asset Management, Inc. | 67,406 | 1,116,000 | 0.61% | ||
| 26 | Cambridge Investment Research Advisors, Inc. | 56,195 | 930,000 | 0.51% | ||
| 27 | Laurion Capital Management LP | 47,748 | 790,000 | 0.43% | ||
| 28 | FIRST TRUST ADVISORS LP | 43,793 | 725,000 | 0.40% | ||
| 29 | E&G Advisors, LP | 37,900 | 627,000 | 0.34% | ||
| 30 | MSI Financial Services Inc | 34,254 | 567,000 | 0.31% | ||
| 31 | Jaffetilchin Investment Partners, LLC | 28,299 | 468,000 | 0.26% | ||
| 32 | Investors Capital Advisory Services | 28,100 | 465,000 | 0.25% | ||
| 33 | Capital Investment Advisors, LLC | 24,119 | 399,000 | 0.22% | ||
| 34 | BB&T SECURITIES, LLC | 20,128 | 333,000 | 0.18% | ||
| 35 | Lebenthal Holdings,LLC | 19,900 | 329,000 | 0.18% | ||
| 36 | LEBENTHAL ASSET MANAGEMENT, LLC | 19,900 | 329,000 | 0.18% | ||
| 37 | Aviance Capital Partners, LLC | 19,646 | 325,000 | 0.18% | ||
| 38 | Cetera Advisor Networks LLC | 19,435 | 323,000 | 0.18% | ||
| 39 | MARINER INVESTMENT GROUP LLC | 17,417 | 288,000 | 0.16% | ||
| 40 | Thomas J. Herzfeld Advisors, Inc. | 16,761 | 277,000 | 0.15% | ||
| 41 | OPPENHEIMER & CO INC | 15,550 | 257,000 | 0.14% | ||
| 42 | Curi Capital, LLC | 12,848 | 213,000 | 0.12% | ||
| 43 | INVESTMENT CENTERS OF AMERICA INC | 11,870 | 195,000 | 0.11% | ||
| 44 | Bison Wealth, LLC | 11,639 | 190,000 | 0.10% | ||
| 45 | D.A. DAVIDSON & CO. | 4,835 | 80,000 | 0.04% | ||
| 46 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,644 | 76,000 | 0.04% | ||
| 47 | ENVESTNET ASSET MANAGEMENT INC | 4,127 | 68,000 | 0.04% | ||
| 48 | ADVISOR GROUP, INC. | 2,008 | 33,000 | 0.02% | ||
| 49 | Financial Architects, Inc | 1,215 | 20,000 | 0.01% | ||
| 50 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,175 | 19,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
