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WESTERN ASSET HIGH INCM FD I
WESTERN ASSET HIGH INCM FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 59 Institutional holders with a total value of $75,135,758.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 3,240,145 22,487,000 29.93%
2 GUGGENHEIM CAPITAL LLC 1,390,441 9,649,000 12.84%
3 BESSEMER GROUP INC 983,333 6,824,000 9.08%
4 Invesco Ltd. 713,887 4,954,000 6.59%
5 Laurion Capital Management LP 625,270 4,339,000 5.77%
6 Vident Investment Advisory, LLC 474,767 3,295,000 4.39%
7 MORGAN STANLEY 368,614 2,558,000 3.40%
8 Cambridge Investment Research Advisors, Inc. 345,701 2,399,000 3.19%
9 BANK OF MONTREAL /CAN/ 328,000 2,276,000 3.03%
10 LPL Financial LLC 311,512 2,177,000 2.90%
11 Capital Investment Advisors, LLC 290,512 2,016,000 2.68%
12 Windsor Capital Management, LLC 286,234 1,986,000 2.64%
13 ROBINSON CAPITAL MANAGEMENT, LLC 174,643 1,212,000 1.61%
14 CREDIT SUISSE AG/ 156,480 1,086,000 1.45%
15 WELLS FARGO & COMPANY/MN 84,971 589,000 0.78%
16 Commonwealth Equity Services, Inc 78,395 544,000 0.72%
17 CITIGROUP INC 72,271 502,000 0.67%
18 BANK OF AMERICA CORP /DE/ 71,181 494,000 0.66%
19 RAYMOND JAMES & ASSOCIATES 66,753 463,000 0.62%
20 SONORA INVESTMENT MANAGEMENT, LLC 59,468 412,708 0.55%
21 Creative Planning 52,342 363,000 0.48%
22 Raymond James Financial Services Advisors, Inc. 46,201 321,000 0.43%
23 STIFEL FINANCIAL CORP 46,153 320,000 0.43%
24 ROYAL BANK OF CANADA 36,081 250,000 0.33%
25 BAIRD FINANCIAL GROUP, INC. 34,849 242,000 0.32%
26 CETERA INVESTMENT ADVISERS 31,638 219,000 0.29%
27 DOLIVER ADVISORS, LP 30,954 215,000 0.29%
28 RAYMOND JAMES TRUST N.A. 30,500 212,000 0.28%
29 OTA Financial Group L.P. 29,567 205,000 0.27%
30 ALETHEA CAPITAL MANAGEMENT, LLC 26,585 184,000 0.24%
31 First Allied Advisory Services, Inc. 25,800 180,000 0.24%
32 MSI Financial Services Inc 24,859 172,000 0.23%
33 IFP ADVISORS, INC 22,658 157,000 0.21%
34 WILLIAMS JONES & ASSOCIATES LLC 21,500 149,000 0.20%
35 Pekin Hardy Strauss, Inc. 18,500 128,000 0.17%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,326 120,000 0.16%
37 NATIONAL PLANNING CORP 16,736 118,000 0.16%
38 WFG Advisors, LP 16,636 115,000 0.15%
39 Cetera Advisor Networks LLC 16,556 115,000 0.15%
40 PNC FINANCIAL SERVICES GROUP, INC. 16,525 115,000 0.15%
41 Virtu KCG Holdings LLC 15,988 111,000 0.15%
42 ADVISOR GROUP, INC. 16,027 110,000 0.15%
43 Camarda Financial Advisors, LLC 15,514 108,000 0.14%
44 Yorktown Management & Research Co Inc 14,600 101,000 0.13%
45 Bank of New York Mellon Corp 14,050 97,000 0.13%
46 Granite Investment Advisors, LLC 14,000 97,000 0.13%
47 F&V Capital Management, LLC 13,637 95,000 0.13%
48 Clearbridge Investments, LLC 7,476 52,000 0.07%
49 Livingston Group Asset Management CO (operating as Southport Capital Management) 5,513 38,000 0.05%
50 MOSAIC FAMILY WEALTH, LLC 4,405 31,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.