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Institutional Investment Manager
QVT Financial LP
QVT Financial LP (CIK: 0001290162) incorporated in Delaware, located at 888 Seventh Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 85 holdings with a total value of $3,292,417,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 TRINA SOLAR LIMITED 8,200,000 7,868,000 0.24% PRN
52 WELLS FARGO & CO NEW 141,712 7,810,000 0.24%
53 EURONAV NV ANTWERPEN 973,524 7,740,000 0.24%
54 IMAX CORP COM 242,741 7,622,000 0.23%
55 YY INC 190,700 7,517,000 0.23%
56 ACADIA PHARMACEUTICALS INC COM 244,121 7,040,000 0.21%
57 INTERCEPT PHARMACEUTICAL 62,306 6,770,000 0.21%
58 SPDR SER TR 116,760 6,488,000 0.20%
59 EPIZYME INC COM 530,281 6,416,000 0.19%
60 TESARO INC 47,131 6,338,000 0.19%
61 BLUEBIRD BIO INCORPORATED 95,136 5,870,000 0.18%
62 SAREPTA THERAPEUTICS INC 212,776 5,836,000 0.18%
63 GRAY TELEVISION INC COM 522,193 5,666,000 0.17%
64 CHINA ZENIX AUTO INTL LTD 6,074,805 5,624,000 0.17%
65 BIOMARIN 63,179 5,234,000 0.16%
66 SPDR SER TR 118,270 5,212,000 0.16%
67 BEIGENE LTD 170,000 5,161,000 0.16%
68 AUTOHOME INC 201,900 5,104,000 0.16%
69 ACTIVISION BLIZZARD INC 133,900 4,835,000 0.15%
70 REGENXBIO INC COM 250,104 4,639,000 0.14%
71 BELLICUM PHARMACEUTICALS INC COM 337,923 4,603,000 0.14%
72 DHT HOLDINGS INC COM 1,071,966 4,438,000 0.13%
73 FITBIT INC 572,202 4,189,000 0.13%
74 ARROWHEAD PHARMACEUTICALS IN 2,556,256 3,962,000 0.12%
75 BIOGEN INC 11,760 3,335,000 0.10%
76 HOEGH LNG PARTNERS LP 175,000 3,325,000 0.10%
77 ADAPTIMMUNE THERAPEUTICS PLC 657,258 2,662,000 0.08%
78 NORDIC AMERICAN TANKERS LIMI 284,237 2,388,000 0.07%
79 PALATIN TECHNOLOGIES INC COM 6,364,569 2,250,000 0.07%
80 OCERA THERAPEUTICS INC 906,286 1,903,000 0.06%
81 Tracon Pharmaceuticals Inc 381,477 1,711,000 0.05%
82 AKARI THERAPEUTICS PLC 258,121 1,454,000 0.04%
83 TESLA INC 44,660 1,050,000 0.03% Put
84 SPRAGUE RESOURCES 30,909 785,000 0.02%
85 INTERNATIONAL SEAWAYS INC COM ADDED 18,309 257,000 0.01%
Page 2 of 2

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000950123-17-002298, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.