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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Original 13F HR (0001013228-16-004222) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 FRONTIER COMMUNICATIONS CORP 5,653,654 31,604 0.53%
2 CYS INVTS INC COM 4,209,583 34,266 0.57%
3 BLACKROCK DEBT STRAT FD INC COM 4,027,895 13,977 0.23%
4 VIRTUS TOTAL RETURN FD 3,565,290 15,118 0.25%
5 ADVENT CLAY CONV SEC INCORPORATED FD II 3,052,131 16,573 0.28%
6 MADISON COVERED CALL EQUIT 3,043,387 22,734 0.38%
7 VOYA GLBL EQTY DIV & PREM OP 2,967,343 21,038 0.35%
8 ALPINE TOTAL DYNAMIC DIVID F 2,943,645 22,077 0.37%
9 WELLS FARGO GLOBAL DIVID OPP 2,633,944 15,725 0.26%
10 PDL BIOPHARMA INC 2,362,054 7,866 0.13%
11 MANAGED HIGH YIELD PLUS FUND INC 2,200,134 3,916 0.07%
12 CYPRESS SEMICONDUCTOR CORP 2,175,626 18,841 0.31%
13 LIBERTY ALL STAR EQUITY FD 2,120,947 10,541 0.18%
14 APOLLO INVT CORP 2,057,625 11,420 0.19%
15 INTERSIL CORP 2,027,708 27,110 0.45%
16 NUVEEN DIVERSIFIED DIVID I 2,016,511 22,061 0.37%
17 COHEN & STEERS QUALITY RLTY 2,007,246 24,910 0.41%
18 PENNANTPARK INVT CORP 1,987,008 12,041 0.20%
19 EATON VANCE TAX MANAGED DIVE 1,970,455 21,025 0.35%
20 DENBURY RESOURCES INC 1,940,096 4,307 0.07%
21 GUGGENHEIM ENHANCED EQUITY I 1,934,689 14,104 0.23%
22 FIFTH STREET FINANCE CORP 1,915,121 9,614 0.16%
23 RR DONNELLEY & SONS CO 1,914,319 31,395 0.52%
24 AVON PRODS INC 1,779,155 8,558 0.14%
25 PFIZER INC 1,760,910 52,193 0.87%
26 PROSPECT CAPITAL CORPORATION 1,748,366 12,711 0.21%
27 GARRISON CAP INC 1,628,240 17,471 0.29%
28 AT&T INC 1,589,713 62,269 1.04%
29 CENTERPOINT ENERGY INC 1,531,633 32,042 0.53%
30 INVESCO MORTGAGE CAPITAL INC 1,492,727 18,181 0.30%
31 KAYNE ANDERSON ENRGY TTL RT FD 1,480,221 12,049 0.20%
32 VECTOR GROUP LTD 1,470,738 33,592 0.56%
33 CLEARBRIDGE AMERN ENERG MLP FD 1,435,149 10,032 0.17%
34 BLACKROCK ENHANCED CAP INC 1,364,916 18,481 0.31%
35 CHIMERA INVT CORP 1,364,725 18,547 0.31%
36 MONROE CAP CORP 1,339,912 18,558 0.31%
37 EATON VANCE TAX-MANAGED GLOBAL COM 1,306,784 11,474 0.19%
38 BLACKROCK GLOBAL OPP EQTY TR 1,294,620 15,380 0.26%
39 ALPINE GLOBAL DYNAMIC DIVD F 1,246,329 10,631 0.18%
40 EATON VANCE ENHANCED EQ INC 1,241,559 15,557 0.26%
41 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 1,233,501 6,895 0.11%
42 KRONOS WORLDWIDE INC 1,232,424 7,049 0.12%
43 EATON VANCE LTD DURATION INC 1,217,139 16,042 0.27%
44 BLACKROCK CAP INVT CORP 1,211,198 11,397 0.19%
45 LIBERTY ALL STAR GROWTH FD I 1,188,300 4,813 0.08%
46 MATTEL INC 1,163,190 39,106 0.65%
47 ARES CAPITAL CORP 1,158,406 17,191 0.29%
48 VERIZON COMMUNICATIONS INC 1,154,735 62,448 1.04%
49 NEW YORK MORTGAGE TRUST INC COM 1,136,169 5,385 0.09%
50 COVANTA HLDG CORP 1,135,101 19,138 0.32%
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