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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1901 ARIAD PHARMACEUTICALS ORD (NMS) 82,010 433 0.00%
1902 GLOBAL X FDS 34,238 433 0.00%
1903 BARCLAYS BANK PLC 13,306 432 0.00%
1904 TORCHMARK CORP COM 8,315 432 0.00%
1905 CLAYMORE EXCHANGE TRD FD TR 20,399 431 0.00%
1906 ULTA BEAUTY INC 3,720 431 0.00%
1907 PROSHARES TR 8,755 430 0.00%
1908 POWERSHARES ETF TRUST II S&P SMALLCAP ENERGY PORT 10,329 430 0.00%
1909 ACTIVISION BLIZZARD INC 20,843 429 0.00%
1910 WESTERN ASSET INCOME FD 32,002 429 0.00%
1911 SPDR SERIES TRUST 4,510 429 0.00%
1912 DELAWARE INVTS COLO MUN INCO 29,684 428 0.00%
1913 BROOKFIELD TOTAL RETURN FD I 17,195 428 0.00%
1914 MARTIN MIDSTREAM PRTNRS L P 11,502 428 0.00%
1915 DICKS SPORTING GOODS 9,911 427 0.00%
1916 OWENS ILL INC 16,499 427 0.00%
1917 AK STL HLDG CORP 58,573 425 0.00%
1918 DREAMWORKS ANIMATION SKG INC 15,852 424 0.00%
1919 NUVEEN CA SELECT TAX FREE PRTF SH BEN INT 27,397 424 0.00%
1920 ELECTRONIC ARTS INC 12,069 424 0.00%
1921 GABELLI CONV&INCOM SECS FD I 70,988 423 0.00%
1922 CLAYMORE EXCHANGE TRD FD TR 12,050 422 0.00%
1923 ARES MULTI STRATEGY CR FD IN 19,980 422 0.00%
1924 FORTUNA SILVER MINES INC 102,000 422 0.00%
1925 EMBRAER S A 10,744 421 0.00%
1926 MEMORIAL PRODTN PARTNERS LP 19,145 420 0.00%
1927 PIEDMONT NAT GAS INC 12,451 419 0.00%
1928 BLACKROCK MUNIYIELD QUALITY 30,337 418 0.00%
1929 SYMANTEC CORP 18,121 418 0.00%
1930 ROCK-TENN COMPANY 8,955 417 0.00%
1931 FIRST TR STRATEGIC HIGH INC 27,256 416 0.00%
1932 BLACKROCK MUNIYIELD QUALITY 27,737 416 0.00%
1933 ICONIX BRAND GROUP INC 11,421 415 0.00%
1934 OMNICOM GROUP INC 6,131 415 0.00%
1935 DIREXION SHS ETF TR 13,069 414 0.00%
1936 CRACKER BARREL OLD CTRY STOR 4,043 414 0.00%
1937 PIMCO ETF TR 8,197 414 0.00%
1938 FIRST HORIZON CORPORATION COM 34,046 413 0.00%
1939 MORGAN STANLEY 21,235 411 0.00%
1940 NUVEEN ENHANCED MUN VALUE FD 27,720 411 0.00%
1941 MARKET VECTORS ETF TR 11,240 411 0.00%
1942 NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC 28,239 411 0.00%
1943 LINEAR TECHNOLOGY CORP 9,495 409 0.00%
1944 NEWMARKET CORP 1,099 409 0.00%
1945 STRATTEC SEC CORP COM 5,017 408 0.00%
1946 VARIAN MED SYS INC 5,092 407 0.00%
1947 ASHFORD HOSPITALITY TR INC 40,817 407 0.00%
1948 GATX CORP 7,024 407 0.00%
1949 BROWN FORMAN CORP 4,582 406 0.00%
1950 ROYAL BK OF SCOTLAND PLC 10,435 406 0.00%
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