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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
151 CGG 16,926 149 0.00%
152 NUVEEN GLOBAL EQUITY INCOME 11,173 149 0.00%
153 EATON VANCE NJ MUNI INE T 12,102 149 0.00%
154 Inventure Foods Inc 11,635 150 0.00%
155 PIER 1 IMPORTS INC 12,964 151 0.00%
156 CRAFT BREW ALLIANCE INC 10,915 151 0.00%
157 Hercules Offshore Inc 70,704 152 0.00%
158 WESTERN ASSET WORLDWIDE INCO 12,611 154 0.00%
159 AES CORP 10,880 154 0.00%
160 Nuveen Sel Inc Port 3 11,135 154 0.00%
161 MIDWAY GOLD CORP 143,289 155 0.00%
162 Crestwood Equity Partners LP 15,062 156 0.00%
163 KELLY SVCS INC CL A 10,165 156 0.00%
164 EATON VANCE NEW YORK MUN BD 12,617 156 0.00%
165 PARAMOUNT GOLD & SILVER COR 174,699 157 0.00%
166 FEDERATED HERMES PREM MUNI I 10,476 157 0.00%
167 GROUPON INC 24,076 158 0.00%
168 DEUTSCHE HIGH INCOME TR 17,729 159 0.00%
169 WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT 13,875 161 0.00%
170 SANOFI SPOND FUNSPONSORED ADR 19,049 161 0.00%
171 INTEGRATED SILICON SOLUTION 11,912 161 0.00%
172 CAPSTEAD MTG CORP COM NO PAR 13,166 163 0.00%
173 CVB FINL CORP COM 11,403 163 0.00%
174 DEUTSCHE HIGH INCOME OPPORT FD 11,442 163 0.00%
175 NUVEEN NJ INVT QUALITY MUN F 12,571 168 0.00%
176 APEXCM SMALL/MID CAP GROWTH 10,534 168 0.00%
177 NOAH HOLDINGS 12,960 168 0.00%
178 BLACKROCK DIVID INCOME TR 13,019 169 0.00%
179 CHEFS WHSE INC COM 10,820 170 0.00%
180 VRINGO INC 181,532 172 0.00%
181 EATON VANCE MICH MUN BD FD 12,972 172 0.00%
182 CHICOS FAS INC 11,760 172 0.00%
183 BLACKROCK MUNIYIELD ARIZ FD 11,377 173 0.00%
184 Penn Virginia Corp 14,384 174 0.00%
185 DUFF PHELPS UTIL CORP BD T 17,698 174 0.00%
186 NEUBERGER BERMAN CA INT 11,456 175 0.00%
187 NUVEEN CORE EQUITY ALPHA FD 10,231 175 0.00%
188 AAON INC 10,166 176 0.00%
189 SWEDISH EXPT CR CORP 25,082 176 0.00%
190 CLOUGH GLOBAL DIVND AND INCORPORATED FD 12,372 176 0.00%
191 Nomura Holdings Inc 30,786 177 0.00%
192 ABERDEEN CHILE FD INC 20,701 177 0.00%
193 BLUCORA INC 11,755 178 0.00%
194 BARINGS PARTN INVS TRUST 13,118 178 0.00%
195 MFS HIGH YIELD MUN TR 41,127 179 0.00%
196 WISDOMTREE INVTS INC 16,001 179 0.00%
197 CNH INDL N V 23,593 183 0.00%
198 ON SEMICONDUCTOR CORP 20,942 184 0.00%
199 MARVELL TECHNOLOGY GROUP LTD 13,763 184 0.00%
200 FIRSTMERIT CORPORATION 10,614 184 0.00%
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