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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1951 Receptos Inc 6,481 405 0.00%
1952 SMITH & WESSON HLDG 43,392 405 0.00%
1953 MEADWESTVACO CORP 10,036 405 0.00%
1954 UNIVERSAL HLTH SVCS INC 3,902 404 0.00%
1955 PUTNAM MASTER INTER INCOME T 80,324 404 0.00%
1956 DUNKIN BRANDS GROUP INC COM 9,033 402 0.00%
1957 DELAWARE INVTS MINN MUN INCO 29,448 401 0.00%
1958 CVR PARTNERS LP 29,283 401 0.00%
1959 AES TRUST III 6.75 3.375 PFD 7,786 400 0.00%
1960 APOLLO TACTICAL INCOME FD INCORPORATED 22,950 398 0.00%
1961 CROWN CASTLE INTL CORP 4,973 398 0.00%
1962 UNITED NATURAL FOODSINC 6,615 398 0.00%
1963 BROOKDALE SENIOR LIVING INC COM 12,533 396 0.00%
1964 TORTOISE PIPELINE & ENERGY FD 11,535 395 0.00%
1965 NEURALSTEM INC COM 126,368 394 0.00%
1966 ALLIANT TECHSYSTEM 3,166 394 0.00%
1967 SCRIPPS NETWORKS INTERACT IN 5,057 394 0.00%
1968 FIRST TR DIVIDEND INCOME FD 43,860 394 0.00%
1969 BLACKROCK MUNIYIELD QUALITY 30,642 393 0.00%
1970 MACQUARIE INFRASTRUCTURE COR 5,944 393 0.00%
1971 DEUTSCHE STRATEGIC 28,998 391 0.00%
1972 ABERDEEN GLOBAL INCOME FD IN 36,328 391 0.00%
1973 TSAKOS ENERGY NAVIGATION LTD 61,358 390 0.00%
1974 CDK GLOBAL INC 12,571 390 0.00%
1975 CHIQUITA BRANDS INTL INC 391,000 390 0.00%
1976 QIHOO 360 TECHNOLOGY CO LTD 6,102 390 0.00%
1977 NW Biotherapeutics 80,442 389 0.00%
1978 NUVEEN MORTGAGE AND INCOME F 16,391 388 0.00%
1979 ISHARES TR 15,159 388 0.00%
1980 TERADYNE INC 20,675 388 0.00%
1981 Portfolio Recovery Ass 6,994 388 0.00%
1982 CIENA CORP 23,121 387 0.00%
1983 MAINSTAY MACKAY DEFINEDTERM FD COM 21,577 386 0.00%
1984 J2 GLOBAL INC 7,805 386 0.00%
1985 DREYFUS HIGH YIELD STRATEGIE 103,813 386 0.00%
1986 KAPSTONE PAPER & PACKAGING C 14,077 385 0.00%
1987 HOLLYSYS AUTOMATION TECHNOLO 17,552 385 0.00%
1988 SPDR SERIES TRUST 6,432 384 0.00%
1989 PROSHARES TR 5,477 383 0.00%
1990 NORTHWEST NAT GAS CO 9,014 382 0.00%
1991 BLACKROCK RES COMMODITIES 34,225 381 0.00%
1992 GRAPHIC PACKAGING HLDG CO 31,144 381 0.00%
1993 MFS GOVT MKTS INCOME TR 66,573 381 0.00%
1994 GRAND CANYON ED INC 9,329 380 0.00%
1995 POWERSHARES GLOBAL AGRICULTURE PORTFOLIO 13,276 380 0.00%
1996 ISHARES TR 7,497 379 0.00%
1997 NORWEGIAN CRUISE LINE HLDG L 10,751 378 0.00%
1998 ISHARES U S ETF TR 13,005 378 0.00%
1999 GULFPORT ENERGY CORP 7,363 378 0.00%
2000 GOLAR LNG LTD 5,866 377 0.00%
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