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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
2451 COLUMBIA ETF TR 4,577 203 0.00%
2452 SAREPTA THERAPEUTICS INC 9,288 203 0.00%
2453 COLUMBIA SELIGM PREM TECH GRW 11,705 203 0.00%
2454 GDL FUND 19,421 203 0.00%
2455 POWERSHARES ETF TR II 4,816 203 0.00%
2456 QUESTAR CORP COM 9,190 203 0.00%
2457 HARMONIC INC 32,734 203 0.00%
2458 MAXWELL TECHNOLOGIES INC 24,840 203 0.00%
2459 NEWCASTLE INVESTMENT CORP 16,231 203 0.00%
2460 GUGGENHEIM TAXABLE MUN MNGD 9,372 203 0.00%
2461 CURTISS WRIGHT CORP 3,151 203 0.00%
2462 Ryanair Hldgs Plc Adr 3,700 203 0.00%
2463 Rackspace Hosting 6,031 202 0.00%
2464 CROSSTEX ENERGY INC 4,954 202 0.00%
2465 WISDOMTREE TR 4,631 202 0.00%
2466 ISHARES TR 3,433 202 0.00%
2467 National Bank of Greece - ADR 69,142 202 0.00%
2468 ISHARES TR 4,029 201 0.00%
2469 HUBBELL INC CLASS B 1,669 201 0.00%
2470 SIRONA DENTAL SYS INC 2,593 201 0.00%
2471 VISHAY INTERTECHNOLOGY INC 14,291 201 0.00%
2472 BLACKROCK MUNIYIELD 13,553 200 0.00%
2473 EXELIS INC 12,196 200 0.00%
2474 CHEMTURA CORP 8,681 200 0.00%
2475 ESSEX PPTY TR INC 1,116 200 0.00%
2476 GOLDMAN SACHS MLP ENERGY RENAI 10,000 200 0.00%
2477 FRANKS INTL N V 10,666 199 0.00%
2478 NVIDIA CORPORATION 10,886 199 0.00%
2479 WESTERN ASSET MGD HI INCM FD 35,970 197 0.00%
2480 DANA INCORPORATED 10,235 197 0.00%
2481 WHITESTONE REIT 14,161 197 0.00%
2482 BLACKROCK MUNIHLDGS NY QLTY 14,565 196 0.00%
2483 BLACKROCK NJ MUNICIPAL BOND 13,052 196 0.00%
2484 Intl Game Technology 11,603 195 0.00%
2485 LOUISIANA PAC CORP 14,593 195 0.00%
2486 MVC CAPITAL INC 18,157 194 0.00%
2487 SUPERIOR INDS INTL INC COM 11,277 193 0.00%
2488 WELLS FARGO UTILITIES AND HI 14,961 192 0.00%
2489 LMP CAP & INCOME FD INC 11,532 192 0.00%
2490 CLEAN ENERGY FUELS CORPORATION COM 25,817 192 0.00%
2491 MORGAN STANLEY TRUSTS 10,776 191 0.00%
2492 VIRNETX HLDG CORP 33,942 190 0.00%
2493 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 15,719 187 0.00%
2494 NEUBERGER BERMAN INTER MUNI 12,471 186 0.00%
2495 WESTPORT FUEL SYSTEMS INC 23,507 186 0.00%
2496 Magnum Hunter Resources Corp 36,009 185 0.00%
2497 ON SEMICONDUCTOR CORP 20,942 184 0.00%
2498 FIRSTMERIT CORPORATION 10,614 184 0.00%
2499 MARVELL TECHNOLOGY GROUP LTD 13,763 184 0.00%
2500 CNH INDL N V 23,593 183 0.00%
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