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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
2601 WILSHIRE BANCORP INC 11,119 103 0.00%
2602 EVOLUTION PETE CORP 11,185 102 0.00%
2603 FANG HOLDINGS LTD 10,420 102 0.00%
2604 DRIEHAUS SELECT CREDIT FUND 10,119 99 0.00%
2605 MCDERMOTT INTL INC 17,882 99 0.00%
2606 PACHOLDER HIGH YIELD FD INC 12,568 98 0.00%
2607 ENDEAVOUR SILVER CORP 21,637 96 0.00%
2608 MCG CAPITAL CORP 26,379 93 0.00%
2609 TICC CAPITAL CORP 10,478 93 0.00%
2610 ATLANTIC PWR CORP 40,582 93 0.00%
2611 CUI GLOBAL INC COM NEW 12,284 86 0.00%
2612 EXCO RESOURCES INC 28,188 86 0.00%
2613 NOVAVAX INC COM 20,850 86 0.00%
2614 Cincinnati Bell Inc 25,820 85 0.00%
2615 GLU MOBILE INC 16,350 83 0.00%
2616 REALNETWORKS INC 12,404 83 0.00%
2617 OREXIGEN THERAPEUTICS INC COM 20,595 83 0.00%
2618 NORTH ATLANTIC DRILLING LTD 12,707 81 0.00%
2619 NEW GOLD INC CDA 16,056 81 0.00%
2620 YANZHOU COAL MNG CO LTD 10,000 80 0.00%
2621 Wright Medical Group Inc 37,769 79 0.00%
2622 EARTHLINK HOLDINGS ORD 21,301 71 0.00%
2623 SANDRIDGE MISSISSIPPIAN TR I 11,050 69 0.00%
2624 COEUR MNG INC 13,590 69 0.00%
2625 Agile Therapeutics, Inc. 10,685 68 0.00%
2626 ZION OIL & GAS INC 40,849 68 0.00%
2627 ARCH COAL INC 34,393 68 0.00%
2628 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - 10,225 63 0.00%
2629 PLUG POWER INC 14,226 63 0.00%
2630 ECA MARCELLUS TR I 11,610 63 0.00%
2631 Comstock Mining Inc 53,444 63 0.00%
2632 TURQUOISE HILL RES LTD 16,820 62 0.00%
2633 SUNSHINE HEART INC 11,300 62 0.00%
2634 RESEARCH FRONTIERS INC 10,620 60 0.00%
2635 Casella Waste SYS 15,600 58 0.00%
2636 UNITED STATES ANTIMONY CORP 45,100 58 0.00%
2637 ALPHA NATURAL RESOURCES 25,493 58 0.00%
2638 CREDIT SUISSE AG NASSAU BRH 16,938 57 0.00%
2639 ZYNGA INC 20,832 56 0.00%
2640 AMPIO PHARMACEUTICALS INC 15,775 56 0.00%
2641 GERDAU S A 11,544 55 0.00%
2642 ROUNDYS INC 19,750 55 0.00%
2643 LIBERTY ALL STAR GROWTH FD I 10,699 54 0.00%
2644 KEMET CORP COM NEW 13,387 53 0.00%
2645 Prospect Capital Corp 50,000 52 0.00%
2646 SILICON IMAGE INC 10,164 51 0.00%
2647 URANERZ ENERGY CORP 47,173 50 0.00%
2648 GOLDMAN SACHS GROUP INC 45,000 49 0.00%
2649 CAMAC ENERGY INC 81,997 48 0.00%
2650 PROVECTUS 47,200 47 0.00%
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