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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
251 REALTY INCOME CORP 285,966 11,716 0.07%
252 CONAGRA BRANDS INC 350,337 11,589 0.07%
253 TRINITY INDS INC 266,854 11,517 0.07%
254 HONEYWELL INTL INC 124,106 11,377 0.07%
255 SPDR S&P 600 SMALL CAP GROWTH ETF 67,629 11,270 0.07%
256 FIRST TR EXCHANGE TRADED FD 427,062 11,249 0.07%
257 ISHARES NORTH AMERICAN NATURAL RESOURCES ETF 255,002 11,197 0.07%
258 WAL-MART STORES INC 146,951 11,186 0.07%
259 ISHARES TR 112,488 11,168 0.07%
260 DOW CHEM CO 221,144 11,157 0.07%
261 PROSHARES TR 409,207 11,130 0.07%
262 PIMCO DYNAMIC CR INCOME FD 488,184 10,979 0.07%
263 UNITED TECHNOLOGIES CORP 105,606 10,966 0.07%
264 EATON VANCE TAX MANAGED GLOB 906,026 10,899 0.06%
265 AMERICAN INTL GROUP INC 202,226 10,710 0.06%
266 WASTE MGMT INC DEL 226,459 10,678 0.06%
267 SPDR SERIES TRUST 101,719 10,667 0.06%
268 CALAMOS CONV OPPORTUNITIES & 791,081 10,664 0.06%
269 SPDR SER TR 68,934 10,611 0.06%
270 VANGUARD WORLD FD 138,229 10,598 0.06%
271 VANGUARD WORLD FD 82,130 10,549 0.06%
272 CENTRAL FD CDA LTD 840,664 10,475 0.06%
273 VANGUARD WORLD FDS 96,450 10,379 0.06%
274 CALAMOS CONV & HIGH INCOME F 725,871 10,329 0.06%
275 GLAXOSMITHKLINE PLC 222,942 10,233 0.06%
276 PPG INDS INC 53,345 10,198 0.06%
277 EBAY INC 183,512 10,178 0.06%
278 NOVARTIS A G 108,963 10,157 0.06%
279 CORNING INC 535,436 10,066 0.06%
280 KRAFT HEINZ CO COM 180,106 10,055 0.06%
281 POWERSHARES ETF TRUST II 411,054 9,898 0.06%
282 E M C CORP MASS COM 346,313 9,846 0.06%
283 KKR & CO LP COMMON UNITS 454,506 9,845 0.06%
284 SPDR SER TR 87,562 9,728 0.06%
285 ISHARES TR 99,449 9,717 0.06%
286 ISHARES TR 78,878 9,674 0.06%
287 UNITED PARCEL SERVICE INC 99,544 9,648 0.06%
288 POWERSHARES ETF TRUST 525,057 9,614 0.06%
289 OCCIDENTAL PETE CORP DEL 101,583 9,578 0.06%
290 POWERSHS DB US DOLLAR INDEX 418,794 9,569 0.06%
291 POWERSHARES ETF TRUST 313,595 9,408 0.06%
292 FEDEX CORP 59,146 9,353 0.06%
293 FIRST TR EXCH TRD ALPHA FD I 305,987 9,287 0.06%
294 POWERSHARES ETF TRUST 511,480 9,196 0.05%
295 FIRST TR EXCHANGE TRADED FD 286,728 9,078 0.05%
296 SPDR DOW JONES REIT ETF 112,816 9,011 0.05%
297 VANGUARD SCOTTSDALE FDS 99,613 8,915 0.05%
298 ISHARES TR 73,019 8,889 0.05%
299 AMGEN INC 64,019 8,888 0.05%
300 POWERSHARES ETF TRUST II 254,133 8,887 0.05%
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