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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001403438-15-000003) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
2601 CLAYMORE EXCHANGE TRD FD TR 10,831 127 0.00%
2602 OREXIGEN THERAPEUTICS INC COM 20,437 124 0.00%
2603 WESTERN ASSET WORLDWIDE INCO 10,863 124 0.00%
2604 INVESTORS BANCORP INC NEW 10,900 122 0.00%
2605 MOBILE TELESYSTEMS PJSC 16,800 121 0.00%
2606 ARIAD PHARMACEUTICALS ORD (NMS) 17,410 120 0.00%
2607 AEGON N V 15,938 120 0.00%
2608 Crestwood Equity LP 14,762 120 0.00%
2609 PARAGON OFFSHORE PLC 42,692 118 0.00%
2610 GDL FUND 11,431 117 0.00%
2611 NOVAVAX INC 19,500 116 0.00%
2612 HALCON RESOURCES CORP 64,346 115 0.00%
2613 Arbitrage Event-Driven I 11,654 114 0.00%
2614 Magnum Hunter Resources Corp 36,159 114 0.00%
2615 PIMCO Low Duration 11,150 112 0.00%
2616 MANAGED HIGH YIELD PLUS FUND INC 61,328 110 0.00%
2617 KINDRED BIOSCIENCES INC 14,594 109 0.00%
2618 BLACKROCK CAP INVT CORP 13,015 107 0.00%
2619 Neo Performance Materials 121,997 107 0.00%
2620 FORTUNA SILVER MINES INC 23,312 106 0.00%
2621 VOYA INTL HIGH DIV EQTY INM 13,156 106 0.00%
2622 TRINA SOLAR ADR REPTG 50 ORD 11,450 106 0.00%
2623 ADVENT CLAYMORE ENH GRW & IN 11,674 104 0.00%
2624 * SANDRIDGE ENERGY INC COM 56,689 103 0.00%
2625 DEUTSCHE BK AG LDN BRH 19,700 102 0.00%
2626 BON-TON STORES INC 13,648 101 0.00%
2627 COEUR MNG INC 100,000 101 0.00%
2628 WESTPORT FUEL SYSTEMS INC 26,557 99 0.00%
2629 GREAT PANTHER SILVER LTD 160,320 99 0.00%
2630 SUMITOMO MITSUI FINL GROUP I 13,474 98 0.00%
2631 EARTHLINK HOLDINGS ORD 22,021 97 0.00%
2632 ROUNDYS INC 19,750 96 0.00%
2633 Casella Waste SYS 23,600 95 0.00%
2634 KELSO TECHNOLOGIES INC 16,325 95 0.00%
2635 National Bank of Greece - ADR 53,142 95 0.00%
2636 MORGAN STANLEY EMER MKTS DEB 10,176 92 0.00%
2637 ATLANTIC PWR CORP 33,882 92 0.00%
2638 COMPUGEN LTD 11,046 92 0.00%
2639 FUELCELL ENERGY INC COM NEW 59,983 92 0.00%
2640 Sprott Focus Trust 12,618 92 0.00%
2641 Penn Virginia Corp 13,584 91 0.00%
2642 EVOLUTION PETE CORP 12,313 91 0.00%
2643 CUI GLOBAL INC COM NEW 11,876 88 0.00%
2644 MCG CAPITAL CORP 21,500 82 0.00%
2645 Cincinnati Bell Inc 25,820 82 0.00%
2646 TICC CAPITAL CORP 10,478 79 0.00%
2647 PRECISION DRILLING CORP 12,876 78 0.00%
2648 VRINGO INC 137,464 76 0.00%
2649 DRYSHIPS INC 69,070 73 0.00%
2650 MFS INTERMEDIATE HIGH INC FD 26,700 71 0.00%
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