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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001403438-16-000017) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
201 DEUTSCHE HIGH INCOME OPPORT FD 11,846 162 0.00%
202 SUNCOKE ENERGY PARTNERS L P 11,529 162 0.00%
203 FIFTH STREET FINANCE CORP 32,006 163 0.00%
204 LMP CAP & INCOME FD INC 12,381 164 0.00%
205 CVR ENERGY INC COM 10,925 167 0.00%
206 SEASPAN CORP SHS 12,030 167 0.00%
207 WISDOMTREE INVTS INC 18,222 170 0.00%
208 INTERVAL LEISURE GROUP INC 10,504 172 0.00%
209 INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND 10,434 173 0.00%
210 NAVIGATOR HLDGS LTD 16,250 178 0.00%
211 EATON VANCE FLTG RATE INCOM 11,854 178 0.00%
212 ENERPLUS CORP 27,849 181 0.00%
213 Alon USA Energy, Inc. 30,357 185 0.00%
214 INVIVO THERAPEUTICS HLDGS CORPORATION COM NEW 32,555 186 0.00%
215 Prospect Capital Corp 185,000 186 0.00%
216 FAIRMOUNT SANTROL HLDGS INC 25,459 187 0.00%
217 UNITED STS BRENT OIL FD LP UNIT 12,814 187 0.00%
218 NQ MOBILE INC 52,675 187 0.00%
219 NUVEEN FLEXIBLE INVT INCOME FD 11,753 189 0.00%
220 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 20,229 189 0.00%
221 CLOUGH GLOBAL EQUITY FD 17,850 190 0.00%
222 BLACKROCK MUNI NJ FUND INC COM 11,192 191 0.00%
223 MORGAN STANLEY EM MKTS DM DECOM 25,312 192 0.00%
224 INVESCO HIGH INCOME TR II 14,013 193 0.00%
225 NEW RESIDENTIAL INVT CORP COM NEW 14,810 193 0.00%
226 NEW GERMANY FD INC 15,163 194 0.00%
227 TCP CAP CORP 12,672 196 0.00%
228 Laredo Petroleum Inc 18,500 197 0.00%
229 INVESTORS REAL 31,234 197 0.00%
230 AK STL HLDG CORP 42,610 198 0.00%
231 CAMBRIA ETF TR 11,049 198 0.00%
232 GLOBAL X FDS 17,407 199 0.00%
233 COMMUNITY HEALTH SYS INC NEW 16,699 200 0.00%
234 CINER RES LP 6,597 200 0.00%
235 CONSOLIDATED COMM HLDGS INC COM 7,179 200 0.00%
236 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 8,000 200 0.00%
237 ORBITAL ATK INC 2,402 200 0.00%
238 CODORUS VY BANCORP INC 9,666 200 0.00%
239 SPDR S&P BRIC 40 ETF 10,569 200 0.00%
240 ISHARES TR 3,841 201 0.00%
241 DST SYS INC DEL 1,712 201 0.00%
242 FIDELITY 10,438 201 0.00%
243 GLADSTONE INVT CORP 27,430 201 0.00%
244 PENN WEST PETE LTD NEW 137,722 201 0.00%
245 WISDOMTREE TR 12,066 201 0.00%
246 ANSYS 2,261 202 0.00%
247 BUCKLE INC 7,846 202 0.00%
248 INVESCO MORTGAGE CAPITAL INC 14,727 202 0.00%
249 HALYARD HEALTH INC 6,117 203 0.00%
250 ENERSYS 3,334 203 0.00%
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