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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001403438-16-000017) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
2501 Cincinnati Bell Inc 23,551 107 0.00%
2502 Vanguard Natural Res LLC 78,867 106 0.00%
2503 INOVIO PHARMACEUTICALS INC 11,200 103 0.00%
2504 GENWORTH FINL INC 43,521 102 0.00%
2505 MORGAN STANLEY EMER MKTS DEB 10,785 101 0.00%
2506 WESTERN ASSET MTG CAP CORP 10,854 101 0.00%
2507 BROCADE COMMUNICATIONS SYS I 10,979 100 0.00%
2508 DEUTSCHE GLBL HI INCM FD 11,830 97 0.00%
2509 ALON USA PARTNERS LP UT LTDPART INT 10,406 96 0.00%
2510 RAIT FINANCIAL TRUST 31,596 95 0.00%
2511 DYNEX CAP INC 14,033 94 0.00%
2512 ABERDEEN GLOBAL INCOME FD IN 10,618 93 0.00%
2513 RIVERVIEW BANCORP INC 19,307 92 0.00%
2514 TRAVELCENTERS AMER LLC COM 11,105 91 0.00%
2515 SILICON GRAPHICS INTL CORP 18,109 91 0.00%
2516 CELESTICA INC 10,132 91 0.00%
2517 MITEK SYS INC 12,300 89 0.00%
2518 ASHFORD HOSPITALITY TR INC 16,898 88 0.00%
2519 MOBILE TELESYSTEMS PJSC 10,299 88 0.00%
2520 IRIDIUM COMMUNICATIONS INC 10,000 87 0.00%
2521 AXOGEN INC 12,163 85 0.00%
2522 HIMAX TECHNOLOGIES INC 10,593 84 0.00%
2523 LIBERTY ALL STAR GROWTH FD I 20,579 84 0.00%
2524 SAN JUAN BASIN RTY TR 11,732 84 0.00%
2525 AEGON N V 24,115 83 0.00%
2526 NOVAGOLD RES INC 11,558 83 0.00%
2527 ACCURAY INC 15,985 81 0.00%
2528 INVENTURE FOODS INC 10,335 81 0.00%
2529 HARMONIC INC 29,223 81 0.00%
2530 PROSPECT CAPITAL CORPORATION 80,000 81 0.00%
2531 Bellerophon Therapeutics Inc 48,600 80 0.00%
2532 MANNKIND CORP. 68,350 77 0.00%
2533 GRAN TIERRA ENERGY INC 25,652 76 0.00%
2534 SPECTRUM PHARMACEUTICALS INC COM 10,869 74 0.00%
2535 KCAP FINL INC 18,920 74 0.00%
2536 ZIOPHARM ONCOLOGY INC 12,039 72 0.00%
2537 PENGROWTH ENERGY CORP 39,521 71 0.00%
2538 SPRINT CORP 15,455 69 0.00%
2539 MFS INTERMEDIATE HIGH INC FD 27,488 68 0.00%
2540 FULL HOUSE RESORTS INC 35,000 67 0.00%
2541 ICONIX BRAND GROUP INC 10,100 65 0.00%
2542 BANCO BILBAO VIZCAYA ARGENTA 12,094 65 0.00%
2543 ENDEAVOUR SILVER CORP 13,630 64 0.00%
2544 TURQUOISE HILL RES LTD 18,466 64 0.00%
2545 ZION OIL & GAS INC 43,794 62 0.00%
2546 AMICUS THERAPEUTICS INC COM 11,000 62 0.00%
2547 PROSPECT CAPITAL CORPORATION 60,000 60 0.00%
2548 JASON INDS INC 16,800 60 0.00%
2549 Cipher Pharmaceuticals Inc 11,000 60 0.00%
2550 NAM TAI PPTY INC SHS 10,600 58 0.00%
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