Dark
Light
System
Institutional Investment Manager
Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. (CIK: 0001419186) incorporated in Iowa, located at 1776 Pleasant Plain Road, Fairfield, IA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001419186-14-000013) filed in 2014.11.05
#
Name
Shares
Value ($)
%
Options
Notes
51 FUEL TECH INCORPORATED 17,456 74 0.00%
52 MIMEDX GROUP INC COM 10,600 76 0.00%
53 NEWBRIDGE BANCORP 10,237 78 0.00%
54 ATLANTIC PWR CORP 33,330 79 0.00%
55 COMPANHIA DE SANEAMENTO BASI 10,023 81 0.00%
56 AEGON N V 10,714 88 0.00%
57 RESOURCE CAP CORP 18,014 88 0.00%
58 DRYSHIPS INC 36,208 89 0.00%
59 SILVERCORP METALS INC 56,832 90 0.00%
60 BLACKROCK DEBT STRAT FD INC COM NEW 23,802 91 0.00%
61 AURICO GOLD INC UTIL 26,225 92 0.00%
62 BIOSCRIP INC 13,500 93 0.00%
63 ELEMENTS ROGERS INTERNATIONAL COMMODITY INDEX-TOTAL RETURN ETN 12,400 93 0.00%
64 CREDIT SUISSE HIGH YIELD BD 31,037 96 0.00%
65 MANAGED HIGH YIELD PLUS FUND INC 48,684 97 0.00%
66 RENTECH INC 56,625 97 0.00%
67 TANZANIAN ROYALTY EXPL CORP 49,050 103 0.00%
68 MFC BANCORP LTD 14,743 105 0.00%
69 Alcatel Lucent Adr 34,990 106 0.00%
70 INVESCO MUNI INCOME OPP TRST 15,905 108 0.00%
71 JETBLUE AIRWAYS CORP 10,369 110 0.00%
72 INVESCO SR INCOME TR 23,438 111 0.00%
73 SCICLONE PHARMACEUTICALS INC 16,275 112 0.00%
74 ORBITZ WORLDWIDE INC 14,360 113 0.00%
75 DEUTSCHE MULTI-MARKET INCOME TRUST 12,919 114 0.00%
76 Eastern Virginia Bankshares Inc 18,338 114 0.00%
77 WESTERN ASSET MGD HI INCM FD 20,992 116 0.00%
78 MBIA INC 12,750 117 0.00%
79 PRO-DEX INC COLO 51,850 118 0.00%
80 AMBEV SA 18,203 119 0.00%
81 STMICROELECTRONICS N V 16,053 123 0.00%
82 PENNEY J C INC 12,395 124 0.00%
83 GT ADVANCED TECHNOLOGIES INC COM 11,575 125 0.00%
84 MFS INTERMEDIATE INCOME TRUST SH BEN INT 25,339 127 0.00%
85 BANK AMER CORPORATION WARRANT EXP 011619 17,076 128 0.00%
86 COTT CORP QUE 18,800 129 0.00%
87 APOLLO INVT CORP 5.75% 01/15/2016 125,000 130 0.00%
88 WESTERN ASSET GLOBAL HIGH IN 10,967 134 0.00%
89 ALLIANCE NEW YORK MUN INC FD 10,774 136 0.00%
90 PENGROWTH ENERGY CORP 26,386 137 0.00%
91 DREYFUS HIGH YIELD STRATEGIE 37,225 138 0.00%
92 BLACKROCK STRATEGIC MUN TR COM 10,480 139 0.00%
93 Global X Silver Miners 13,050 139 0.00%
94 WESTPORT FUEL SYSTEMS INC 13,302 140 0.00%
95 NUVEEN EQUITY PREM ADVANTAGE FD COM 10,844 142 0.00%
96 ROYCE GLOBAL VALUE TR INC 16,295 142 0.00%
97 WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT 12,361 143 0.00%
98 NUVEEN CR STRATEGIES INCOME FD COM SHS 16,125 144 0.00%
99 PUTNAM PREMIER INCOME TR 26,532 145 0.00%
100 TeleCommunication Systems Inc. 53,218 148 0.00%
Page 2 of 32