| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MEMORIAL PRODTN PARTNERS LP | 10,995 | 1,000 | 0.00% | ||
| 2 | PEREGRINE PHARMACEUTICALS IN | 20,193 | 6,000 | 0.00% | ||
| 3 | TIMMINS GOLD CORP | 22,030 | 7,000 | 0.00% | ||
| 4 | VANGUARD NAT RES LLC COM UNIT | 12,804 | 9,000 | 0.00% | ||
| 5 | BLACKROCK CAPITAL INVESTMENT | 10,000 | 10,000 | 0.00% | ||
| 6 | WEB COM GROUP INC | 10,000 | 10,000 | 0.00% | ||
| 7 | AURIS MED HLDG AG | 17,850 | 19,000 | 0.00% | ||
| 8 | TWITTER INC | 25,000 | 23,000 | 0.00% | ||
| 9 | PENN WEST PETE LTD NEW | 16,038 | 28,000 | 0.00% | ||
| 10 | AROTECH CORP | 10,000 | 35,000 | 0.00% | ||
| 11 | BIODELIVERY SCIENCES INTL IN | 20,259 | 35,000 | 0.00% | ||
| 12 | KOPIN CORP | 13,000 | 37,000 | 0.00% | ||
| 13 | Lloyds Banking Group Plc | 13,132 | 41,000 | 0.00% | ||
| 14 | ELDORADO GOLD CORP NEW | 12,772 | 41,000 | 0.00% | ||
| 15 | GLU MOBILE INC | 21,000 | 41,000 | 0.00% | ||
| 16 | NEW GOLD INC CDA | 12,650 | 44,000 | 0.00% | ||
| 17 | CREDIT SUISSE HIGH YIELD BD | 17,495 | 47,000 | 0.01% | ||
| 18 | YAMANA GOLD INC | 17,789 | 50,000 | 0.01% | ||
| 19 | SANDSTORM GOLD LTD | 15,450 | 60,000 | 0.01% | ||
| 20 | ALLIANZGI CONV INCOME FD I | 10,690 | 61,000 | 0.01% | ||
| 21 | RESOLUTE FST PRODS INC | 11,578 | 62,000 | 0.01% | ||
| 22 | AEGON N V | 11,800 | 65,000 | 0.01% | ||
| 23 | REEDS INCORPORATED | 16,389 | 67,000 | 0.01% | ||
| 24 | ALAMOS GOLD INC NEW | 10,476 | 72,000 | 0.01% | ||
| 25 | PROSPECT CAPITAL CORPORATION | 70,000 | 72,000 | 0.01% | ||
| 26 | TICC CAPITAL CORP | 11,200 | 74,000 | 0.01% | ||
| 27 | ALPINE GLOBAL PREMIER PPTYS FD COM SBI | 14,569 | 75,000 | 0.01% | ||
| 28 | PROSPECT CAPITAL CORPORATION | 80,000 | 78,000 | 0.01% | ||
| 29 | VALE S A | 10,438 | 80,000 | 0.01% | ||
| 30 | MCEWEN MINING INC COM | 27,553 | 80,000 | 0.01% | ||
| 31 | GREAT PANTHER SILVER LTD | 51,381 | 85,000 | 0.01% | ||
| 32 | SAN JUAN BASIN RTY TR | 12,824 | 85,000 | 0.01% | ||
| 33 | HECLA MNG CO | 16,637 | 87,000 | 0.01% | ||
| 34 | DRDGOLD LIMITED | 16,573 | 88,000 | 0.01% | ||
| 35 | NEVSUN RES LTD | 28,878 | 89,000 | 0.01% | ||
| 36 | FIRST MAJESTIC SILVER CORP | 11,635 | 89,000 | 0.01% | ||
| 37 | WESTERN ASSET MUN HI INCM FD | 12,576 | 90,000 | 0.01% | ||
| 38 | ROYCE MICRO CAP TR INC | 11,118 | 91,000 | 0.01% | ||
| 39 | GOLDEN STAR RES LTD CDA | 121,713 | 91,000 | 0.01% | ||
| 40 | BLACKROCK RES COMMODITIES | 11,080 | 92,000 | 0.01% | ||
| 41 | PERMIAN BASIN RTY TR | 12,331 | 95,000 | 0.01% | ||
| 42 | NEW YORK MORTGAGE TRUST INC COM | 14,742 | 97,000 | 0.01% | ||
| 43 | INSIGNIA SYS INC | 40,300 | 98,000 | 0.01% | ||
| 44 | NUVEEN PFD INCOME OPPORTUN | 10,500 | 103,000 | 0.01% | ||
| 45 | WESTERN ASSET INTER MUNI FD | 10,976 | 104,000 | 0.01% | ||
| 46 | MONOGRAM RESIDENTIAL TR INC COM | 10,633 | 115,000 | 0.01% | ||
| 47 | BLACKBERRY LTD | 16,779 | 116,000 | 0.01% | ||
| 48 | ALON USA PARTNERS LP | 12,388 | 119,000 | 0.01% | ||
| 49 | KAYNE ANDERSON ENRGY TTL RT FD | 10,718 | 127,000 | 0.01% | ||
| 50 | BLACKROCK ENHANCED EQT DIV T | 15,624 | 127,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001420506-17-000023, filed 2017.01.23).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
