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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
251 Auto Data Processing 3,700 307 0.11%
252 Alliance Data Systems 1,236 307 0.11%
253 ISHARES TR 2,346 306 0.11%
254 MASTERCARD INCORPORATED 10,735 303 0.11%
255 BLACKROCK MUNI NJ FUND INC COM 20,900 303 0.11%
256 WELLS FARGO & CO NEW 250 301 0.11%
257 Invesco Tax-Free Intermediate Y 25,854 300 0.11%
258 BLACKROCK MUNIHLDGS NY QLTY 22,263 297 0.11%
259 American International Group Inc 5,487 296 0.11%
260 ISHARES COHEN & STEERS REIT ETF 3,471 293 0.11%
261 MANHATTAN ASSOCIATES INC 8,774 293 0.11%
262 TRANSOCEAN LTD 9,097 291 0.11%
263 JNL/Goldman Sachs Core Plus Bond Fund 12,718 290 0.11%
264 BERKSHIRE HATHAWAY INC DE CL B NEW 2,095 289 0.11%
265 YAHOO INC 7,210 288 0.11%
266 JNL/PPM America Fl Rate Income 27,067 287 0.11%
267 MONDELEZ INTL INC 8,381 287 0.11%
268 ISHARES TR 3,160 285 0.10%
269 Vaneck Vectors Gold 13,225 282 0.10%
270 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 3,069 282 0.10%
271 MAGNA INTL INC 2,941 279 0.10%
272 ISHARES TR 1,764 279 0.10%
273 PRUDENTIAL GLOBAL REAL EST-A 11,965 278 0.10%
274 POWERSHARES ETF TRUST 4,745 275 0.10%
275 ISHARES TR 2,744 275 0.10%
276 BROCADE COMMUNICATIONS SYS I 25,009 272 0.10%
277 BLACKROCK MULTI ASSET INC PORTFOLIO FUND INST CLASS N/L 24,007 272 0.10%
278 POWERSHARES ETF TRUST II 8,770 270 0.10%
279 iShares Mortgage Real Estate C 22,700 268 0.10%
280 SKYWORKS SOLUTIONS INC 4,600 267 0.10%
281 AFLAC Inc 4,594 267 0.10%
282 ANADARKO PETROLE 2,622 266 0.10%
283 PIMCO TOTAL RETURN CLASS A 24,451 266 0.10%
284 CORNERSTONE TOTAL RETURN FD INC COM NEW 48,700 265 0.10%
285 Van Eck 11,300 265 0.10%
286 NXP SEMICONDUCTORS N V 3,863 264 0.10%
287 PUBLIC SVC ENTERPRISE GRP IN 7,100 264 0.10%
288 POWERSHARES ETF TRUST 10,687 263 0.10%
289 NUVEEN N C PREM INCOME MUN F 19,300 263 0.10%
290 Anthem, Inc. 2,193 262 0.10%
291 ALPINE TTL DYNAMIC NEW 30,689 261 0.10%
292 PROSHARES TR 4,517 260 0.10%
293 W P CAREY INC 4,083 260 0.10%
294 MOSAIC CO NEW 5,828 259 0.09%
295 JNL/MELLON CAPITAL HLTHCARE SECTOR 10,750 259 0.09%
296 WASTE MGMT INC DEL 5,436 258 0.09%
297 METLIFE INC 4,798 258 0.09%
298 VANGUARD WORLD FD 2,817 257 0.09%
299 Targa Resources Partners LP 3,535 256 0.09%
300 JNL/Mellon Capital Nasdaq 25 12,310 252 0.09%
Page 6 of 10
New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
51 ISHARES TR 13,897 1,520 0.40%
52 Hotchkis & Wiley Capital Income A 117,293 1,517 0.39%
53 LILLY ELI & CO 22,939 1,487 0.39%
54 INTEL CORP 42,660 1,485 0.39%
55 CISCO SYS INC 58,977 1,484 0.39%
56 MOLYCORP INC (MCP) - 83.3333 c 4,200,000 1,470 0.38%
57 BANK AMERICA CORP 86,047 1,432 0.37%
58 InterOil Corp 26,213 1,422 0.37%
59 JNL/S&P Intrinsic Val 67,588 1,417 0.37%
60 FIRST TR EXCHANGE-TRADED FD 15,159 1,391 0.36%
61 PIMCO INCOME STRATEGY FUND II COM 130,472 1,374 0.36%
62 COCA COLA CO 31,836 1,374 0.36%
63 SPDR S&P 600 SMALL CAP VALUE ETF 13,131 1,343 0.35%
64 FIDELITY ADVISOR REAL ESTATE I 115,111 1,321 0.34%
65 SPDR SER TR 17,172 1,287 0.33%
66 CATERPILLAR INC 12,835 1,271 0.33%
67 Welltower Inc. 20,127 1,255 0.33%
68 ISHARES TR 24,192 1,247 0.32%
69 WELLS FARGO & CO NEW 24,022 1,246 0.32%
70 POWERSHARES ETF TRUST II 51,260 1,245 0.32%
71 BOEING CO 9,591 1,222 0.32%
72 JNL/Goldman Sachs Core Plus Bond Fund 48,342 1,196 0.31%
73 JNL/PPM America Fl Rate Income 109,874 1,186 0.31%
74 Chubb Corporation 12,712 1,158 0.30%
75 ISHARES TR 29,064 1,149 0.30%
76 DUKE ENERGY CORP NEW 15,203 1,137 0.30%
77 PUTNAM INCOME FUND-A 156,566 1,137 0.30%
78 HOME DEPOT INC 12,319 1,130 0.29%
79 BP PLC SPONS 25,201 1,130 0.29%
80 CLAYMORE EXCHANGE TRD FD TR 29,990 1,127 0.29%
81 RYDEX ETF TRUST 13,335 1,116 0.29%
82 VOYA GLBL EQTY DIV & PREM OP 118,768 1,113 0.29%
83 PIMCO DYNAMIC CR INCOME FD 49,371 1,109 0.29%
84 NORFOLK SOUTHERN CORP 9,922 1,107 0.29%
85 SELECT SECTOR SPDR TR 47,791 1,107 0.29%
86 JNL/WMC BALANCED 28,337 1,099 0.29%
87 ISHARES TR 11,240 1,098 0.29%
88 LORD ABBETT INVT TR SH DURA IN 239,464 1,080 0.28%
89 FIRST TR VALUE LINE DIVID INSHS 47,330 1,063 0.28%
90 SunAmerica Senior Floating Rate A 128,277 1,053 0.27%
91 Fidelity Select Medical Equip & Systems 27,714 1,038 0.27%
92 DU PONT E I DE NEMOURS & CO 14,434 1,036 0.27%
93 RYDEX ETF TRUST 8,394 1,027 0.27%
94 PROSPECT CAPITAL CORPORATION 102,748 1,017 0.26%
95 UNION PAC CORP 9,127 990 0.26%
96 VISA INC 4,476 955 0.25%
97 SELECT SECTOR SPDR TR 10,475 949 0.25%
98 JNL/MCM Hlthcare Sector 39,486 947 0.25%
99 ARMOUR RESIDENTIAL REIT INC 244,953 943 0.25%
100 PROSHARES TR 14,245 936 0.24%
Page 2 of 14