| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 10,766 | 1,000 | 0.00% | ||
| 2 | HOUSTON AMERN ENERGY CORP | 15,307 | 3,000 | 0.00% | ||
| 3 | PARETEUM CORP | 27,800 | 4,000 | 0.00% | ||
| 4 | OPGEN INC | 24,900 | 5,000 | 0.00% | ||
| 5 | CEL SCI CORP | 99,016 | 7,000 | 0.00% | ||
| 6 | SONOMA PHARMACEUTICALS INC | 18,500 | 8,000 | 0.00% | ||
| 7 | ENSYNC INC | 15,500 | 12,000 | 0.00% | ||
| 8 | ZION OIL & GAS INC | 13,350 | 19,000 | 0.00% | ||
| 9 | ARENA PHARMACEUTICALS INC | 16,000 | 23,000 | 0.00% | ||
| 10 | Mad Catz Interactive | 180,000 | 27,000 | 0.01% | ||
| 11 | PARKERVISION INC COM NEW | 14,565 | 28,000 | 0.01% | ||
| 12 | OpGen Inc | 25,500 | 30,000 | 0.01% | ||
| 13 | CREDIT SUISSE HIGH YIELD BD | 11,000 | 30,000 | 0.01% | ||
| 14 | PEDEVCO CORP | 279,489 | 32,000 | 0.01% | ||
| 15 | XPLORE TECHNOLOGIES CORP COM PAR 0.001 | 16,700 | 34,000 | 0.01% | ||
| 16 | NEPTUNE TECHNOLOGIES BIORESO | 35,000 | 35,000 | 0.01% | ||
| 17 | GRAN TIERRA ENERGY INC | 13,000 | 40,000 | 0.01% | ||
| 18 | HARVARD BIOSCIENCE INC | 13,211 | 41,000 | 0.01% | ||
| 19 | NEURALSTEM INCORPORATED | 167,500 | 46,000 | 0.01% | ||
| 20 | DENISON MINES CORP | 95,000 | 49,000 | 0.01% | ||
| 21 | ADAMIS PHARMACEUTICALS CORP | 16,500 | 52,000 | 0.01% | ||
| 22 | SONOMA PHARMS | 10,350 | 53,000 | 0.01% | ||
| 23 | BANCO SANTANDER SA ADR SPONSORED | 10,351 | 54,000 | 0.01% | ||
| 24 | GROUPON INC | 15,967 | 54,000 | 0.01% | ||
| 25 | FORTRESS BIOTECH INC | 20,850 | 57,000 | 0.01% | ||
| 26 | DREYFUS HIGH YIELD STRATEGIE | 17,351 | 59,000 | 0.01% | ||
| 27 | ABERDEEN ASIA PACIFIC INCOME | 12,601 | 59,000 | 0.01% | ||
| 28 | DESTINATION XL GROUP INC COM | 14,716 | 64,000 | 0.01% | ||
| 29 | IAMGOLD CORP | 16,650 | 65,000 | 0.01% | ||
| 30 | ALJ REGIONAL HOLDINGS INC | 15,044 | 67,000 | 0.01% | ||
| 31 | SECOND SIGHT MED PRODS INC COM | 35,030 | 69,000 | 0.01% | ||
| 32 | EVOLVING SYSTEMS | 20,000 | 82,000 | 0.02% | ||
| 33 | BLACKBERRY LTD | 12,211 | 85,000 | 0.02% | ||
| 34 | VIRNETX HLDG CORP | 40,000 | 88,000 | 0.02% | ||
| 35 | OCLARO INC | 10,543 | 96,000 | 0.02% | ||
| 36 | J.C. Penney Company, Inc. | 11,450 | 96,000 | 0.02% | ||
| 37 | FORTRESS INVESTMENT GROUP LL | 20,918 | 102,000 | 0.02% | ||
| 38 | NUVEEN HIGH INCOME 2020 TARG | 10,047 | 103,000 | 0.02% | ||
| 39 | BLACKROCK INTL GRWTH & INC T | 18,674 | 103,000 | 0.02% | ||
| 40 | NORDIC AMERICAN TANKERS LIMI | 12,538 | 106,000 | 0.02% | ||
| 41 | NUVEEN PREFERRED SECURITIES | 11,649 | 109,000 | 0.02% | ||
| 42 | PALATIN TECHNOLOGIES INC COM | 215,000 | 109,000 | 0.02% | ||
| 43 | COGINT INC | 33,050 | 115,000 | 0.02% | ||
| 44 | SIRIUS XM HOLDINGS INC | 26,640 | 119,000 | 0.02% | ||
| 45 | ALPINE TOTAL DYNAMIC DIVID F | 16,482 | 125,000 | 0.03% | ||
| 46 | EATON VANCE TAX-MANAGED GLOBAL COM | 15,616 | 126,000 | 0.03% | ||
| 47 | GANNETT CO INC COM | 13,040 | 127,000 | 0.03% | ||
| 48 | NUVEEN FLOATING RATE INCOME | 10,806 | 127,000 | 0.03% | ||
| 49 | CLEARSIGN COMBUSTION CRP | 37,130 | 127,000 | 0.03% | ||
| 50 | GAMCO NATL RES GOLD&INCM | 19,178 | 128,000 | 0.03% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001580642-17-000910, filed 2017.02.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
