| # | % | |||||
|---|---|---|---|---|---|---|
| 601 | MFA FINANCIAL INC COM | 23,208 | 180,000 | 0.02% | ||
| 602 | POWERSHARES ETF TRUST | 15,030 | 179,000 | 0.02% | ||
| 603 | MFS HIGH YIELD MUN TR | 38,250 | 169,000 | 0.02% | ||
| 604 | BLACKROCK CAP INVT CORP | 18,300 | 168,000 | 0.01% | ||
| 605 | OXFORD LANE CAP CORP | 11,100 | 167,000 | 0.01% | ||
| 606 | DEUTSCHE MUNICIPAL | 12,238 | 167,000 | 0.01% | ||
| 607 | SMITH & WESSON HLDG | 11,077 | 165,000 | 0.01% | ||
| 608 | PEOPLES UNITED FINANCIAL INC | 10,515 | 158,000 | 0.01% | ||
| 609 | VOYA PRIME RATE TR | 27,864 | 156,000 | 0.01% | ||
| 610 | COEUR MNG INC | 28,369 | 145,000 | 0.01% | ||
| 611 | EATON VANCE RISK MNGD DIV EQ | 13,044 | 141,000 | 0.01% | ||
| 612 | TEMPLETON EMERGING COM | 12,708 | 141,000 | 0.01% | ||
| 613 | SPROTT PHYSICAL PLAT PALLAD | 16,660 | 140,000 | 0.01% | ||
| 614 | GLOBAL X FDS | 12,084 | 140,000 | 0.01% | ||
| 615 | DREYFUS HIGH YIELD STRATEGIE | 37,326 | 137,000 | 0.01% | ||
| 616 | APOLLO INVT CORP | 16,945 | 133,000 | 0.01% | ||
| 617 | ADVISORSHARES TR | 12,000 | 131,000 | 0.01% | ||
| 618 | VALLEY NATL BANCORP | 13,348 | 125,000 | 0.01% | ||
| 619 | RADNET INC COM | 13,866 | 117,000 | 0.01% | ||
| 620 | ALLIANZGI CONV INCOME FD I | 13,855 | 116,000 | 0.01% | ||
| 621 | ELECTRO RENT CORP | 10,876 | 116,000 | 0.01% | ||
| 622 | INVESTORS REAL | 15,369 | 109,000 | 0.01% | ||
| 623 | NUVEEN PFD INCOME OPPORTUN | 10,925 | 105,000 | 0.01% | ||
| 624 | ALLIANZGI CONV & INCOME FD | 11,113 | 102,000 | 0.01% | ||
| 625 | TREVENA INC | 15,475 | 100,000 | 0.01% | ||
| 626 | MFS MULTIMARKET INCOME TR | 14,848 | 96,000 | 0.01% | ||
| 627 | TROVAGENE INC | 10,500 | 89,000 | 0.01% | ||
| 628 | VOYA RISK MANAGED NAT RES FD | 10,000 | 89,000 | 0.01% | ||
| 629 | HECLA MNG CO | 28,606 | 86,000 | 0.01% | ||
| 630 | TCW STRATEGIC INCOME FD INC | 15,192 | 82,000 | 0.01% | ||
| 631 | TICC CAPITAL CORP | 11,941 | 79,000 | 0.01% | ||
| 632 | Magnum Hunter Resources Corp | 32,885 | 65,000 | 0.01% | ||
| 633 | LIONBRIDGE TECHNOLOGIES ORD | 11,700 | 65,000 | 0.01% | ||
| 634 | ENERGY RECOVERY INC | 19,246 | 54,000 | 0.00% | ||
| 635 | EXELIXIS INC | 17,125 | 49,000 | 0.00% | ||
| 636 | Abraxas Petroleum Corp | 12,171 | 45,000 | 0.00% | ||
| 637 | MCEWEN MINING INC COM | 31,225 | 31,000 | 0.00% | ||
| 638 | CREDIT SUISSE HIGH YIELD BD | 10,097 | 28,000 | 0.00% | ||
| 639 | MIDWAY GOLD CORP | 82,200 | 27,000 | 0.00% | ||
| 640 | Warren Resources Inc | 13,000 | 14,000 | 0.00% | ||
| 641 | ELEPHANT TALK COMM CORP | 32,091 | 13,000 | 0.00% | ||
| 642 | Neo Performance Materials | 16,249 | 13,000 | 0.00% | ||
| 643 | DRAGONWAVE INC | 12,000 | 9,000 | 0.00% | ||
| 644 | U.S. GEOTHERMAL INC | 18,900 | 9,000 | 0.00% | ||
| 645 | GOLDEN STAR RES LTD CDA | 15,000 | 3,000 | 0.00% | ||
| 646 | DEJOUR ENERGY INC | 10,000 | 1,000 | 0.00% | ||
| 647 | TRIPADVISOR INC | 9,500 | 0 | 0.00% | Call |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-15-001125, filed 2015.05.12).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
