| 1 |
1347 CAP CORP |
250,000 |
65 |
0.02% |
|
|
| 2 |
1347 CAP CORP |
250,000 |
80 |
0.02% |
|
|
| 3 |
1347 CAP CORP |
252,484 |
2,338 |
0.60% |
|
|
| 4 |
ABERDEEN SINGAPORE FD INC COM |
17,530 |
158 |
0.04% |
|
|
| 5 |
ADAMS DIVERSIFIED EQUITY FD |
166,914 |
2,115 |
0.54% |
|
|
| 6 |
ADVENT CLAYMORE ENH GRW & IN |
1,461,794 |
11,972 |
3.08% |
|
|
| 7 |
ANDINA ACQUISITION CORP II |
201,285 |
36 |
0.01% |
|
|
| 8 |
ANDINA ACQUISITION CORP II |
201,285 |
16 |
0.00% |
|
|
| 9 |
ANDINA ACQUISITION CORP II |
204,285 |
1,987 |
0.51% |
|
|
| 10 |
AR CAP ACQUISITION CORP |
205,173 |
14 |
0.00% |
|
|
| 11 |
AROWANA INC |
400,000 |
4,022 |
1.03% |
|
|
| 12 |
AROWANA INC |
400,000 |
74 |
0.02% |
|
|
| 13 |
AROWANA INC |
400,000 |
32 |
0.01% |
|
|
| 14 |
ASIA TIGERS FD INC |
14,791 |
142 |
0.04% |
|
|
| 15 |
ATLANTIC ALLIANCE PARTNER CO |
20,000 |
208 |
0.05% |
|
|
| 16 |
BANCROFT FD LTD |
39,976 |
1,309 |
0.34% |
|
|
| 17 |
BARINGTON HILCO ACQUISITION |
55,823 |
4 |
0.00% |
|
|
| 18 |
BARINGTON HILCO ACQUISITION |
55,823 |
509 |
0.13% |
|
|
| 19 |
BARINGTON HILCO ACQUISITION |
55,823 |
8 |
0.00% |
|
|
| 20 |
BOULDER GROWTH & INCOME FUND COM |
426,605 |
3,458 |
0.89% |
|
|
| 21 |
CENTRAL SECS CORP COM |
137,645 |
2,703 |
0.70% |
|
|
| 22 |
CLOUGH GLOBAL EQUITY FD |
21,876 |
234 |
0.06% |
|
|
| 23 |
COPSYNC INC |
30,000 |
39 |
0.01% |
|
|
| 24 |
COPSYNC INC |
30,000 |
8 |
0.00% |
|
|
| 25 |
CREDIT SUISSE ASSET MGMT INC |
402,956 |
1,181 |
0.30% |
|
|
| 26 |
CROSSROADS CAP INC |
1,121,032 |
2,309 |
0.59% |
|
|
| 27 |
CUSHING RENAISSANCE FD |
529,001 |
8,289 |
2.13% |
|
|
| 28 |
DEUTSCHE GLBL HI INCM FD |
268,610 |
2,184 |
0.56% |
|
|
| 29 |
DEUTSCHE HIGH INCOME OPPORT FD |
1,246,289 |
16,949 |
4.36% |
|
|
| 30 |
DEUTSCHE HIGH INCOME TR |
67,655 |
594 |
0.15% |
|
|
| 31 |
DEUTSCHE MULTI-MKT INCOME TR |
56,604 |
461 |
0.12% |
|
|
| 32 |
DT ASIA INVTS LTD |
261,050 |
94 |
0.02% |
|
|
| 33 |
DT ASIA INVTS LTD |
261,050 |
29 |
0.01% |
|
|
| 34 |
E-COMPASS ACQUISITION CORP |
100,000 |
24 |
0.01% |
|
|
| 35 |
ELECTRUM SPL ACQUISITION CORP |
151,020 |
35 |
0.01% |
|
|
| 36 |
ELLSWORTH GROWTH AND INCOME FU COM |
35,123 |
277 |
0.07% |
|
|
| 37 |
EMERGENT CAP INC |
4,032,377 |
13,549 |
3.48% |
|
|
| 38 |
EQUUS TOTAL RETURN INC |
497,162 |
885 |
0.23% |
|
|
| 39 |
Eaton Corp PLC |
100,000 |
1,015 |
0.26% |
|
|
| 40 |
FINTECH ACQUISITION CO-CW20 |
43,116 |
34 |
0.01% |
|
|
| 41 |
FINTECH ACQUISITION CORP |
153,399 |
1,534 |
0.39% |
|
|
| 42 |
FIRST TR DIVIDEND INCOME FD |
1,691,267 |
15,205 |
3.91% |
|
|
| 43 |
FIRSTHAND TECHNOLOGY VALUE FD COM |
316,141 |
2,354 |
0.61% |
|
|
| 44 |
FULL CIRCLE CAP CORP |
1,650,429 |
4,456 |
1.15% |
|
|
| 45 |
First Trust/Aberdeen Global |
410,647 |
4,698 |
1.21% |
|
|
| 46 |
GARNERO GROUP ACQUISITION CO |
586,828 |
23 |
0.01% |
|
|
| 47 |
GARNERO GROUP ACQUISITION CO |
535,528 |
48 |
0.01% |
|
|
| 48 |
GDL FUND |
53,898 |
535 |
0.14% |
|
|
| 49 |
GENERAL AMERN INVS CO INC |
186,696 |
5,754 |
1.48% |
|
|
| 50 |
GORES HLDGS INC |
150,000 |
1,455 |
0.37% |
|
|
