Dark
Light
System
Security
BANCROFT FD LTD
BANCROFT FD LTD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 30 Institutional holders with a total value of $29,525,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 284,693 5,327,000 18.04%
2 Saba Capital Management, L.P. 238,599 4,464,000 15.12%
3 MORGAN STANLEY 159,663 2,988,000 10.12%
4 Advisors Asset Management, Inc. 155,130 2,902,000 9.83%
5 GUGGENHEIM CAPITAL LLC 113,962 2,132,000 7.22%
6 DESCHUTES PORTFOLIO STRATEGY, LLC 84,196 1,575,000 5.33%
7 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 82,913 1,551,000 5.25%
8 Bulldog Investors, LLP 39,976 1,309,000 4.43%
9 MSI Financial Services Inc 63,726 1,192,000 4.04%
10 GABELLI & Co INVESTMENT ADVISERS, INC. 55,400 1,037,000 3.51%
11 RAYMOND JAMES & ASSOCIATES 46,303 866,000 2.93%
12 OPPENHEIMER & CO INC 27,513 515,000 1.74%
13 Thomas J. Herzfeld Advisors, Inc. 27,367 512,000 1.73%
14 WELLS FARGO & COMPANY/MN 27,236 510,000 1.73%
15 GEODE CAPITAL MANAGEMENT, LLC 22,400 419,000 1.42%
16 Curi Capital, LLC 20,645 386,000 1.31%
17 CAPITAL ASSET ADVISORY SERVICES LLC 17,177 321,000 1.09%
18 DOLIVER ADVISORS, LP 17,026 320,000 1.08%
19 LPL Financial LLC 16,551 313,000 1.06%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,587 292,000 0.99%
21 Concert Wealth Management Inc. 10,439 196,000 0.66%
22 ROYAL BANK OF CANADA 6,146 115,000 0.39%
23 CITIGROUP INC 5,592 105,000 0.36%
24 PNC FINANCIAL SERVICES GROUP, INC. 5,282 99,000 0.34%
25 SIGNATUREFD, LLC 1,703 32,000 0.11%
26 BENJAMIN F. EDWARDS & COMPANY, INC. 1,080 20,000 0.07%
27 WESTPORT RESOURCES MANAGEMENT INC 963 18,000 0.06%
28 BANK OF AMERICA CORP /DE/ 250 5,000 0.02%
29 GENEOS WEALTH MANAGEMENT INC. 227 4,000 0.01%
30 IFP ADVISORS, INC 9 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.