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Institutional Investment Manager
Thomas J. Herzfeld Advisors, Inc.
Thomas J. Herzfeld Advisors, Inc. (CIK: 0001509510) incorporated in Florida, located at 119 Washington Avenue, Suite 504, Miami Beach, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Portfolio Summary: 308 holdings with a total value of $238,107,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 COMPANHIA BRASILEIRA DE DIST 0 0 0.00%
2 DELAWARE INVTS DIV & INCOME 48 0 0.00%
3 MOMENTA PHARMACEUTICALS INC 100 2,000 0.00%
4 BLACKROCK CORE BD TR 200 3,000 0.00%
5 WELLS FARGO MULTI SECTOR INC 234 3,000 0.00%
6 PIONEER DIVERSIFIED HIGH INC 200 3,000 0.00%
7 TEKLA HEALTHCARE INVS 98 3,000 0.00%
8 BLACKROCK LIMITED DURATION INCORPORATED TR COM SHS 250 4,000 0.00%
9 SELECT SECTOR SPDR TR 65 5,000 0.00%
10 FIRST TR EXCHANGE TRADED FD 209 6,000 0.00%
11 MANNKIND CORP. 1,000 6,000 0.00%
12 GABELLI GLB SML & MD CP VAL TR 700 7,000 0.00%
13 WISDOMTREE TR 143 8,000 0.00%
14 SELECT SECTOR SPDR TR 111 8,000 0.00%
15 RAND CAP CORP 2,000 8,000 0.00%
16 LATIN AMERN DISCOVERY FD INC 800 8,000 0.00%
17 TRANSAMERICA INCOME SHS INC 429 9,000 0.00%
18 MORGAN STANLEY EMERGING MKTS FD INC 716 11,000 0.00%
19 GAMCO GLOBAL GOLD NAT RES & 500 11,000 0.00%
20 BLACKROCK ENHANCED EQT DIV T 1,422 11,000 0.00%
21 VANGUARD WORLD FD 100 11,000 0.00%
22 NEXPOINT RESIDENTIAL TR INC 833 11,000 0.00%
23 Hewlett Packard Co 400 12,000 0.01%
24 NUVEEN GLOBAL EQUITY INCOME 1,000 12,000 0.01%
25 CORNERSTONE STRATEGIC VALUE 604 12,000 0.01%
26 HANCOCK JOHN TAX-ADV DIV INC 655 13,000 0.01%
27 EXXON MOBIL CORP 163 13,000 0.01%
28 VERIZON COMMUNICATIONS INC 288 13,000 0.01%
29 DOMINION ENERGY INC 200 13,000 0.01%
30 ISHARES TR 36 13,000 0.01%
31 AMERICAN ELEC PWR INC 243 13,000 0.01%
32 CENTER COAST MLP & INFRSTR FD COM SHS 901 14,000 0.01%
33 JOHNSON & JOHNSON 144 14,000 0.01%
34 INTEL CORP 454 14,000 0.01%
35 PHILIP MORRIS INTL INC 175 14,000 0.01%
36 SCHLUMBERGER LTD 179 15,000 0.01%
37 COCA COLA CO 384 15,000 0.01%
38 LAUDER ESTEE COS INC 168 15,000 0.01%
39 ALTRIA GROUP INC 311 15,000 0.01%
40 CONOCOPHILLIPS 246 15,000 0.01%
41 TRIPADVISOR INC 183 16,000 0.01%
42 UNITED TECHNOLOGIES CORP 143 16,000 0.01%
43 ITAU UNIBANCO HLDG SA 1,599 16,000 0.01%
44 OCCIDENTAL PETE CORP DEL 208 16,000 0.01%
45 PROCTER AND GAMBLE CO 223 17,000 0.01%
46 NEW AMER HIGH INCOME FD INC 2,000 17,000 0.01%
47 HOME DEPOT INC 152 17,000 0.01%
48 WAL-MART STORES INC 258 18,000 0.01%
49 CVS HEALTH CORP 174 18,000 0.01%
50 SIMON PPTY GROUP INC NEW 102 18,000 0.01%
Page 1 of 7

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001398344-15-005364, filed 2015.08.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.