Dark
Light
System
Institutional Investment Manager
CAPTRUST FINANCIAL ADVISORS
CAPTRUST FINANCIAL ADVISORS (CIK: 0001512024) incorporated in North Carolina, located at 4208 Six Forks Road, Suite 1700, Raleigh, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001062993-15-004442) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 13 1 0.00%
2 CALAMOS CONV OPPORTUNITIES & 50 1 0.00%
3 MARKET VECTORS ETF TR 62 1 0.00%
4 GLOBAL X FDS 39 2 0.00%
5 WISDOMTREE TRUST EUROPE SMCP DV ETF 150 2 0.00%
6 ISHARES TRUST S&P 100 ETF 30 2 0.00%
7 ISHARES TR 75 3 0.00%
8 VANGUARD INDEX FDS 100 3 0.00%
9 ISHARES TR 26 3 0.00%
10 UNITED STATES OIL FUND LP 98 4 0.00%
11 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 180 4 0.00%
12 Spdr Ser Tr Nuveen Barcl 231 4 0.00%
13 WISDOMTREE TR 600 4 0.00%
14 VANGUARD INTL EQUITY INDEX F 370 5 0.00%
15 SPDR SER TR 93 5 0.00%
16 ISHARES TR 295 6 0.00%
17 ISHARES RUSSELL 1000 ETF 300 7 0.00%
18 VANGUARD INTL EQUITY INDEX F 54 7 0.00%
19 ISHARES INC 350 7 0.00%
20 TCW STRATEGIC INCOME FD INC 605 8 0.00%
21 PIMCO INCOME STRATEGY FD 1,221 8 0.00%
22 ISHARES MSCI TAIWAN ETF 1,105 9 0.00%
23 ISHARES TR 106 10 0.00%
24 ISHARES TR 500 10 0.00%
25 PROSHARES TR 244 11 0.00%
26 VANGUARD ADMIRAL FDS INC 915 11 0.00%
27 ISHARES TR 84 11 0.00%
28 SPDR S&P MIDCAP 400 ETF TR 915 12 0.00%
29 INDEXIQ ETF TR 380 12 0.00%
30 VANGUARD INDEX FDS 946 12 0.00%
31 NUVEEN NORTH CAROLINA QLTY M 500 12 0.00%
32 SPDR BLOOMBERG INTERNATIONAL CORPORATE BOND ETF 70 12 0.00%
33 NUVEEN PREFERRED SECURITIES 1,018 13 0.00%
34 POWERSHARES ETF TR II 124 14 0.00%
35 CLEARBRIDGE ENERGY MLP FD INCORPORATED 1,000 15 0.00%
36 PIMCO CORPORATE INCOME OPP 363 17 0.00%
37 SPROTT PHYSICAL PLAT PALLAD 900 18 0.00%
38 WISDOMTREE TR 1,065 18 0.00%
39 ISHARES 20 YEAR TREASURY BOND ETF 220 18 0.00%
40 VANGUARD INDEX FDS 307 18 0.00%
41 JPMORGAN CHASE & CO 1,000 18 0.00%
42 ISHARES TR 211 20 0.00%
43 ISHARES TR 1,073 22 0.00%
44 ISHARES 1,250 23 0.00%
45 VANGUARD STAR FDS 707 23 0.00%
46 VANGUARD ADMIRAL FDS INC 698 23 0.00%
47 ISHARES S&P GSCI COMMODITY I 411 23 0.00%
48 VANGUARD TAX-MANAGED FDS 1,069 24 0.00%
49 ProShares VIX Short-Term Futures 536 24 0.00%
50 WISDOMTREE TR 500 25 0.00%
Page 1 of 4
Restatement filing (0001062993-15-004608) filed in 2015.08.14
#
Name
Shares
Value ($)
%
Options
Notes
101 PIMCO ETF TR 340 36 0.01%
102 ISHARES TR 706 36 0.01%
103 PROSHARES PSHS ULT HLTHCRE ETF 484 36 0.01%
104 NUVEEN PREM INCOME MUN FD 2 2,667 35 0.01%
105 NUVEEN QUALITY MUN FUND INC 2,665 34 0.01%
106 FLAHERTY CRUMRINE PFD SECS 1,770 33 0.01%
107 iShares Mortgage Real Estate C 3,000 32 0.01%
108 ISHARES TR 275 30 0.00%
109 Vaneck Vectors Em MKTS HTGH Yi Eld Bond ETF 1,232 30 0.00%
110 WISDOMTREE JAPAN 1,154 30 0.00%
111 PIMCO ETF TR 295 29 0.00%
112 CLEARBRIDGE ENERGY MLP FD INCORPORATED 1,230 29 0.00%
113 Market Vector Junior 1,150 28 0.00%
114 MORGAN STANLEY 1,500 28 0.00%
115 VANGUARD WORLD FD 254 28 0.00%
116 ISHARES MSCI TAIWAN ETF 1,733 27 0.00%
117 PIMCO INCOME STRATEGY FUND II COM 2,500 25 0.00%
118 PROSHARES TR 500 25 0.00%
119 ISHARES 1,069 24 0.00%
120 PROSHARES ULTRA BLOOMBERG CRUDE OIL 536 24 0.00%
121 RSX - Market Vectors Russia ETF 1,250 23 0.00%
122 ISHARES INC 707 23 0.00%
123 ISHARES MSCI SPAN CP ETF 698 23 0.00%
124 ISHARES INC 411 23 0.00%
125 MARKET VECTORS ETF TR 1,073 22 0.00%
126 ISHARES TR 211 20 0.00%
127 WISDOMTREE TRUST EUROPE SMCP DV ETF 307 18 0.00%
128 VANGUARD BD INDEX FDS 220 18 0.00%
129 Mkt Vectors BDC ETF 1,000 18 0.00%
130 NUVEEN ENERGY MLP TOTL RTRNF 1,065 18 0.00%
131 UNITED STATES OIL FUND LP 900 18 0.00%
132 ISHARES 363 17 0.00%
133 ISHARES SILVER TR 1,000 15 0.00%
134 ISHARES TR 124 14 0.00%
135 NUVEEN PREM INCOME MUN FD 4 COM 1,018 13 0.00%
136 CAMBRIA ETF TR 380 12 0.00%
137 ISHARES MSCI SINGAP ETF 946 12 0.00%
138 ALLIANCEBERNSTEIN NATL MUN I 915 12 0.00%
139 PROSHARES TR 500 12 0.00%
140 ISHARES TR 70 12 0.00%
141 ISHARES 244 11 0.00%
142 ISHARES MSCI MALAYSI ETF 915 11 0.00%
143 ISHARES TR 84 11 0.00%
144 ISHARES TR 106 10 0.00%
145 BLACKROCK TAX MUNICPAL BD TR SHS 500 10 0.00%
146 ROYCE GLOBAL VALUE TR INC 1,105 9 0.00%
147 GAMCO GLOBAL GOLD NAT RES & 1,221 8 0.00%
148 NUVEEN AMT FREE QLTY MUN INC 605 8 0.00%
149 ISHARES TR 54 7 0.00%
150 Proshares Short S&P 500 350 7 0.00%
Page 3 of 4