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Institutional Investment Manager
Nuveen Asset Management, LLC
Nuveen Asset Management, LLC (CIK: 0001521019) incorporated in Delaware, located at 333 W. Wacker Drive, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0000950123-15-001987) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 QUICKSILVER RESOURCES INC COM 10,383 2 0.00%
2 COMMUNITY HEALTH SYS INC NEW 100,634 3 0.00%
3 Vantage Drilling Company 16,750 8 0.00%
4 Hercules Offshore Inc 12,460 12 0.00%
5 Neo Performance Materials 14,119 12 0.00%
6 Key Energy Services, Inc. 10,187 17 0.00%
7 PEREGRINE PHARMACEUTICALS IN 13,687 19 0.00%
8 PENDRELL CORP 13,497 19 0.00%
9 Capstone Turbine 25,503 19 0.00%
10 Scorpio Bulkers Inc. 10,449 21 0.00%
11 EXELIXIS INC 15,100 22 0.00%
12 RENTECH INC 17,660 22 0.00%
13 QUIKSILVER INC COM 10,533 23 0.00%
14 NAVIDEA BIOPHARM INC 12,159 23 0.00%
15 CTI BIOPHARMA 10,402 25 0.00%
16 EXCO RESOURCES INC 12,249 27 0.00%
17 FUELCELL ENERGY INC COM NEW 17,816 27 0.00%
18 ION GEOPHYSICAL CORP 10,021 28 0.00%
19 ARCH COAL INC 16,464 29 0.00%
20 ALPHA NATURAL RESOURCES 17,168 29 0.00%
21 QUANTUM CORP-DLT & STORAGE SYS 17,011 30 0.00%
22 HALCON RESOURCES CORP 20,224 36 0.00%
23 PLUG POWER INC 12,959 39 0.00%
24 GERON CORP 12,171 40 0.00%
25 Magnum Hunter Resources Corp 15,415 48 0.00%
26 CUMULUS MEDIA INC 11,644 49 0.00%
27 LEXICON PHARMACEUTICALS INC COM NEW 54,366 49 0.00%
28 VONAGE HLDGS CORP 12,946 49 0.00%
29 RESOURCE CAP CORP 10,021 51 0.00%
30 Cincinnati Bell Inc 16,215 52 0.00%
31 MCDERMOTT INTL INC 18,424 54 0.00%
32 GLOBALSTAR INC 21,294 59 0.00%
33 ARENA PHARMACEUTICALS INC 17,036 59 0.00%
34 HECLA MNG CO 26,612 74 0.00%
35 SONUS NETWORKS INC 19,063 76 0.00%
36 PARTNER COMMUNICATIONS 15,355 78 0.00%
37 IMMUNOGEN INC 12,705 78 0.00%
38 AK STL HLDG CORP 13,731 82 0.00%
39 STANDARD PAC CORP 11,227 82 0.00%
40 RITE AID CORP 11,029 83 0.00%
41 ARIAD PHARMACEUTICALS ORD (NMS) 12,784 88 0.00%
42 MANNKIND CORP. 17,687 92 0.00%
43 ARMOUR RESIDENTIAL REIT 27,697 102 0.00%
44 NOVAVAX INC 18,462 109 0.00%
45 CYS INVTS INC COM 12,568 110 0.00%
46 COMPANHIA SIDERURGICA NACION 54,923 114 0.00%
47 LEJU HLDGS LTD 10,578 114 0.00%
48 SCORPIO TANKERS INC 13,355 116 0.00%
49 PMC-SIERRA INC 13,445 123 0.00%
50 BGC PARTNERS INCORPORATED CLASS A 13,514 124 0.00%
Page 1 of 33
Restatement filing (0000950123-15-003658) filed in 2015.02.26
#
Name
Shares
Value ($)
%
Options
Notes
1251 INTERNATIONAL FLAVORS&FRAGRA 7,964 807 0.00%
1252 MSA SAFETY INC 15,183 806 0.00%
1253 ITRON INC 18,933 801 0.00%
1254 PENNEY J C INC 123,539 801 0.00%
1255 DTE ENERGY CO 9,237 798 0.00%
1256 TRUSTMARK CORP 32,470 797 0.00%
1257 HEARTLAND FINL USA INC 29,239 792 0.00%
1258 APPLIED OPTOELECTRONICS INC 70,502 791 0.00%
1259 MONMOUTH REAL ESTATE INVT CO 71,393 790 0.00%
1260 ISHARES 28,654 785 0.00%
1261 KLA-TENCOR CORP 11,127 782 0.00%
1262 EQT CORP 10,306 780 0.00%
1263 BLACKROCK MUNIYIELD QUALITY 54,883 772 0.00%
1264 NEXTERA ENERGY INC 13,372 771 0.00% PRN
1265 BLACKROCK MUNIHOLDINGS QUALI 57,356 764 0.00%
1266 FTI CONSULTING INC 19,671 760 0.00%
1267 NEUBERGER BERMAN INTER MUNI 48,591 759 0.00%
1268 DOMINION MIDSTREAM PARTNERS 19,356 759 0.00%
1269 UNDER ARMOUR INC 11,158 758 0.00%
1270 VANGUARD INTL EQUITY INDEX F 18,948 758 0.00%
1271 Nielsen Holdings B.V. 16,876 755 0.00%
1272 WORTHINGTON INDS INC 25,015 753 0.00%
1273 TYSON FOODS INC 18,639 747 0.00%
1274 SELECT SECTOR SPDR TR 13,200 747 0.00%
1275 ONEOK INC NEW 15,000 747 0.00% Call
1276 NETEASE INC 7,516 745 0.00%
1277 EXELON CORP 20,000 742 0.00% Call
1278 JUNIPER NETWORKS INC 33,190 741 0.00%
1279 UNITED STATES OIL FUND LP 36,400 741 0.00% Call
1280 STERICYCLE INC 5,648 740 0.00%
1281 LEUCADIA NATL CORP 32,977 739 0.00%
1282 ENVIRI CORP COM 39,128 739 0.00%
1283 PHILLIPS 66 PARTNERS LP 10,715 739 0.00%
1284 FMC TECHNOLOGIES INC 15,776 739 0.00%
1285 California Res Corp 133,471 735 0.00%
1286 INCYTE CORP 10,006 732 0.00%
1287 ROCKWELL COLLINS INC 8,665 732 0.00%
1288 ENTERGY CORP NEW 8,357 731 0.00%
1289 INTERNATIONAL BANCSHARES CORP COM 27,434 728 0.00%
1290 C H ROBINSON WORLDWIDE INC 9,691 726 0.00%
1291 PALL CORP 7,138 722 0.00%
1292 HARRIS CORP 10,031 720 0.00%
1293 XCEL ENERGY INC 20,000 718 0.00% Call
1294 WESTERN REFNG LOGISTICS LP 23,491 716 0.00%
1295 TOTAL SYS SVCS INC 21,019 714 0.00%
1296 WPP PLC NEW 6,836 712 0.00%
1297 SMUCKER J M CO 6,974 704 0.00%
1298 HARMAN INTL INDS INC COM 6,595 704 0.00%
1299 CENTERPOINT ENERGY INC 30,000 703 0.00% Call
1300 ECHOSTAR CORP CL A 13,023 684 0.00%
Page 26 of 33