| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | INTERNATIONAL TOWER HILL MIN | 11,075 | 2,000 | 0.00% | ||
| 2 | LIFEVANTAGE CORPORATION | 11,526 | 6,000 | 0.00% | ||
| 3 | VRINGO INC | 10,000 | 6,000 | 0.00% | ||
| 4 | THOMPSON CREEK METALS CO COM | 10,000 | 8,000 | 0.00% | ||
| 5 | * SANDRIDGE ENERGY INC COM | 14,400 | 13,000 | 0.00% | ||
| 6 | POLYMET MINING CORP | 12,100 | 14,000 | 0.00% | ||
| 7 | PROSPECT CAPITAL CORPORATION | 22,000 | 22,000 | 0.00% | PRN | |
| 8 | PEABODY ENERGY CORP | 16,508 | 23,000 | 0.00% | ||
| 9 | Caladrius Biosciences Inc | 13,600 | 27,000 | 0.00% | ||
| 10 | AMARIN CORP PLC | 13,950 | 32,000 | 0.00% | ||
| 11 | MANAGED HIGH YIELD PLUS FUND INC | 20,683 | 37,000 | 0.00% | ||
| 12 | SANDSTORM GOLD LTD | 16,340 | 48,000 | 0.00% | ||
| 13 | PENN WEST PETE LTD NEW | 26,377 | 49,000 | 0.00% | ||
| 14 | STARWOOD PPTY TR INC SR CV NT 3.75 17 | 50,000 | 50,000 | 0.00% | PRN | |
| 15 | AURICO GOLD INC UTIL | 18,100 | 51,000 | 0.00% | ||
| 16 | Magnum Hunter Resources Corp | 28,580 | 54,000 | 0.00% | ||
| 17 | KOPIN CORP | 15,800 | 54,000 | 0.00% | ||
| 18 | ABERDEEN ASIA PACIFIC INCOM | 11,186 | 56,000 | 0.00% | ||
| 19 | HALLIBURTON CO | 12,500 | 64,000 | 0.01% | Call | |
| 20 | ARMOUR RESIDENTIAL REIT | 23,800 | 67,000 | 0.01% | ||
| 21 | POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO | 12,665 | 69,000 | 0.01% | ||
| 22 | SIRIUS XM HOLDINGS INC | 19,045 | 70,000 | 0.01% | ||
| 23 | GLOWPOINT INC | 95,420 | 78,000 | 0.01% | ||
| 24 | TRANSALTA CORP | 10,579 | 82,000 | 0.01% | ||
| 25 | ORGANOVO HLDGS INC | 22,772 | 87,000 | 0.01% | ||
| 26 | EATON VANCE SR INCOME TR | 14,500 | 90,000 | 0.01% | ||
| 27 | E-Commerce China Dangdang, Inc. Sponsored ADR Class A | 10,000 | 90,000 | 0.01% | ||
| 28 | GLADSTONE INVT CORP | 11,600 | 93,000 | 0.01% | ||
| 29 | BLACKBERRY LTD | 12,423 | 99,000 | 0.01% | ||
| 30 | NUVEEN SR INCOME FD | 16,300 | 104,000 | 0.01% | ||
| 31 | MORGAN STANLEY EMER MKTS DEB | 11,800 | 107,000 | 0.01% | ||
| 32 | INVESCO SR INCOME TR | 24,025 | 107,000 | 0.01% | ||
| 33 | DREYFUS STRATEGIC MUNS INCORPORATED | 13,840 | 109,000 | 0.01% | ||
| 34 | RITE AID CORP | 13,430 | 112,000 | 0.01% | ||
| 35 | ALLIANZGI CONV & INCOME FD | 13,858 | 112,000 | 0.01% | ||
| 36 | DNP SELECT INCOME FD INC | 11,273 | 114,000 | 0.01% | ||
| 37 | NUVEEN FLOATING RATE INCOME | 11,284 | 122,000 | 0.01% | ||
| 38 | PIMCO INCOME STRATEGY FD | 11,293 | 123,000 | 0.01% | ||
| 39 | PENNEY J C | 15,243 | 128,000 | 0.01% | ||
| 40 | FIRST NORTHWEST BANCORP COM | 10,630 | 133,000 | 0.01% | ||
| 41 | BLACKROCK CR ALLOCATION INCO | 10,618 | 134,000 | 0.01% | ||
| 42 | CALAMOS CONV & HIGH INCOME F | 10,189 | 136,000 | 0.01% | ||
| 43 | COFFEE HLDGS INC | 28,941 | 139,000 | 0.01% | ||
| 44 | POWERSHARES ETF TRUST | 10,544 | 139,000 | 0.01% | ||
| 45 | Alcoa | 12,989 | 142,000 | 0.01% | ||
| 46 | WESTERN ASSET GLB PTNRS INCO | 16,050 | 147,000 | 0.01% | ||
| 47 | MFA FINANCIAL INC COM | 20,831 | 150,000 | 0.01% | ||
| 48 | BLACKROCK MUNIASSETS FD INC | 11,050 | 150,000 | 0.01% | ||
| 49 | FIFTH STREET FINANCE CORP | 23,136 | 152,000 | 0.01% | ||
| 50 | KINDER MORGAN INC DEL | 25,000 | 156,000 | 0.01% | Put |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-15-001741, filed 2015.08.13).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
