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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
2201 BEL FUSE INC CL B 42 1,039 0.00%
2202 LOGITECH INTL S A 81 1,038 0.00%
2203 SYNAGEVA BIOPHARMA CORP 15 1,032 0.00%
2204 PAR Technology Corp 210 1,029 0.00%
2205 CONSOLIDATED WATER CO INC ORD 88 1,028 0.00%
2206 ASTROTECH CORP 364 1,026 0.00%
2207 CENTURY CASINOS INC COM 200 1,026 0.00%
2208 ENVIROSTAR INCORPORATED 400 1,012 0.00%
2209 SMART AND FINAL STORES INC COM 70 1,010 0.00%
2210 ROI ACQUISITION CORP II 100 1,009 0.00%
2211 MARKET VECTORS ETF TR 34 1,001 0.00%
2212 ARTS WAY MFG INC 200 1,000 0.00%
2213 INTERCLOUD SYS INC 400 1,000 0.00%
2214 TENAX THERAPEUTICS INC COM 254 998 0.00%
2215 COEUR MNG INC 200 992 0.00%
2216 GABELLI EQUITY TR INC 155 989 0.00%
2217 CRYOLIFE INC 100 987 0.00%
2218 S&W SEED CO 232 984 0.00%
2219 OCERA THERAPEUTICS INC 200 980 0.00%
2220 CURRENCYSHARES JAPANESE YEN TRUST 11 977 0.00%
2221 STEIN MART INC 84 970 0.00%
2222 BROOKDALE SENIOR LIVING INC COM 30 967 0.00%
2223 NUVEEN PREFERRED SECURITIES 111 967 0.00%
2224 ONCOMED PHARMACEUTICALS INC 51 965 0.00%
2225 MARATHON PATENT GROUP INC COM NEW 67 964 0.00%
2226 LA JOLLA PHARMACEUTICAL CO 100 961 0.00%
2227 MECOX LANE LIMITED SPON ADR REP 35 246 950 0.00%
2228 BLUEKNIGHT ENERGY PARTNERS LCOM UNIT 115 948 0.00%
2229 MARINE PRODS CORP 120 947 0.00%
2230 JOHNSON OUTDOORS INC 36 932 0.00%
2231 VESTIN REALTY MORTGAGE I INC 575 932 0.00%
2232 HELIOS & MATHESON ANALYTICS 360 932 0.00%
2233 XENCOR INC COM 100 931 0.00%
2234 NUVEEN TX ADV TOTAL RET STRGY 67 928 0.00%
2235 Life Partners Holdings Inc 464 928 0.00%
2236 MIX TELEMATICS LTD 99 925 0.00%
2237 CHINA YIDA HOLDINGS CO 300 921 0.00%
2238 TRUETT-HURST INC 166 921 0.00%
2239 CLOUGH GLOBAL DIVND AND INCORPORATED FD 64 916 0.00%
2240 HORNBECK OFFSHORE SVCS IN 28 916 0.00%
2241 EDUCATIONAL DEV CORP 196 907 0.00%
2242 TRISTATE CAP HLDGS INC COM 100 907 0.00%
2243 QLT INC 200 904 0.00%
2244 STONEMOR PARTNERS L P 35 903 0.00%
2245 WISDOMTREE GLOBAL EX-US UTILITIES FUND 47 901 0.00%
2246 CHEMOCENTRYX INC 200 900 0.00%
2247 NAVIOS MARITIME PARTNERS L P 50 892 0.00%
2248 STEWARDSHIP FINL CORP 200 886 0.00%
2249 TOFUTTI BRANDS INC 200 884 0.00%
2250 YORK WTR CO 44 880 0.00%
Page 45 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 Eastern Virginia Bankshares Inc 200 1 0.00%
2 Eastern Co 88 1 0.00%
3 EARTHLINK HOLDINGS ORD 402 1 0.00%
4 ROCKY MTN CHOC FACTORY 100 1 0.00%
5 ARRHYTHMIA RESEARCH TECHNOLOGY ORD 100 1 0.00%
6 ARTESIAN RES CORP 63 1 0.00%
7 ARTS WAY MFG INC 200 1 0.00%
8 ASSEMBLY BIOSCIENCES INC 140 1 0.00%
9 RESOURCE AMERICA INC 62 1 0.00%
10 UPBOUND GROUP INC COM 25 1 0.00%
11 ASTROTECH CORP 364 1 0.00%
12 ATLAS FINANCIAL HOLDINGS INC SHS NEW 54 1 0.00%
13 RCI HOSPITALITY HLDGS INC COM 55 1 0.00%
14 RADIO ONE INC CL A 200 1 0.00%
15 RADA ELECTR INDS LTD 400 1 0.00%
16 QUICKSILVER RESOURCES INC COM 1,000 1 0.00%
17 QUICKLOGIC CORP 372 1 0.00%
18 QUALITY DISTR INC FLA 100 1 0.00%
19 XUNLEI LTD SPONSORED ADR 49 1 0.00%
20 QLT INC 200 1 0.00%
21 AVIANCA HLDGS SA 100 1 0.00%
22 QCR HOLDINGS INC 40 1 0.00%
23 QAD Inc 33 1 0.00%
24 PROSHARES TR 29 1 0.00%
25 PROSHARES TR 28 1 0.00%
26 PROPHASE LABS INC 500 1 0.00%
27 BALDWIN AND LYONS INC CL B 32 1 0.00%
28 PRIMO WTR CORP COM 200 1 0.00%
29 POZEN INC 196 1 0.00%
30 PMC-SIERRA INC 100 1 0.00%
31 XOMA CORP DEL 288 1 0.00%
32 PIMCO MUN INCOME FD III 100 1 0.00%
33 BAR HARBOR BANKSHARES 36 1 0.00%
34 PERNIX THERAPEUTICS HLDGS IN 87 1 0.00%
35 PERMIAN BASIN RTY TR 100 1 0.00%
36 PEREGRINE SEMICONDUCTOR CORP 100 1 0.00%
37 PEOPLES BANCORP INC 60 1 0.00%
38 BARNWELL INDS INC 200 1 0.00%
39 PAR Technology Corp 210 1 0.00%
40 Baylake Corp 100 1 0.00%
41 BAZAARVOICE INC 100 1 0.00%
42 ORION ENERGY SYSTEMS INC 200 1 0.00%
43 Bdca Venture Inc 265 1 0.00%
44 BEAR ST FINL INC 152 1 0.00%
45 ONCOMED PHARMACEUTICALS INC 51 1 0.00%
46 OMNOVA SOLUTIONS INC COM 200 1 0.00%
47 OLYMPIC STEEL INC COM 61 1 0.00%
48 BEL FUSE INC CL B 42 1 0.00%
49 Odyssey Marine Exploration Inc 923 1 0.00%
50 OCERA THERAPEUTICS INC 200 1 0.00%
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