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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
2401 PEERLESS SYS CORP 102 457 0.00%
2402 EATON VANCE CA MUNI INCOME T 37 456 0.00%
2403 Porter Bancorp, Inc. 448 451 0.00%
2404 GLOBAL POWER EQUIPMENT GRP I 30 447 0.00%
2405 LTC PPTYS INC COM 12 443 0.00%
2406 SP BANCORP INC COM 15 441 0.00%
2407 ESSA BANCORP INC 39 441 0.00%
2408 UTSTARCOM HOLDINGS CORP SHS NEW 143 438 0.00%
2409 DESWELL INDS INC 200 438 0.00%
2410 SIEBERT FINL CORP 200 432 0.00%
2411 BLACKROCK MUN 2020 TERM TR 27 430 0.00%
2412 CACHE INC COM STK 508 428 0.00%
2413 LIBERTY GLOBAL PLC 10 427 0.00%
2414 STRATUS PPTYS INC 30 420 0.00%
2415 FUWEI FILMS HLDGS CO LTD 400 420 0.00%
2416 ADVISORY BRD CO 9 419 0.00%
2417 ATHERSYS INC NEW 300 417 0.00%
2418 Marchex Inc 100 415 0.00%
2419 HERITAGE COMMERCE CORP 50 411 0.00%
2420 Skyline Corporation 99 409 0.00%
2421 NUVEEN VIRGINIA QLTY MUNCPL 31 408 0.00%
2422 GP Strategies Corp 14 402 0.00%
2423 XTL BIOPHARMACEUTICALS LTD 229 401 0.00%
2424 SUNGY MOBILE LTD 61 398 0.00%
2425 CUTWATER SELECT INCOME FUND 20 395 0.00%
2426 OCULUS INNOVATIVE SCIENCES I 168 395 0.00%
2427 BROOKFIELD HIGH INCOME FD IN 42 394 0.00%
2428 PROSHARES TR II 4 393 0.00%
2429 UBS AG JERSEY BRH 27 389 0.00%
2430 CARBONITE INC 38 389 0.00%
2431 TIPTREE INC 47 388 0.00%
2432 EATON VANCE MASS MUN BD FD COM 27 387 0.00%
2433 BENEFITFOCUS INCORPORATED 14 377 0.00%
2434 CONATUS PHARMACEUTICALS INC 61 373 0.00%
2435 Oxford Immunotec Global PLC 24 366 0.00%
2436 SEMILEDS CORP 800 360 0.00%
2437 VIGGLE INC 100 350 0.00%
2438 TIMMINS GOLD CORP 270 348 0.00%
2439 MARTHA STEWART LIVING OMNIME 96 346 0.00%
2440 STRATA SKIN SCIENCES INC COM 200 344 0.00%
2441 CHINA SOUTHN AIRLS LTD 21 343 0.00%
2442 TUNIU CORP 20 343 0.00%
2443 SYNERGETICS USA INC 100 341 0.00%
2444 CELLCOM ISRAEL LTD 31 340 0.00%
2445 AASTROM BIOSCIENCES INC 119 339 0.00%
2446 ALLIED NEVADA GOLD UTIL 100 331 0.00%
2447 WAFERGEN BIO-SYSTEMS INC 76 331 0.00%
2448 FIRST CMNTY BANKSHARES INC V 23 329 0.00%
2449 REMY INTERNATIONAL 16 328 0.00%
2450 PERCEPTRON INC COM 33 323 0.00%
Page 49 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 Eastern Virginia Bankshares Inc 200 1 0.00%
2 Eastern Co 88 1 0.00%
3 EARTHLINK HOLDINGS ORD 402 1 0.00%
4 ROCKY MTN CHOC FACTORY 100 1 0.00%
5 ARRHYTHMIA RESEARCH TECHNOLOGY ORD 100 1 0.00%
6 ARTESIAN RES CORP 63 1 0.00%
7 ARTS WAY MFG INC 200 1 0.00%
8 ASSEMBLY BIOSCIENCES INC 140 1 0.00%
9 RESOURCE AMERICA INC 62 1 0.00%
10 UPBOUND GROUP INC COM 25 1 0.00%
11 ASTROTECH CORP 364 1 0.00%
12 ATLAS FINANCIAL HOLDINGS INC SHS NEW 54 1 0.00%
13 RCI HOSPITALITY HLDGS INC COM 55 1 0.00%
14 RADIO ONE INC CL A 200 1 0.00%
15 RADA ELECTR INDS LTD 400 1 0.00%
16 QUICKSILVER RESOURCES INC COM 1,000 1 0.00%
17 QUICKLOGIC CORP 372 1 0.00%
18 QUALITY DISTR INC FLA 100 1 0.00%
19 XUNLEI LTD SPONSORED ADR 49 1 0.00%
20 QLT INC 200 1 0.00%
21 AVIANCA HLDGS SA 100 1 0.00%
22 QCR HOLDINGS INC 40 1 0.00%
23 QAD Inc 33 1 0.00%
24 PROSHARES TR 29 1 0.00%
25 PROSHARES TR 28 1 0.00%
26 PROPHASE LABS INC 500 1 0.00%
27 BALDWIN AND LYONS INC CL B 32 1 0.00%
28 PRIMO WTR CORP COM 200 1 0.00%
29 POZEN INC 196 1 0.00%
30 PMC-SIERRA INC 100 1 0.00%
31 XOMA CORP DEL 288 1 0.00%
32 PIMCO MUN INCOME FD III 100 1 0.00%
33 BAR HARBOR BANKSHARES 36 1 0.00%
34 PERNIX THERAPEUTICS HLDGS IN 87 1 0.00%
35 PERMIAN BASIN RTY TR 100 1 0.00%
36 PEREGRINE SEMICONDUCTOR CORP 100 1 0.00%
37 PEOPLES BANCORP INC 60 1 0.00%
38 BARNWELL INDS INC 200 1 0.00%
39 PAR Technology Corp 210 1 0.00%
40 Baylake Corp 100 1 0.00%
41 BAZAARVOICE INC 100 1 0.00%
42 ORION ENERGY SYSTEMS INC 200 1 0.00%
43 Bdca Venture Inc 265 1 0.00%
44 BEAR ST FINL INC 152 1 0.00%
45 ONCOMED PHARMACEUTICALS INC 51 1 0.00%
46 OMNOVA SOLUTIONS INC COM 200 1 0.00%
47 OLYMPIC STEEL INC COM 61 1 0.00%
48 BEL FUSE INC CL B 42 1 0.00%
49 Odyssey Marine Exploration Inc 923 1 0.00%
50 OCERA THERAPEUTICS INC 200 1 0.00%
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