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Institutional Investment Manager
Ground Swell Capital, LLC
Ground Swell Capital, LLC (CIK: 0001534450) incorporated in South Carolina, located at 105 West Huron Avenue, Folly Beach, SC. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001420506-14-000425) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
251 PERRIGO CO PLC 291 43,705 0.08%
252 FIRST TR LRG CP VL ALPHADEX 1,029 43,681 0.08%
253 Alcoa 2,702 43,475 0.08%
254 CUMMINS INC 329 43,421 0.08%
255 HORIZON PHARMA PLC SHS 3,505 43,041 0.08%
256 FIRST TR EXCNGE TRD ALPHADEX 1,552 43,013 0.08%
257 AON PLC 489 42,871 0.08%
258 MARATHON OIL CORP 1,137 42,740 0.08%
259 CME GROUP INC 531 42,456 0.08%
260 EXELON CORP 1,241 42,306 0.08%
261 AIR PRODS & CHEMS INC 324 42,178 0.08%
262 INTUIT 480 42,072 0.08%
263 PUBLIC SVC ENTERPRISE GRP IN 1,120 41,709 0.08%
264 M D C HLDGS INC 1,644 41,626 0.08%
265 HESS CORP 441 41,595 0.08%
266 POWERSHARES DWA HEALTHCARE MOMENTUM PORTFOLIO 831 41,342 0.08%
267 SEMPRA ENERGY 390 41,098 0.08%
268 Pope Resources Ltd 600 40,932 0.08%
269 DOMINOS PIZZA (USD) 529 40,712 0.08%
270 STRYKER CORP 504 40,698 0.08%
271 DISH NETWORK A 627 40,492 0.08%
272 VANGUARD SCOTTSDALE FDS 505 40,334 0.08%
273 SPDR INDEX SHS FDS 580 40,333 0.08%
274 PUBLIC STORAGE 243 40,299 0.08%
275 CONAGRA BRANDS INC 1,213 40,078 0.08%
276 MARKEL CORP 63 40,077 0.08%
277 MICROSTRATEGY INC CL A NEW 302 39,514 0.07%
278 MARRIOTT INTL INC NEW 565 39,494 0.07%
279 AUTONATION INC 782 39,342 0.07%
280 DUNKIN BRANDS GROUP INC COM 876 39,262 0.07%
281 AMERIPRISE FINL INC 315 38,865 0.07%
282 ST JUDE MED INC 645 38,784 0.07%
283 ZIMMER BIOMET HLDGS INC 384 38,611 0.07%
284 TE CONNECTIVITY LTD 690 38,150 0.07%
285 HINGHAM INSTN SVGS MASS 467 38,084 0.07%
286 VIPSHOP HLDGS LTD 200 37,802 0.07%
287 AMERICANCAPITALA 1,773 37,676 0.07%
288 EQUITY RESIDENTIAL 609 37,502 0.07%
289 DBX ETF TR 1,449 37,341 0.07%
290 SPDR S&P 600 SMALL CAP VALUE ETF 364 37,241 0.07%
291 HOST HOTELS & RESORTS INC 1,742 37,157 0.07%
292 SPDR INDEX SHS FDS 1,447 37,130 0.07%
293 SANDISK CORP 378 37,025 0.07%
294 COGNIZANT TECHNOLOGY SOLUTIO 826 36,980 0.07%
295 Chubb Corporation 405 36,887 0.07%
296 BECTON DICKINSON & CO 324 36,874 0.07%
297 AVAGO TECHNOLOGIES LTD SHS 423 36,801 0.07%
298 ISHARES TR 713 36,463 0.07%
299 LORILLARD 606 36,305 0.07%
300 WESTERN DIGITAL CORP 372 36,203 0.07%
Page 6 of 54
Restatement filing (0001420506-15-000046) filed in 2015.02.05
#
Name
Shares
Value ($)
%
Options
Notes
1 Eastern Virginia Bankshares Inc 200 1 0.00%
2 Eastern Co 88 1 0.00%
3 EARTHLINK HOLDINGS ORD 402 1 0.00%
4 ROCKY MTN CHOC FACTORY 100 1 0.00%
5 ARRHYTHMIA RESEARCH TECHNOLOGY ORD 100 1 0.00%
6 ARTESIAN RES CORP 63 1 0.00%
7 ARTS WAY MFG INC 200 1 0.00%
8 ASSEMBLY BIOSCIENCES INC 140 1 0.00%
9 RESOURCE AMERICA INC 62 1 0.00%
10 UPBOUND GROUP INC COM 25 1 0.00%
11 ASTROTECH CORP 364 1 0.00%
12 ATLAS FINANCIAL HOLDINGS INC SHS NEW 54 1 0.00%
13 RCI HOSPITALITY HLDGS INC COM 55 1 0.00%
14 RADIO ONE INC CL A 200 1 0.00%
15 RADA ELECTR INDS LTD 400 1 0.00%
16 QUICKSILVER RESOURCES INC COM 1,000 1 0.00%
17 QUICKLOGIC CORP 372 1 0.00%
18 QUALITY DISTR INC FLA 100 1 0.00%
19 XUNLEI LTD SPONSORED ADR 49 1 0.00%
20 QLT INC 200 1 0.00%
21 AVIANCA HLDGS SA 100 1 0.00%
22 QCR HOLDINGS INC 40 1 0.00%
23 QAD Inc 33 1 0.00%
24 PROSHARES TR 29 1 0.00%
25 PROSHARES TR 28 1 0.00%
26 PROPHASE LABS INC 500 1 0.00%
27 BALDWIN AND LYONS INC CL B 32 1 0.00%
28 PRIMO WTR CORP COM 200 1 0.00%
29 POZEN INC 196 1 0.00%
30 PMC-SIERRA INC 100 1 0.00%
31 XOMA CORP DEL 288 1 0.00%
32 PIMCO MUN INCOME FD III 100 1 0.00%
33 BAR HARBOR BANKSHARES 36 1 0.00%
34 PERNIX THERAPEUTICS HLDGS IN 87 1 0.00%
35 PERMIAN BASIN RTY TR 100 1 0.00%
36 PEREGRINE SEMICONDUCTOR CORP 100 1 0.00%
37 PEOPLES BANCORP INC 60 1 0.00%
38 BARNWELL INDS INC 200 1 0.00%
39 PAR Technology Corp 210 1 0.00%
40 Baylake Corp 100 1 0.00%
41 BAZAARVOICE INC 100 1 0.00%
42 ORION ENERGY SYSTEMS INC 200 1 0.00%
43 Bdca Venture Inc 265 1 0.00%
44 BEAR ST FINL INC 152 1 0.00%
45 ONCOMED PHARMACEUTICALS INC 51 1 0.00%
46 OMNOVA SOLUTIONS INC COM 200 1 0.00%
47 OLYMPIC STEEL INC COM 61 1 0.00%
48 BEL FUSE INC CL B 42 1 0.00%
49 Odyssey Marine Exploration Inc 923 1 0.00%
50 OCERA THERAPEUTICS INC 200 1 0.00%
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