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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
551 LSB INDS INC COM 12,611 108 0.03%
552 B2GOLD CORP 40,394 106 0.03%
553 KINDRED HEALTHCARE INC 10,116 103 0.03%
554 Agile Therapeutics, Inc. 14,724 103 0.03%
555 UNIQURE NV 13,450 103 0.03%
556 CEMEX SAB DE CV 12,828 102 0.03%
557 RENEWABLE ENERGY GROUP INC 11,972 101 0.03%
558 LATTICE SEMICONDUCTOR CORP 15,400 100 0.03%
559 LEE ENTERPRISES INC 26,316 99 0.03%
560 EARTHLINK HOLDINGS ORD 15,984 99 0.03%
561 Jive Software Inc 23,007 98 0.03%
562 FRONTLINE LTD 13,684 98 0.03%
563 ULTRA CLEAN HLDGS INC 12,950 96 0.03%
564 MARINUS PHARMACEUTICALS INC 52,432 95 0.03%
565 ECOPETROL S A 10,719 94 0.03%
566 MEDLEY CAP CORPORATION 12,044 92 0.03%
567 SRC ENERGY INC 13,200 91 0.03%
568 TREMOR VIDEO INC 53,851 90 0.03%
569 SITO MOBILE LTD 20,028 88 0.03%
570 NOBLE CORP PLC 13,917 88 0.03%
571 CPI CARD GROUP INC COM 14,414 87 0.03%
572 MEDGENICS INC 15,170 84 0.03%
573 ASPEN AEROGELS INC COM 13,437 80 0.02%
574 XCERRA CORP COM 13,238 80 0.02%
575 MCDERMOTT INTL INC 15,321 77 0.02%
576 MCEWEN MNG INC 20,781 76 0.02%
577 BRIDGEPOINT ED INC 10,850 75 0.02%
578 SPRINT CORP 11,250 75 0.02%
579 NOKIA CORP 12,587 73 0.02%
580 Mizuho Financial Group Inc 20,901 70 0.02%
581 Sunesis Pharmaceuticals, Inc. 15,999 70 0.02%
582 GENWORTH FINL INC 14,044 70 0.02%
583 CLOUD PEAK ENERGY INC COM 12,724 69 0.02%
584 ATTUNITY LTD 10,411 69 0.02%
585 Nomura Holdings Inc 15,432 69 0.02%
586 FIVE STAR SENIOR LIVING INC 36,318 69 0.02%
587 ASTROTECH CORP 41,268 68 0.02%
588 ENERPLUS CORP 10,658 68 0.02%
589 PIER 1 IMPORTS INC COM 15,923 68 0.02%
590 GOLD FIELDS LTD NEW 14,115 68 0.02%
591 ALLOT COMMUNICATIONS LTD 12,130 64 0.02%
592 SANOFI SPOND FUNSPONSORED ADR 10,000 64 0.02%
593 HARMONY GOLD MINING CO LTD 18,102 63 0.02%
594 YINGLI GREEN ENERGY HLDG CO 15,480 60 0.02%
595 PERSHING GOLD CORP 13,153 60 0.02%
596 SPECTRUM PHARMACEUTICALS INC COM 12,347 58 0.02%
597 KANDI TECHNOLOGIES GROUP INC 10,401 57 0.02%
598 ALPHA PRO TECH LTD 15,689 56 0.02%
599 COMPANHIA ENERGETICA DE MINA 21,764 56 0.02%
600 RIGEL PHARMACEUTICALS INC 15,163 56 0.02%
Page 12 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
2 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
3 ISHARES TR 23,900 2,969 2.13% Put
4 AMAZON COM INC 1,400 1,172 0.84% Put
5 SAP SE 11,100 1,015 0.73% Put
6 SPDR SERIES TRUST 26,200 889 0.64% Put
7 TESARO 8,000 802 0.57% Put
8 ISHARES TR 19,500 770 0.55% Put
9 ISHARES TR 6,000 745 0.53% Put
10 MALLINCKRODT PUB LTD CO 10,200 712 0.51% Put
11 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
12 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
13 IONIS PHARMACEUTICALS INC 16,000 586 0.42% Put
14 S&P GLOBAL INC 4,400 557 0.40% Put
15 NETFLIX INC 5,600 552 0.40% Put
16 GILEAD SCIENCES INC 6,400 506 0.36% Put
17 SELECT SECTOR SPDR TR 8,600 502 0.36% Put
18 DIREXION SHS ETF TR 16,900 454 0.33% Put
19 SPDR SERIES TRUST 16,500 438 0.31% Put
20 ProShares Ultra VIX S T Futures 5,000 416 0.30% Put
21 SELECT SECTOR SPDR TR 5,100 408 0.29% Put
22 ALEXION PHARMACEUTICALS INC 3,200 392 0.28% Put
23 APACHE CORP 6,000 383 0.27% Put
24 TESLA INC 1,800 367 0.26% Put
25 SPDR SERIES TRUST 10,700 363 0.26% Put
26 TWITTER INC 15,700 362 0.26% Put
27 SELECT SECTOR SPDR TR 5,800 339 0.24% Put
28 CHEVRON CORP NEW 3,000 309 0.22% Put
29 CURENCYSHARES EURO TR EURO SHS 2,800 306 0.22% Put
30 ACCELERATE DIAGNOSTICS INC 10,000 273 0.20% Put
31 CURENCYSHARES EURO TR EURO SHS 2,500 273 0.20% Put
32 CIMAREX ENERGY 2,000 269 0.19% Put
33 VANGUARD INTL EQUITY INDEX F 7,100 267 0.19% Put
34 GOLAR LNG LTD 12,500 265 0.19% Put
35 ProShares Ultra VIX S T Futures 3,100 258 0.18% Put
36 PROSHARES TR II 3,400 249 0.18% Put
37 SPDR SERIES TRUST 8,500 225 0.16% Put
38 EXXON MOBIL CORP 2,500 218 0.16% Put
39 BLUEBIRD BIO INC 3,200 217 0.16% Put
40 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
41 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
42 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
43 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
44 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
45 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
46 DISNEY WALT CO 27,100 2,517 1.80% Call
47 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
48 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
49 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
50 QUALCOMM INC 29,300 2,007 1.44% Call
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