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Institutional Investment Manager
Tradewinds Capital Management, LLC
Tradewinds Capital Management, LLC (CIK: 0001616026) incorporated in Washington, located at 2211 Rimland Drive, Bellingham, WA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q2)
Original 13F HR (0001616026-14-000001) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 MICROSOFT CORP 594,224 24,779 18.86%
2 SCHWAB U.S. REIT ETF 368,543 13,035 9.92%
3 INVESCO ADVANTAGE MUN INCOME 104,597 1,187 0.90%
4 INVESCO TR INVT GRADE MUNS 102,686 1,338 1.02%
5 INVESCO QUALITY MUN INCOME T 98,715 1,212 0.92%
6 BLACKROCK LONG-TERM MUNI ADV 95,409 1,077 0.82%
7 SCHWAB U.S. LARGE-CAP VALUE ETF 79,721 3,414 2.60%
8 EATON VANCE MUN BD FD II 79,509 1,019 0.78%
9 PUTNAM MANAGED MUN INCOME TR 74,120 531 0.40%
10 SCHWAB U.S. MID-CAP ETF 70,398 2,833 2.16%
11 NUVEEN INVT MN QTY I 69,805 1,025 0.78%
12 DREYFUS MUN BD INFRSTRCTR FD SHS 67,613 801 0.61%
13 BLACKROCK MUN INCOME QUALITY 67,237 949 0.72%
14 SCHWAB U.S. LARGE-CAP GROWTH ETF 65,276 3,167 2.41%
15 INVESCO MUN TR 63,436 794 0.60%
16 NUVEEN CA QUALTY MUN INCOME 55,600 777 0.59%
17 BLACKROCK MUNIYIELD QUALITY 53,425 683 0.52%
18 SCHWAB U.S. SMALL-CAP ETF 51,669 2,832 2.16%
19 NUVEEN PREM INCOME MUN FD 51,452 699 0.53%
20 ALLIANCEBERNSTEIN NATL MUN I 47,956 668 0.51%
21 NUVEEN AMT FREE QLTY MUN INC 45,535 614 0.47%
22 BLACKROCK MUNIHOLD QU FU II IN COM 43,190 572 0.44%
23 INVESCO VALUE MUN INCOME TR 42,851 642 0.49%
24 NUVEEN CALIFORNIA AMT QLT MU 42,027 574 0.44%
25 MANAGED DURATION INVT GRD FU 40,646 561 0.43%
26 NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC 40,583 595 0.45%
27 CISCO SYS INC 39,050 970 0.74%
28 INVESCO MUNI INCOME OPP TRST 36,392 253 0.19%
29 ORACLE CORP 34,642 1,404 1.07%
30 BLACKROCK STRATEGIC MUN TR COM 34,227 463 0.35%
31 STARBUCKS CORP 33,742 2,611 1.99%
32 BLACKROCK MUNIHOLDINGS QUALI 31,450 415 0.32%
33 APPLE INC 30,855 2,867 2.18%
34 NUVEEN MUN OPPTY FD INC 29,834 421 0.32%
35 INVESCO CALIF VALUE MUN INC 29,000 359 0.27%
36 SPDR SER TR 28,872 2,491 1.90%
37 NUVEEN QUALITY MUN FUND INC 25,500 334 0.25%
38 INTEL CORP 25,390 785 0.60%
39 BLACKROCK MUNIYIELD INVT QUA 24,716 332 0.25%
40 EATON VANCE CALIF MUN BD FD 24,500 284 0.22%
41 BLACKROCK MUNIHLDGS FD II IN 23,095 352 0.27%
42 NUVEEN QUALITY MUNCP INCOME 22,597 320 0.24%
43 EATON VANCE CA MUNI INCOME T 22,300 278 0.21%
44 NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT 21,500 275 0.21%
45 NUVEEN PREM INCOME MUN FD 4 COM 21,250 273 0.21%
46 EXPRESS SCRIPTS HLDG CO 21,106 1,463 1.11%
47 INVESCO MUN OPPORTUNITY TR 21,000 265 0.20%
48 BLACKROCK INVT QUALITY MUN T 21,000 318 0.24%
49 FEDERATED HERMES PREM MUNI I 20,983 319 0.24%
50 NUVEEN AMT FREE MUN CR INC F 20,160 285 0.22%
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