| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 183,951 | 2,358,000 | 34.52% | ||
| 2 | Tradewinds Capital Management, LLC | 79,509 | 1,019,000 | 14.92% | ||
| 3 | LPL Financial LLC | 62,882 | 806,000 | 11.80% | ||
| 4 | Advisors Asset Management, Inc. | 62,059 | 796,000 | 11.65% | ||
| 5 | MORGAN STANLEY | 40,547 | 520,000 | 7.61% | ||
| 6 | Wills Financial Group, Inc. | 20,246 | 260,000 | 3.81% | ||
| 7 | First Allied Advisory Services, Inc. | 16,882 | 216,000 | 3.16% | ||
| 8 | WELLS FARGO & COMPANY/MN | 14,466 | 186,000 | 2.72% | ||
| 9 | AQR CAPITAL MANAGEMENT LLC | 14,119 | 181,000 | 2.65% | ||
| 10 | UBS AG | 11,025 | 141,000 | 2.06% | ||
| 11 | VAN ECK ASSOCIATES CORP | 7,360 | 94,000 | 1.38% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,801 | 62,000 | 0.91% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 4,750 | 61,000 | 0.89% | ||
| 14 | US BANCORP \DE\ | 3,719 | 48,000 | 0.70% | ||
| 15 | M&T BANK CORP | 2,400 | 31,000 | 0.45% | ||
| 16 | NEW ENGLAND SECURITIES CORP /MA/ | 2,053 | 26,000 | 0.38% | ||
| 17 | ROYAL BANK OF CANADA | 1,000 | 13,000 | 0.19% | ||
| 18 | Creative Planning | 1,007 | 13,000 | 0.19% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
