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Institutional Investment Manager
NWAM LLC
NWAM LLC (CIK: 0001655006) incorporated in Washington, located at 2835 82nd Ave Se, Mercer Island, WA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001085146-16-004574) filed in 2016.10.26
#
Name
Shares
Value ($)
%
Options
Notes
151 MCDONALDS CORP 8,079 932 0.07%
152 MEDLEY CAP CORPORATION 32,700 250 0.02%
153 MEDTRONIC PLC 3,184 275 0.02%
154 MERCK & CO INC 9,653 602 0.05%
155 MFA FINANCIAL INC COM 67,025 501 0.04%
156 MFS MULTIMARKET INCOME TR 67,306 410 0.03%
157 MICRON TECHNOLOGY INC 12,654 225 0.02%
158 MICROSOFT CORP 198,106 11,411 0.87%
159 MONDELEZ INTL INC 4,650 204 0.02%
160 MORGAN STANLEY EMER MKTS DEB 31,845 307 0.02%
161 NETFLIX INC 4,042 398 0.03%
162 NEUBERGER BERMAN INTER MUNI 52,065 864 0.07%
163 NEW MEDIA INVT GROUP INC COM 51,008 791 0.06%
164 NEW MOUNTAIN FINANCE CORP COM 11,000 151 0.01%
165 NEW RESIDENTIAL INVT CORP COM NEW 264,860 3,658 0.28%
166 NIKE INC 6,424 338 0.03%
167 NORDSTROM INC 8,812 457 0.03%
168 NOVARTIS A G 3,574 282 0.02%
169 NUVEEN AMT FREE MUN CR INC F 38,120 613 0.05%
170 NUVEEN AMT FREE QLTY MUN INC 87,002 1,270 0.10%
171 NUVEEN CR STRATEGIES INCOME FD COM SHS 137,555 1,166 0.09%
172 NUVEEN DIVID ADVANTAGE MUN FD COM SH BEN INT 36,645 577 0.04%
173 NUVEEN MULTI MKT INCOME FD 12,416 93 0.01%
174 NUVEEN PFD INCOME OPPORTUN 11,950 120 0.01%
175 NUVEEN QUALITY MUNCP INCOME 49,865 751 0.06%
176 NUVEEN SR INCOME FD 13,340 87 0.01%
177 NXP SEMICONDUCTORS N V 2,026 207 0.02%
178 Nuveen Closed-End Funds/USA 49,767 703 0.05%
179 OCCIDENTAL PETE CORP DEL 5,117 373 0.03%
180 OCH ZIFF CAP MGMT GROUP 30,335 132 0.01%
181 OCWEN FINL CORP 14,250 52 0.00%
182 OFFICE DEPOT INC 12,400 44 0.00%
183 OMEROS CORP 23,393 261 0.02%
184 ORACLE CORP 10,550 414 0.03%
185 ORCHID IS CAP INC 7,000 70,000 5.31% Put
186 Onebeacon Insurance 10,063 144 0.01%
187 PACCAR INC 31,814 1,870 0.14%
188 PAYCHEX INC 3,532 204 0.02%
189 PEPSICO INC 3,636 396 0.03%
190 PETROBRAS ARGENTINA S A 26,918 177 0.01%
191 PFIZER INC 51,848 1,756 0.13%
192 PHILIP MORRIS INTL INC 3,776 367 0.03%
193 PHILLIPS 66 2,906 234 0.02%
194 PIMCO CORPORATE INCM STRG 52,940 812 0.06%
195 PIMCO CORPORATE INCOME OPP 20,418 298 0.02%
196 PLAINS ALL AMERN PIPELINE L 7,552 237 0.02%
197 POWERSHARES ETF TR II 78,932 1,194 0.09%
198 POWERSHARES ETF TRUST 6,472 274 0.02%
199 POWERSHARES ETF TRUST II 50,307 1,168 0.09%
200 POWERSHARES QQQ TRUST 47,214 5,605 0.43%
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