| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 9,878,940 | 123,684,000 | 23.46% | ||
| 2 | RELATIVE VALUE PARTNERS GROUP, LLC | 3,673,031 | 45,325,000 | 8.60% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,059,562 | 38,306,000 | 7.26% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 2,846,696 | 35,641,000 | 6.76% | ||
| 5 | Karpus Management, Inc. | 2,836,870 | 35,518,000 | 6.74% | ||
| 6 | SIT INVESTMENT ASSOCIATES INC | 2,060,070 | 25,792,000 | 4.89% | ||
| 7 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,346,960 | 16,864,000 | 3.20% | ||
| 8 | MORGAN STANLEY | 1,345,305 | 16,843,000 | 3.19% | ||
| 9 | 1607 Capital Partners, LLC | 1,064,472 | 13,327,000 | 2.53% | ||
| 10 | Oxbow Advisors, LLC | 999,192 | 12,510,000 | 2.37% | ||
| 11 | Invesco Ltd. | 998,632 | 12,503,000 | 2.37% | ||
| 12 | Spectrum Asset Management, Inc. | 966,571 | 12,101,000 | 2.29% | ||
| 13 | ROYAL BANK OF CANADA | 791,966 | 9,915,000 | 1.88% | ||
| 14 | UBS Group AG | 791,668 | 9,911,000 | 1.88% | ||
| 15 | Edgemoor Investment Advisors, Inc. | 664,252 | 8,316,000 | 1.58% | ||
| 16 | NWAM LLC | 649,074 | 8,126,000 | 1.54% | ||
| 17 | FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | 641,704 | 8,034,000 | 1.52% | PRN | |
| 18 | BESSEMER GROUP INC | 611,890 | 7,661,000 | 1.45% | ||
| 19 | LPL Financial LLC | 462,517 | 5,777,000 | 1.10% | ||
| 20 | FIRST FOUNDATION ADVISORS | 389,296 | 4,874,000 | 0.92% | ||
| 21 | M&R CAPITAL MANAGEMENT INC | 330,845 | 4,142,000 | 0.79% | ||
| 22 | CLEARY GULL HOLDINGS INC. | 321,948 | 4,031,000 | 0.76% | ||
| 23 | Lehman Financial Resources, Inc. | 313,674 | 3,927,000 | 0.74% | ||
| 24 | Saba Capital Management, L.P. | 311,399 | 3,899,000 | 0.74% | ||
| 25 | Raymond James Financial Services Advisors, Inc. | 302,820 | 3,791,000 | 0.72% | ||
| 26 | RAYMOND JAMES & ASSOCIATES | 256,922 | 3,217,000 | 0.61% | ||
| 27 | Yorktown Management & Research Co Inc | 255,000 | 3,193,000 | 0.61% | ||
| 28 | BlackRock Group LTD | 253,245 | 3,171,000 | 0.60% | ||
| 29 | ADVOCACY WEALTH MANAGEMENT SERVICES, LLC | 242,311 | 3,034,000 | 0.58% | ||
| 30 | NEW VERNON INVESTMENT MANAGEMENT LLC | 230,000 | 2,880,000 | 0.55% | ||
| 31 | ASHFORD CAPITAL MANAGEMENT INC | 204,348 | 2,558,000 | 0.49% | ||
| 32 | HighTower Advisors, LLC | 180,167 | 2,264,000 | 0.43% | ||
| 33 | GUGGENHEIM CAPITAL LLC | 172,303 | 2,157,000 | 0.41% | ||
| 34 | Nuveen Asset Management, LLC | 171,000 | 2,141,000 | 0.41% | ||
| 35 | Archford Capital Strategies, LLC | 27 | 2,127,000 | 0.40% | ||
| 36 | ProVise Management Group, LLC | 158,958 | 1,990,000 | 0.38% | ||
| 37 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 132,496 | 1,659,000 | 0.31% | ||
| 38 | AMERIPRISE FINANCIAL INC | 116,754 | 1,459,000 | 0.28% | ||
| 39 | Commonwealth Equity Services, Inc | 112,370 | 1,407,000 | 0.27% | ||
| 40 | Horizon Kinetics LLC | 106,767 | 1,337,000 | 0.25% | ||
| 41 | Global Endowment Management, LP | 100,000 | 1,252,000 | 0.24% | ||
| 42 | STIFEL FINANCIAL CORP | 94,104 | 1,179,000 | 0.22% | ||
| 43 | FIRST TRUST ADVISORS LP | 86,947 | 1,089,000 | 0.21% | ||
| 44 | CUE ADVISORY SERVICES, INC. | 78,233 | 979,000 | 0.19% | ||
| 45 | AMERICAN INTERNATIONAL GROUP, INC. | 77,787 | 974,000 | 0.18% | ||
| 46 | EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC | 72,803 | 911,000 | 0.17% | ||
| 47 | Private Advisor Group, LLC | 59,438 | 744,000 | 0.14% | ||
| 48 | Curi Capital, LLC | 54,233 | 679,000 | 0.13% | ||
| 49 | WEDBUSH SECURITIES INC | 51,681 | 647,000 | 0.12% | ||
| 50 | Clear Harbor Asset Management, LLC | 51,547 | 645,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
