| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 10,088,217 | 124,488,000 | 23.16% | ||
| 2 | RELATIVE VALUE PARTNERS GROUP, LLC | 3,838,301 | 47,365,000 | 8.81% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,074,062 | 37,934,000 | 7.06% | ||
| 4 | Karpus Management, Inc. | 2,670,413 | 32,953,000 | 6.13% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 2,476,580 | 30,560,000 | 5.68% | ||
| 6 | SIT INVESTMENT ASSOCIATES INC | 1,801,799 | 22,234,000 | 4.14% | ||
| 7 | MORGAN STANLEY | 1,460,143 | 18,018,000 | 3.35% | ||
| 8 | 1607 Capital Partners, LLC | 1,436,726 | 17,729,000 | 3.30% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,404,968 | 17,337,000 | 3.23% | ||
| 10 | Invesco Ltd. | 1,178,445 | 14,542,000 | 2.71% | ||
| 11 | CLEARY GULL HOLDINGS INC. | 993,228 | 12,257,000 | 2.28% | ||
| 12 | Spectrum Asset Management, Inc. | 966,571 | 11,927,000 | 2.22% | ||
| 13 | Oxbow Advisors, LLC | 910,379 | 11,234,000 | 2.09% | ||
| 14 | ROYAL BANK OF CANADA | 799,537 | 9,867,000 | 1.84% | ||
| 15 | UBS Group AG | 762,700 | 9,412,000 | 1.75% | ||
| 16 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 703,080 | 8,676,000 | 1.61% | ||
| 17 | BESSEMER GROUP INC | 676,890 | 8,353,000 | 1.55% | ||
| 18 | NWAM LLC | 644,864 | 7,958,000 | 1.48% | ||
| 19 | Saba Capital Management, L.P. | 625,032 | 7,713,000 | 1.43% | ||
| 20 | Edgemoor Investment Advisors, Inc. | 569,985 | 7,034,000 | 1.31% | ||
| 21 | LPL Financial LLC | 459,829 | 5,702,000 | 1.06% | ||
| 22 | Capital Investment Advisors, LLC | 342,301 | 4,224,000 | 0.79% | ||
| 23 | FIRST FOUNDATION ADVISORS | 337,306 | 4,162,000 | 0.77% | ||
| 24 | M&R CAPITAL MANAGEMENT INC | 334,245 | 4,125,000 | 0.77% | ||
| 25 | RAYMOND JAMES & ASSOCIATES | 328,843 | 4,058,000 | 0.75% | ||
| 26 | FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | 321,704 | 3,970,000 | 0.74% | ||
| 27 | AQR ARBITRAGE LLC | 278,877 | 3,441,000 | 0.64% | ||
| 28 | Yorktown Management & Research Co Inc | 255,000 | 3,147,000 | 0.59% | ||
| 29 | BlackRock Group LTD | 251,598 | 3,105,000 | 0.58% | ||
| 30 | NEW VERNON INVESTMENT MANAGEMENT LLC | 230,000 | 2,838,000 | 0.53% | ||
| 31 | ASHFORD CAPITAL MANAGEMENT INC | 229,430 | 2,831,000 | 0.53% | ||
| 32 | HighTower Advisors, LLC | 215,904 | 2,671,000 | 0.50% | ||
| 33 | GUGGENHEIM CAPITAL LLC | 207,583 | 2,562,000 | 0.48% | ||
| 34 | Nuveen Asset Management, LLC | 166,000 | 2,048,000 | 0.38% | ||
| 35 | ProVise Management Group, LLC | 158,580 | 1,957,000 | 0.36% | ||
| 36 | AMERIPRISE FINANCIAL INC | 122,707 | 1,514,000 | 0.28% | ||
| 37 | Raymond James Financial Services Advisors, Inc. | 118,643 | 1,464,000 | 0.27% | ||
| 38 | Commonwealth Equity Services, Inc | 110,212 | 1,360,000 | 0.25% | ||
| 39 | Horizon Kinetics LLC | 107,405 | 1,325,000 | 0.25% | ||
| 40 | Global Endowment Management, LP | 100,000 | 1,234,000 | 0.23% | ||
| 41 | FIRST TRUST ADVISORS LP | 87,086 | 1,075,000 | 0.20% | ||
| 42 | CUE ADVISORY SERVICES, INC. | 86,815 | 1,071,000 | 0.20% | ||
| 43 | SG Americas Securities, LLC | 79,033 | 975,000 | 0.18% | ||
| 44 | Weiss Asset Management LP | 74,389 | 918,000 | 0.17% | ||
| 45 | AMERICAN INTERNATIONAL GROUP, INC. | 74,122 | 915,000 | 0.17% | ||
| 46 | EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC | 63,939 | 789,000 | 0.15% | ||
| 47 | Curi Capital, LLC | 54,548 | 673,000 | 0.13% | ||
| 48 | VSR Financial Services, Inc. | 51,500 | 636,000 | 0.12% | ||
| 49 | Clear Harbor Asset Management, LLC | 51,157 | 631,000 | 0.12% | ||
| 50 | Ionic Capital Management LLC | 49,090 | 606,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
