| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 6,741,493 | 87,100,000 | 16.30% | ||
| 2 | Relative Value Partners, LLC | 4,939,843 | 63,823,000 | 11.94% | ||
| 3 | Saba Capital Management, L.P. | 3,163,682 | 40,875,000 | 7.65% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,161,592 | 40,848,000 | 7.64% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 2,622,728 | 33,886,000 | 6.34% | ||
| 6 | MORGAN STANLEY | 1,863,655 | 24,079,000 | 4.51% | ||
| 7 | 1607 Capital Partners, LLC | 1,481,559 | 19,142,000 | 3.58% | ||
| 8 | Karpus Management, Inc. | 1,437,569 | 18,573,000 | 3.48% | ||
| 9 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,399,960 | 18,087,000 | 3.38% | ||
| 10 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 1,163,121 | 15,028,000 | 2.81% | ||
| 11 | Invesco Ltd. | 1,046,845 | 13,525,000 | 2.53% | ||
| 12 | Spectrum Asset Management, Inc. | 1,037,783 | 13,408,000 | 2.51% | ||
| 13 | Oxbow Advisors, LLC | 926,292 | 11,968,000 | 2.24% | ||
| 14 | THIRD AVENUE MANAGEMENT LLC | 902,228 | 11,657,000 | 2.18% | ||
| 15 | ROYAL BANK OF CANADA | 797,076 | 10,298,000 | 1.93% | ||
| 16 | UBS Group AG | 686,424 | 8,869,000 | 1.66% | ||
| 17 | NWAM LLC | 655,528 | 8,469,000 | 1.58% | ||
| 18 | AQR CAPITAL MANAGEMENT LLC | 629,143 | 8,129,000 | 1.52% | ||
| 19 | GUGGENHEIM CAPITAL LLC | 603,082 | 7,793,000 | 1.46% | ||
| 20 | LPL Financial LLC | 433,331 | 5,599,000 | 1.05% | ||
| 21 | BESSEMER GROUP INC | 381,890 | 4,934,000 | 0.92% | ||
| 22 | M&R CAPITAL MANAGEMENT INC | 357,627 | 4,621,000 | 0.86% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 338,177 | 4,369,000 | 0.82% | ||
| 24 | MID CONTINENT CAPITAL LLC/IL | 319,126 | 4,123,000 | 0.77% | ||
| 25 | Carlson Capital, L.P. | 260,000 | 3,359,000 | 0.63% | ||
| 26 | 1832 Asset Management L.P. | 253,918 | 3,277,000 | 0.61% | ||
| 27 | BlackRock Group LTD | 251,598 | 3,251,000 | 0.61% | ||
| 28 | Nuveen Asset Management, LLC | 225,900 | 2,919,000 | 0.55% | ||
| 29 | DIALECTIC CAPITAL MANAGEMENT, LP | 219,000 | 2,829,000 | 0.53% | ||
| 30 | Index Management Solutions, LLC | 215,699 | 2,787,000 | 0.52% | ||
| 31 | Horizon Kinetics LLC | 196,054 | 2,533,000 | 0.47% | ||
| 32 | Capital Investment Advisors, LLC | 168,050 | 2,171,000 | 0.41% | ||
| 33 | Independence Trust CO | 161,286 | 2,084,000 | 0.39% | ||
| 34 | ENVESTNET ASSET MANAGEMENT INC | 133,676 | 1,727,000 | 0.32% | ||
| 35 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 131,244 | 1,696,000 | 0.32% | ||
| 36 | CUE ADVISORY SERVICES, INC. | 103,344 | 1,335,000 | 0.25% | ||
| 37 | ProVise Management Group, LLC | 102,607 | 1,326,000 | 0.25% | ||
| 38 | Thomas J. Herzfeld Advisors, Inc. | 101,530 | 1,312,000 | 0.25% | ||
| 39 | Global Endowment Management, LP | 100,000 | 1,292,000 | 0.24% | ||
| 40 | FIRST FOUNDATION ADVISORS | 96,752 | 1,250,000 | 0.23% | ||
| 41 | FIRST TRUST ADVISORS LP | 91,342 | 1,180,000 | 0.22% | ||
| 42 | VSR Financial Services, Inc. | 77,200 | 997,000 | 0.19% | ||
| 43 | SG Americas Securities, LLC | 68,272 | 882,000 | 0.17% | ||
| 44 | DOLIVER ADVISORS, LP | 62,592 | 808,000 | 0.15% | ||
| 45 | PARK NATIONAL CORP /OH/ | 62,260 | 804,399 | 0.15% | ||
| 46 | ASHFORD CAPITAL MANAGEMENT INC | 60,220 | 778,000 | 0.15% | ||
| 47 | HighTower Advisors, LLC | 54,403 | 703,000 | 0.13% | ||
| 48 | McGowan Group Asset Management, Inc. | 53,386 | 690,000 | 0.13% | ||
| 49 | AMERICAN INTERNATIONAL GROUP, INC. | 52,826 | 682,512 | 0.13% | ||
| 50 | Shaker Financial Services, LLC | 52,710 | 681,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
