| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 7,556,588 | 101,712,000 | 17.77% | ||
| 2 | Relative Value Partners, LLC | 4,958,985 | 66,748,000 | 11.66% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,139,198 | 42,254,000 | 7.38% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 2,710,115 | 36,478,000 | 6.37% | ||
| 5 | Saba Capital Management, L.P. | 1,852,719 | 24,938,000 | 4.36% | ||
| 6 | MORGAN STANLEY | 1,764,893 | 23,756,000 | 4.15% | ||
| 7 | SIT INVESTMENT ASSOCIATES INC | 1,637,505 | 22,041,000 | 3.85% | ||
| 8 | 1607 Capital Partners, LLC | 1,485,659 | 19,997,000 | 3.49% | ||
| 9 | Karpus Management, Inc. | 1,458,511 | 19,632,000 | 3.43% | ||
| 10 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,440,817 | 19,393,000 | 3.39% | ||
| 11 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 1,144,073 | 15,399,000 | 2.69% | ||
| 12 | Invesco Ltd. | 1,062,062 | 14,296,000 | 2.50% | ||
| 13 | Spectrum Asset Management, Inc. | 989,480 | 13,318,000 | 2.33% | ||
| 14 | Oxbow Advisors, LLC | 910,122 | 12,250,000 | 2.14% | ||
| 15 | THIRD AVENUE MANAGEMENT LLC | 821,584 | 11,059,000 | 1.93% | ||
| 16 | ROYAL BANK OF CANADA | 758,559 | 10,210,000 | 1.78% | ||
| 17 | BESSEMER GROUP INC | 706,890 | 9,514,000 | 1.66% | ||
| 18 | NWAM LLC | 671,057 | 9,032,000 | 1.58% | ||
| 19 | UBS Group AG | 578,900 | 7,792,000 | 1.36% | ||
| 20 | Carlson Capital, L.P. | 525,000 | 7,067,000 | 1.23% | ||
| 21 | GUGGENHEIM CAPITAL LLC | 511,667 | 6,886,000 | 1.20% | ||
| 22 | AQR ARBITRAGE LLC | 476,973 | 6,420,000 | 1.12% | ||
| 23 | M&R CAPITAL MANAGEMENT INC | 356,427 | 4,798,000 | 0.84% | ||
| 24 | RAYMOND JAMES & ASSOCIATES | 355,105 | 4,780,000 | 0.84% | ||
| 25 | MID CONTINENT CAPITAL LLC/IL | 319,126 | 4,295,000 | 0.75% | ||
| 26 | LPL Financial LLC | 307,574 | 4,128,000 | 0.72% | ||
| 27 | 1832 Asset Management L.P. | 255,454 | 3,444,000 | 0.60% | ||
| 28 | BlackRock Group LTD | 251,598 | 3,387,000 | 0.59% | ||
| 29 | CLEARY GULL INVESTMENT MANAGEMENT SERVICES INC /BD | 224,448 | 3,021,000 | 0.53% | ||
| 30 | Capital Investment Advisors, LLC | 222,127 | 2,990,000 | 0.52% | ||
| 31 | Nuveen Asset Management, LLC | 215,900 | 2,906,000 | 0.51% | ||
| 32 | DIALECTIC CAPITAL MANAGEMENT, LP | 196,600 | 2,646,000 | 0.46% | ||
| 33 | FIRST FOUNDATION ADVISORS | 192,684 | 2,594,000 | 0.45% | ||
| 34 | Horizon Kinetics LLC | 189,265 | 2,547,000 | 0.45% | ||
| 35 | HighTower Advisors, LLC | 183,928 | 2,476,000 | 0.43% | ||
| 36 | Independence Trust CO | 148,863 | 2,004,000 | 0.35% | ||
| 37 | Yorktown Management & Research Co Inc | 130,000 | 1,750,000 | 0.31% | ||
| 38 | ProVise Management Group, LLC | 125,310 | 1,687,000 | 0.29% | ||
| 39 | ENVESTNET ASSET MANAGEMENT INC | 105,590 | 1,421,000 | 0.25% | ||
| 40 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 104,522 | 1,415,000 | 0.25% | ||
| 41 | CUE ADVISORY SERVICES, INC. | 103,330 | 1,388,000 | 0.24% | ||
| 42 | Thomas J. Herzfeld Advisors, Inc. | 101,555 | 1,367,000 | 0.24% | ||
| 43 | Global Endowment Management, LP | 100,000 | 1,346,000 | 0.24% | ||
| 44 | FIRST TRUST ADVISORS LP | 90,708 | 1,221,000 | 0.21% | ||
| 45 | AMERICAN INTERNATIONAL GROUP, INC. | 76,368 | 1,027,913 | 0.18% | ||
| 46 | VSR Financial Services, Inc. | 75,000 | 1,010,000 | 0.18% | ||
| 47 | ASHFORD CAPITAL MANAGEMENT INC | 73,125 | 984,000 | 0.17% | ||
| 48 | McGowan Group Asset Management, Inc. | 55,756 | 750,000 | 0.13% | ||
| 49 | DEUTSCHE BANK AG\ | 50,840 | 684,000 | 0.12% | ||
| 50 | STEPHENS INC /AR/ | 48,052 | 647,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
