| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 384,090 | 5,496,000 | 42.66% | ||
| 2 | UBS Group AG | 89,988 | 1,288,000 | 10.00% | ||
| 3 | Focused Wealth Management, Inc | 71,095 | 1,017,000 | 7.89% | ||
| 4 | CITIGROUP INC | 67,470 | 965,000 | 7.49% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 62,277 | 891,000 | 6.92% | ||
| 6 | Invesco Ltd. | 37,660 | 539,000 | 4.18% | ||
| 7 | Harbour Capital Advisors, LLC | 29,150 | 417,137 | 3.24% | ||
| 8 | WELLS FARGO & COMPANY/MN | 28,298 | 405,000 | 3.14% | ||
| 9 | MORGAN STANLEY | 26,804 | 384,000 | 2.98% | ||
| 10 | INFRASTRUCTURE CAPITAL ADVISORS, LLC | 26,458 | 379,000 | 2.94% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 23,692 | 339,000 | 2.63% | ||
| 12 | LPL Financial LLC | 15,065 | 217,000 | 1.68% | ||
| 13 | ROYAL BANK OF CANADA | 12,750 | 182,000 | 1.41% | ||
| 14 | MML INVESTORS SERVICES, INC. | 12,452 | 178,000 | 1.38% | ||
| 15 | Creative Planning | 5,726 | 82,000 | 0.64% | ||
| 16 | HUNTINGTON NATIONAL BANK | 4,430 | 63,000 | 0.49% | PRN | |
| 17 | ADVISOR GROUP, INC. | 1,920 | 27,000 | 0.21% | ||
| 18 | ADVANTAGE INVESTMENT MANAGEMENT, LLC | 938 | 13,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
