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CAPSTEAD MTG CORP COM NO PAR
CAPSTEAD MTG CORP COM NO PAR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 206 Institutional holders with a total value of $625,825,801.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 Camelot Portfolios, LLC 13,117 127,000 0.02%
152 PineBridge Investments, L.P. 12,169 118,000 0.02%
153 LPL Financial LLC 12,013 118,000 0.02%
154 CIBC Asset Management Inc 12,098 117,000 0.02%
155 AMALGAMATED BANK 11,370 117,000 0.02%
156 BECK CAPITAL MANAGEMENT, LLC 11,800 114,000 0.02%
157 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,600 113,000 0.02% Put
158 NumerixS Investment Technologies Inc 11,100 108,000 0.02%
159 Wellington Shields Capital Management, LLC 10,296 100,000 0.02%
160 WOLVERINE TRADING LP /BD 95 91,295 0.01% Put
161 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 9,124 89,000 0.01%
162 ACROSPIRE INVESTMENT MANAGEMENT LLC 8,200 80,000 0.01%
163 BANK OF MONTREAL /CAN/ 7,707 75,000 0.01%
164 PNC FINANCIAL SERVICES GROUP, INC. 6,072 60,000 0.01%
165 VERSANT CAPITAL MANAGEMENT, INC 6,157 59,000 0.01%
166 FEDERATED HERMES, INC. 6,059 59,000 0.01%
167 ADVISOR GROUP, INC. 5,429 51,000 0.01%
168 WOLVERINE TRADING LP /BD 4,421 42,486 0.01%
169 US BANCORP \DE\ 4,262 41,000 0.01%
170 GENEOS WEALTH MANAGEMENT INC. 4,276 41,000 0.01%
171 Zurcher Kantonalbank (Zurich Cantonalbank) 3,781 37,000 0.01%
172 LS Investment Advisors, LLC 3,405 33,000 0.01%
173 INTEGRATED INVESTMENT CONSULTANTS, LLC 3,350 33,000 0.01%
174 Highlander Capital Management, LLC 3,000 29,000 0.00%
175 Tower Research Capital LLC (TRC) 2,855 27,000 0.00%
176 Parkside Financial Bank & Trust 2,484 24,000 0.00%
177 WOLVERINE TRADING LP /BD 21 20,181 0.00% Call
178 CRIBSTONE CAPITAL MANAGEMENT, LLC 2,000 19,000 0.00%
179 SIMPLEX TRADING, LLC 1,860 18,000 0.00%
180 Smithfield Trust Co 1,500 15,000 0.00%
181 MUFG Americas Holdings Corp 1,533 15,000 0.00%
182 SUTTON WEALTH ADVISORS INC. 1,482 14,375 0.00%
183 MSI Financial Services Inc 1,227 12,000 0.00%
184 Hanson & Doremus Investment Management 1,245 12,000 0.00%
185 Johnson Financial Group, Inc. 1,143 11,000 0.00%
186 BELLWETHER INVESTMENT GROUP, LLC 987 10,000 0.00%
187 PENSERRA CAPITAL MANAGEMENT LLC 996 10,000 0.00%
188 CUTLER GROUP LLC / CA 1,105 10,000 0.00%
189 INVICTUS RG 1,044 10,000 0.00%
190 SYNOVUS FINANCIAL CORP 840 8,000 0.00%
191 BARCLAYS PLC 651 6,000 0.00%
192 ADVANTAGE INVESTMENT MANAGEMENT, LLC 650 6,000 0.00%
193 ORRSTOWN FINANCIAL SERVICES INC 500 5,000 0.00%
194 Focused Wealth Management, Inc 400 4,000 0.00%
195 TCI Wealth Advisors, Inc. 375 4,000 0.00%
196 CUTLER GROUP LLC / CA 13,000 3,000 0.00% Call
197 NEXT Financial Group, Inc 400 3,000 0.00%
198 Hillsdale Investment Management Inc. 190 2,000 0.00%
199 FIRST MANHATTAN CO. LLC. 281 2,000 0.00%
200 INTEGRATED WEALTH MANAGEMENT 200 2,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.