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CAPSTEAD MTG CORP COM NO PAR
CAPSTEAD MTG CORP COM NO PAR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 183 Institutional holders with a total value of $741,936,650.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 CIBC Asset Management Inc 12,098 128,000 0.02%
52 Commonwealth Equity Services, Inc 12,467 131,000 0.02%
53 HONKAMP KRUEGER FINANCIAL SERVICES INC /ADV 12,550 132,000 0.02%
54 AMALGAMATED BANK 12,932 136,000 0.02%
55 ProShare Advisors LLC 66,830 139,000 0.02%
56 Creative Planning 13,769 145,000 0.02%
57 ARES MANAGEMENT LLC 14,000 148,000 0.02%
58 Weiss Asset Management LP 14,330 151,000 0.02%
59 BARCLAYS PLC 14,581 153,000 0.02%
60 GSA CAPITAL PARTNERS LLP 15,601 164,000 0.02%
61 CRAWFORD INVESTMENT COUNSEL INC 16,019 169,000 0.02%
62 SIMPLEX TRADING, LLC 16,515 174,000 0.02%
63 MACKENZIE FINANCIAL CORP 16,699 176,000 0.02%
64 OppenheimerFunds, Inc. 17,065 180,000 0.02%
65 PNC FINANCIAL SERVICES GROUP, INC. 17,179 181,000 0.02%
66 SII INVESTMENTS INC/WI 18,131 192,000 0.03%
67 ETRADE Capital Management LLC 19,357 204,000 0.03%
68 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 20,000 211,000 0.03%
69 JBF Capital, Inc. 20,000 211,000 0.03%
70 WealthTrust Axiom LLC 20,900 220,000 0.03%
71 PROFUND ADVISORS LLC 20,906 220,000 0.03%
72 Quotient Investors, LLC 21,700 229,000 0.03%
73 MASON STREET ADVISORS, LLC 22,446 237,000 0.03%
74 LADENBURG THALMANN FINANCIAL SERVICES INC. 22,779 240,000 0.03%
75 TOCQUEVILLE ASSET MANAGEMENT L.P. 23,000 242,000 0.03%
76 NATIONAL PLANNING CORP 23,275 246,000 0.03%
77 SHEAFF BROCK INVESTMENT ADVISORS, LLC 24,669 260,000 0.04%
78 QS Investors, LLC 25,196 266,000 0.04%
79 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 26,100 275,000 0.04%
80 CAPSTONE ASSET MANAGEMENT CO 27,070 285,000 0.04%
81 STRS OHIO 28,100 296,000 0.04%
82 IFC Holdings Incorporated/FL 29,496 315,000 0.04%
83 BNP PARIBAS FINANCIAL MARKETS 30,503 321,502 0.04%
84 First Heartland Consultants, Inc. 30,521 322,000 0.04%
85 CLINTON GROUP INC 32,305 340,495 0.05%
86 Municipal Employees' Retirement System of Michigan 33,300 351,000 0.05%
87 A.R.T. Advisors, LLC 33,600 354,000 0.05%
88 PRICE T ROWE ASSOCIATES INC /MD/ 35,055 369,000 0.05%
89 FMR LLC 35,000 369,000 0.05%
90 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 35,922 379,000 0.05%
91 TELEMUS CAPITAL, LLC 36,150 381,000 0.05%
92 THOMPSON SIEGEL & WALMSLEY LLC 36,850 388,000 0.05%
93 VOYA INVESTMENT MANAGEMENT LLC 36,863 389,000 0.05%
94 Louisiana State Employees Retirement System 39,100 412,000 0.06%
95 Cetera Advisor Networks LLC 39,318 414,000 0.06%
96 Virtu KCG Holdings LLC 43,853 462,000 0.06%
97 Maple Capital Management, Inc. 45,175 476,000 0.06%
98 Arizona State Retirement System 49,963 527,000 0.07%
99 Pekin Hardy Strauss, Inc. 50,095 528,000 0.07%
100 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 51,616 544,033 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.