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CAPSTEAD MTG CORP COM NO PAR
CAPSTEAD MTG CORP COM NO PAR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 183 Institutional holders with a total value of $741,936,650.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 Barnett & Company, Inc. 313,638 3,306,000 0.45%
152 VAN ECK ASSOCIATES CORP 359,643 3,791,000 0.51%
153 BAIRD FINANCIAL GROUP, INC. 366,674 3,865,000 0.52%
154 TD ASSET MANAGEMENT INC 371,200 3,912,000 0.53%
155 Nationwide Fund Advisors 371,747 3,918,000 0.53%
156 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 376,200 3,965,000 0.53%
157 PENN MUTUAL LIFE INSURANCE CO 415,000 4,346,000 0.59%
158 PARAMETRIC PORTFOLIO ASSOCIATES LLC 427,743 4,508,000 0.61%
159 Alberta Investment Management Corp 480,585 5,065,000 0.68%
160 AMERIPRISE FINANCIAL INC 546,335 5,760,000 0.78%
161 Smith, Graham & Co., Investment Advisors, LP 599,512 6,319,000 0.85%
162 WELLS FARGO & COMPANY/MN 619,026 6,524,000 0.88%
163 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 620,290 6,538,000 0.88%
164 KESTREL INVESTMENT MANAGEMENT CORP 625,150 6,589,000 0.89%
165 GEODE CAPITAL MANAGEMENT, LLC 712,077 7,505,000 1.01%
166 PRINCIPAL FINANCIAL GROUP INC 750,313 7,908,000 1.07%
167 ROTHSCHILD & CO ASSET MANAGEMENT US INC. 755,941 7,968,000 1.07%
168 PRUDENTIAL FINANCIAL INC 766,024 8,074,000 1.09%
169 CITIGROUP INC 790,786 8,336,000 1.12%
170 Global X Management CO LLC 931,738 9,821,000 1.32%
171 FIRST TRUST ADVISORS LP 976,052 10,288,000 1.39%
172 NORGES BANK 1,372,927 14,471,000 1.95%
173 Invesco Ltd. 1,618,399 17,058,000 2.30%
174 Bank of New York Mellon Corp 2,037,955 21,481,000 2.90%
175 UBS Group AG 2,123,762 22,384,000 3.02%
176 BESSEMER GROUP INC 2,175,075 22,925,000 3.09%
177 NORTHERN TRUST CORP 2,549,663 26,873,000 3.62%
178 STATE STREET CORP 2,683,479 28,285,000 3.81%
179 RENAISSANCE TECHNOLOGIES LLC 2,934,900 30,934,000 4.17%
180 JPMORGAN CHASE & CO 3,789,113 39,937,000 5.38%
181 Paradice Investment Management LLC 5,221,011 55,029,000 7.42%
182 VANGUARD GROUP INC 8,791,948 92,667,000 12.49%
183 BlackRock Finance, Inc. 14,213,149 149,808,000 20.19%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.