Dark
Light
System
Security
CATALYST PHARMACEUTICALS INC
CATALYST PHARMACEUTICALS INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 90 Institutional holders with a total value of $134,182,687.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITIGROUP INC 12 0 0.00%
2 BARCLAYS PLC 394 1,000 0.00%
3 CWM, LLC 500 2,000 0.00%
4 MAGEE THOMSON INVESTMENT PARTNERS LLC 1,197 4,000 0.00%
5 GROUP ONE TRADING LLC 1,398 4,000 0.00%
6 BlackRock Japan Co. Ltd 1,772 5,000 0.00%
7 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,500 5,000 0.00%
8 BlackRock Finance, Inc. 1,879 6,000 0.00%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,000 6,000 0.00%
10 BANK OF MONTREAL /CAN/ 2,500 8,000 0.01%
11 Karp Capital Management Corp 3,000 9,000 0.01%
12 Vantage Investment Advisors, LLC 3,000 9,000 0.01%
13 ROYAL BANK OF CANADA 3,764 11,000 0.01%
14 ACADIAN ASSET MANAGEMENT LLC 4,185 13,000 0.01%
15 Tower Research Capital LLC (TRC) 7,901 24,000 0.02%
16 Creative Planning 8,781 26,000 0.02%
17 Legal & General Group Plc 10,410 31,000 0.02%
18 HBK Sorce Advisory LLC 11,109 33,000 0.02%
19 PRINCIPAL FINANCIAL GROUP INC 12,745 38,000 0.03%
20 MILLENNIUM MANAGEMENT LLC 13,702 41,000 0.03%
21 BALASA DINVERNO & FOLTZ LLC 15,000 45,000 0.03%
22 PANAGORA ASSET MANAGEMENT INC 15,023 45,000 0.03%
23 BNP PARIBAS FINANCIAL MARKETS 15,229 45,687 0.03%
24 New England Private Wealth Advisors LLC 15,554 47,000 0.04%
25 GUGGENHEIM CAPITAL LLC 19,479 59,000 0.04%
26 WELLS FARGO & COMPANY/MN 21,585 65,000 0.05%
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 23,523 71,000 0.05%
28 STRS OHIO 24,100 72,000 0.05%
29 Independence Trust CO 28,000 84,000 0.06%
30 SG Americas Securities, LLC 28,400 85,000 0.06%
31 Commonwealth Equity Services, Inc 28,500 86,000 0.06%
32 Financial Architects, Inc 30,000 90,000 0.07%
33 Rotella Capital Management, Inc. 34,352 103,000 0.08%
34 CREDIT SUISSE AG/ 34,687 104,000 0.08%
35 AGRAN LIBBIE 34,200 106,000 0.08%
36 SECOR Capital Advisors, LP 39,317 118,000 0.09%
37 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 41,332 124,000 0.09%
38 VOYA INVESTMENT MANAGEMENT LLC 42,497 127,000 0.09%
39 AMERICAN INTERNATIONAL GROUP, INC. 44,196 133,000 0.10%
40 HIGHBRIDGE CAPITAL MANAGEMENT LLC 45,510 137,000 0.10%
41 MORGAN STANLEY 47,308 142,000 0.11%
42 METROPOLITAN LIFE INSURANCE CO/NY 47,445 142,000 0.11%
43 Nationwide Fund Advisors 48,423 145,000 0.11%
44 MANUFACTURERS LIFE INSURANCE COMPANY, THE 49,577 148,000 0.11%
45 Virtu KCG Holdings LLC 50,800 152,000 0.11%
46 SYMPHONY ASSET MANAGEMENT LLC 55,126 165,000 0.12%
47 BANK OF AMERICA CORP /DE/ 59,489 178,000 0.13%
48 Informed Momentum Co LLC 60,858 183,000 0.14%
49 BOOTHBAY FUND MANAGEMENT, LLC 63,667 191,000 0.14%
50 NEW YORK STATE COMMON RETIREMENT FUND 68,800 206,000 0.15%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.