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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 71 Institutional holders with a total value of $163,531,296.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Live Your Vision, LLC 7 0 0.00%
3 Bartlett & Co. LLC 42 1,000 0.00%
4 VERSANT CAPITAL MANAGEMENT, INC 64 1,000 0.00%
5 ASSETMARK, INC 50 2,000 0.00%
6 BRONFMAN E.L. ROTHSCHILD, L.P. 55 2,000 0.00%
7 CWM, LLC 71 2,000 0.00%
8 LS Investment Advisors, LLC 75 2,000 0.00%
9 Hanson & Doremus Investment Management 195 6,000 0.00%
10 INTEGRATED WEALTH MANAGEMENT 290 9,000 0.01%
11 SEI INVESTMENTS CO 418 13,000 0.01%
12 Cable Hill Partners, LLC 500 15,000 0.01%
13 Carroll Financial Associates, Inc. 589 18,000 0.01%
14 FIRST INTERSTATE BANK 700 22,000 0.01%
15 IFP ADVISORS, INC 738 23,000 0.01%
16 NEXT Financial Group, Inc 728 23,000 0.01%
17 Stanford Investment Group, Inc. 794 25,000 0.02%
18 Highlander Capital Management, LLC 800 25,000 0.02%
19 NewSquare Capital LLC 902 28,000 0.02%
20 WHITTIER TRUST CO 1,000 31,000 0.02%
21 Patten Group, Inc. 1,056 31,056 0.02%
22 ROPES WEALTH ADVISORS LLC 1,035 32,000 0.02%
23 SYNOVUS FINANCIAL CORP 1,105 35,000 0.02%
24 Advisory Services Network, LLC 1,336 41,000 0.03%
25 First Personal Financial Services 1,390 43,000 0.03%
26 Kistler-Tiffany Companies, LLC 1,411 44,000 0.03%
27 Creative Planning 2,586 80,000 0.05%
28 MSI Financial Services Inc 2,709 84,000 0.05%
29 BANK OF MONTREAL /CAN/ 2,863 88,000 0.05%
30 WHITTIER TRUST CO OF NEVADA INC 3,200 99,000 0.06%
31 US BANCORP \DE\ 3,371 104,000 0.06%
32 Winslow, Evans & Crocker, Inc. 4,000 123,642 0.08%
33 Joel Isaacson & Co., LLC 4,000 124,000 0.08%
34 Advisors Preferred, LLC 6,055 187,000 0.11%
35 CITIGROUP INC 6,447 199,000 0.12%
36 ADVISOR GROUP, INC. 6,504 201,000 0.12%
37 GOULD ASSET MANAGEMENT LLC /CA/ 6,715 208,000 0.13%
38 MERIDIAN INVESTMENT COUNSEL INC. 7,400 229,000 0.14%
39 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,440 229,000 0.14%
40 J.P. Morgan Private Wealth Advisors LLC 7,777 240,000 0.15%
41 Greenwich Wealth Management LLC 8,368 259,000 0.16%
42 ENVESTNET ASSET MANAGEMENT INC 8,482 262,000 0.16%
43 NORTHERN CAPITAL MANAGEMENT LLC 11,070 342,000 0.21%
44 Bank of New York Mellon Corp 11,386 352,000 0.22%
45 Cambridge Investment Research Advisors, Inc. 12,024 372,000 0.23%
46 CIBC WORLD MARKET INC. 12,420 384,000 0.23%
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,701 454,000 0.28%
48 People's United Financial, Inc. 15,586 482,000 0.29%
49 Financial Architects, Inc 18,586 574,000 0.35%
50 COOKSON PEIRCE & CO INC 21,670 670,000 0.41% SH
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.