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CU BANCORP CALIF
CU BANCORP CALIF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 50 Institutional holders with a total value of $84,406,807.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 1,105,793 21,087,000 24.98%
2 BANC FUNDS CO LLC 779,102 14,857,000 17.60%
3 WELLINGTON MANAGEMENT GROUP LLP 462,670 8,823,000 10.45%
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 265,679 5,067,000 6.00%
5 BlackRock Fund Advisors 256,113 4,884,000 5.79%
6 ENDEAVOUR CAPITAL ADVISORS INC 204,156 3,893,000 4.61%
7 VANGUARD GROUP INC 161,246 3,075,000 3.64%
8 STATE STREET CORP 116,481 2,221,000 2.63%
9 BlackRock Institutional Trust Company, N.A. 95,455 1,820,000 2.16%
10 NORTHERN TRUST CORP 91,225 1,740,000 2.06%
11 RAYMOND JAMES & ASSOCIATES 90,937 1,734,000 2.05%
12 Stieven Capital Advisors, L.P. 90,239 1,721,000 2.04%
13 RENAISSANCE TECHNOLOGIES LLC 77,000 1,468,000 1.74%
14 Hutchin Hill Capital, LP 57,100 1,089,000 1.29%
15 Bank of New York Mellon Corp 47,083 898,000 1.06%
16 EMERALD MUTUAL FUND ADVISERS TRUST 46,605 889,000 1.05%
17 GEODE CAPITAL MANAGEMENT, LLC 46,101 879,000 1.04%
18 TIAA CREF INVESTMENT MANAGEMENT LLC 45,520 868,000 1.03%
19 PROSPECTOR PARTNERS LLC 41,000 782,000 0.93%
20 ALPINE WOODS CAPITAL INVESTORS, LLC 37,500 715,000 0.85%
21 Lourd Capital, LLC 33,328 636,000 0.75%
22 BlackRock Investment Management, LLC 32,518 620,000 0.73%
23 MORGAN STANLEY 31,461 600,000 0.71%
24 PANAGORA ASSET MANAGEMENT INC 30,811 588,000 0.70%
25 NAVELLIER & ASSOCIATES INC 21,456 409,000 0.48%
26 Telos Capital Management, Inc. 19,197 366,000 0.43%
27 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 19,100 364,000 0.43%
28 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 18,175 347,000 0.41%
29 TEACHERS ADVISORS, LLC 14,033 268,000 0.32%
30 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13,400 256,000 0.30%
31 RHUMBLINE ADVISERS 11,776 225,000 0.27%
32 METROPOLITAN LIFE INSURANCE CO/NY 8,415 160,000 0.19%
33 Invesco Ltd. 8,276 158,000 0.19%
34 UBS AG 7,882 150,000 0.18%
35 Nationwide Fund Advisors 7,372 141,000 0.17%
36 AMERICAN INTERNATIONAL GROUP, INC. 6,530 124,527 0.15%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,913 113,000 0.13%
38 TOCQUEVILLE ASSET MANAGEMENT L.P. 5,000 95,000 0.11%
39 BLACKROCK ADVISORS LLC 4,208 80,000 0.09%
40 B. Riley Wealth Advisors, Inc. 3,161 60,280 0.07%
41 WELLS FARGO & COMPANY/MN 2,310 45,000 0.05%
42 BANK OF MONTREAL /CAN/ 1,930 36,000 0.04%
43 RUSSELL FRANK CO/ 1,400 27,000 0.03%
44 VIRTUS CAPITAL ADVISERS, LLC 851 16,000 0.02%
45 Ground Swell Capital, LLC 256 5,000 0.01%
46 BARCLAYS PLC 162 3,000 0.00%
47 CITIGROUP INC 84 2,000 0.00%
48 DEUTSCHE BANK AG\ 59 1,000 0.00%
49 AMERIPRISE FINANCIAL INC 60 1,000 0.00%
50 PNC FINANCIAL SERVICES GROUP, INC. 26 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.