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CU BANCORP CALIF
CU BANCORP CALIF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 46 Institutional holders with a total value of $90,036,044.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 1,106,132 20,795,000 23.10%
2 WELLINGTON MANAGEMENT GROUP LLP 832,924 15,659,000 17.39%
3 BANC FUNDS CO LLC 779,102 14,647,000 16.27%
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 265,108 4,984,000 5.54%
5 BlackRock Fund Advisors 245,925 4,623,000 5.13%
6 ENDEAVOUR CAPITAL ADVISORS INC 221,103 4,157,000 4.62%
7 VANGUARD GROUP INC 164,915 3,101,000 3.44%
8 STATE STREET CORP 116,518 2,193,000 2.44%
9 RENAISSANCE TECHNOLOGIES LLC 105,885 1,991,000 2.21%
10 BlackRock Institutional Trust Company, N.A. 93,489 1,758,000 1.95%
11 NORTHERN TRUST CORP 91,992 1,729,000 1.92%
12 Stieven Capital Advisors, L.P. 90,039 1,693,000 1.88%
13 RAYMOND JAMES & ASSOCIATES 81,312 1,529,000 1.70%
14 Hutchin Hill Capital, LP 58,216 1,094,000 1.22%
15 Bank of New York Mellon Corp 46,948 882,000 0.98%
16 GEODE CAPITAL MANAGEMENT, LLC 46,900 881,000 0.98%
17 EMERALD MUTUAL FUND ADVISERS TRUST 46,605 876,000 0.97%
18 MORGAN STANLEY 43,735 822,000 0.91%
19 TIAA CREF INVESTMENT MANAGEMENT LLC 42,201 793,000 0.88%
20 ALPINE WOODS CAPITAL INVESTORS, LLC 37,500 705,000 0.78%
21 BlackRock Investment Management, LLC 33,799 635,000 0.71%
22 PANAGORA ASSET MANAGEMENT INC 33,380 628,000 0.70%
23 Lourd Capital, LLC 32,844 617,000 0.69%
24 NAVELLIER & ASSOCIATES INC 21,272 400,000 0.44%
25 Telos Capital Management, Inc. 19,197 361,000 0.40%
26 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 19,100 359,000 0.40%
27 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 18,380 346,000 0.38%
28 TEACHERS ADVISORS, LLC 14,033 264,000 0.29%
29 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13,400 252,000 0.28%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,101 227,000 0.25%
31 RHUMBLINE ADVISERS 11,776 221,000 0.25%
32 METROPOLITAN LIFE INSURANCE CO/NY 8,176 154,000 0.17%
33 UBS AG 8,029 151,000 0.17%
34 Nationwide Fund Advisors 7,484 141,000 0.16%
35 AMERICAN INTERNATIONAL GROUP, INC. 6,526 122,689 0.14%
36 BLACKROCK ADVISORS LLC 4,208 79,000 0.09%
37 BANK OF AMERICA CORP /DE/ 3,100 58,000 0.06%
38 WELLS FARGO & COMPANY/MN 2,060 39,000 0.04%
39 RUSSELL FRANK CO/ 1,264 24,000 0.03%
40 BANK OF MONTREAL /CAN/ 1,200 23,000 0.03%
41 BNP PARIBAS FINANCIAL MARKETS 604 11,355 0.01%
42 CITIGROUP INC 348 7,000 0.01%
43 BARCLAYS PLC 104 2,000 0.00%
44 DEUTSCHE BANK AG\ 102 1,000 0.00%
45 AMERIPRISE FINANCIAL INC 60 1,000 0.00%
46 PNC FINANCIAL SERVICES GROUP, INC. 26 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.