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CU BANCORP CALIF
CU BANCORP CALIF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 83 Institutional holders with a total value of $190,327,677.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 1,479,728 33,634,000 17.67%
2 BANC FUNDS CO LLC 1,195,881 27,182,000 14.28%
3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 914,218 20,780,000 10.92%
4 VANGUARD GROUP INC 458,303 10,417,000 5.47%
5 GOLDMAN SACHS GROUP INC 433,154 9,846,000 5.17%
6 BlackRock Fund Advisors 422,033 9,593,000 5.04%
7 Stieven Capital Advisors, L.P. 307,154 6,982,000 3.67%
8 MANUFACTURERS LIFE INSURANCE COMPANY, THE 271,146 6,163,000 3.24%
9 STATE STREET CORP 246,788 5,609,000 2.95%
10 RENAISSANCE TECHNOLOGIES LLC 203,000 4,614,000 2.42%
11 JCSD Capital, LLC 200,000 4,546,000 2.39%
12 ENDEAVOUR CAPITAL ADVISORS INC 196,817 4,474,000 2.35%
13 NORTHERN TRUST CORP 157,500 3,580,000 1.88%
14 BlackRock Institutional Trust Company, N.A. 153,407 3,487,000 1.83%
15 PANAGORA ASSET MANAGEMENT INC 98,239 2,233,000 1.17%
16 AlphaOne Investment Services, LLC 92,973 2,114,000 1.11%
17 DIMENSIONAL FUND ADVISORS LP 87,375 1,986,000 1.04%
18 GEODE CAPITAL MANAGEMENT, LLC 86,696 1,970,000 1.04%
19 TIAA CREF INVESTMENT MANAGEMENT LLC 82,025 1,864,000 0.98%
20 RAYMOND JAMES & ASSOCIATES 77,500 1,762,000 0.93%
21 Penn Capital Management Company, LLC 76,085 1,729,000 0.91%
22 EMERALD MUTUAL FUND ADVISERS TRUST 69,144 1,572,000 0.83%
23 BlackRock Investment Management, LLC 69,085 1,570,000 0.82%
24 Granite Investment Partners, LLC 64,968 1,476,000 0.78%
25 CONTEXT BH CAPITAL MANAGEMENT, LP 62,932 1,430,000 0.75%
26 JPMORGAN CHASE & CO 57,651 1,311,000 0.69%
27 KENNEDY CAPITAL MANAGEMENT LLC 56,219 1,278,000 0.67%
28 Hutchin Hill Capital, LP 55,501 1,262,000 0.66%
29 Bank of New York Mellon Corp 53,015 1,206,000 0.63%
30 TWO SIGMA INVESTMENTS, LP 35,294 802,000 0.42%
31 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 34,046 774,000 0.41%
32 BANK OF AMERICA CORP /DE/ 32,846 746,000 0.39%
33 DEUTSCHE BANK AG\ 31,039 705,000 0.37%
34 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 25,400 578,000 0.30%
35 TEACHERS ADVISORS, LLC 25,392 577,000 0.30%
36 ANALYTIC INVESTORS, LLC 25,054 570,000 0.30%
37 LINCOLN NATIONAL CORP 24,288 552,000 0.29%
38 MILLENNIUM MANAGEMENT LLC 23,524 535,000 0.28%
39 Municipal Employees' Retirement System of Michigan 21,730 494,000 0.26%
40 TWO SIGMA ADVISERS, LP 21,400 486,000 0.26%
41 ALLIANCEBERNSTEIN L.P. 20,140 458,000 0.24%
42 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 19,116 435,000 0.23%
43 RHUMBLINE ADVISERS 18,241 415,000 0.22%
44 Nationwide Fund Advisors 18,097 411,000 0.22%
45 EMERALD ACQUISITION LTD. 17,880 407,000 0.21%
46 FIRST TRUST ADVISORS LP 17,298 393,000 0.21%
47 NEW YORK STATE COMMON RETIREMENT FUND 15,400 350,000 0.18%
48 Telos Capital Management, Inc. 15,000 341,000 0.18%
49 INVESTMENT HOUSE LLC 13,853 315,000 0.17%
50 MESIROW FINANCIAL INVESTMENT MANAGEMENT - Fixed Income 13,455 306,000 0.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.