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CU BANCORP CALIF
CU BANCORP CALIF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 72 Institutional holders with a total value of $169,445,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 1,636,976 34,655,000 20.45%
2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 1,261,995 26,716,000 15.77%
3 BANC FUNDS CO LLC 1,125,614 23,829,000 14.06%
4 BlackRock Fund Advisors 427,529 9,051,000 5.34%
5 VANGUARD GROUP INC 352,781 7,469,000 4.41%
6 Stieven Capital Advisors, L.P. 280,587 5,940,000 3.51%
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 265,041 5,735,000 3.38%
8 STATE STREET CORP 219,375 4,644,000 2.74%
9 JCSD Capital, LLC 200,000 4,234,000 2.50%
10 RENAISSANCE TECHNOLOGIES LLC 183,749 3,890,000 2.30%
11 EMERALD MUTUAL FUND ADVISERS TRUST 178,354 3,776,000 2.23%
12 BlackRock Institutional Trust Company, N.A. 161,008 3,409,000 2.01%
13 NORTHERN TRUST CORP 154,703 3,275,000 1.93%
14 AlphaOne Investment Services, LLC 92,973 1,967,000 1.16%
15 PANAGORA ASSET MANAGEMENT INC 86,341 1,828,000 1.08%
16 GEODE CAPITAL MANAGEMENT, LLC 81,033 1,715,000 1.01%
17 RAYMOND JAMES & ASSOCIATES 79,100 1,675,000 0.99%
18 TIAA CREF INVESTMENT MANAGEMENT LLC 78,343 1,659,000 0.98%
19 ENDEAVOUR CAPITAL ADVISORS INC 73,756 1,561,000 0.92%
20 BlackRock Investment Management, LLC 65,349 1,383,000 0.82%
21 Granite Investment Partners, LLC 62,044 1,313,000 0.77%
22 DIMENSIONAL FUND ADVISORS LP 59,631 1,263,000 0.75%
23 JPMORGAN CHASE & CO 58,151 1,231,000 0.73%
24 Hutchin Hill Capital, LP 55,501 1,175,000 0.69%
25 CONTEXT BH CAPITAL MANAGEMENT, LP 52,165 1,104,000 0.65%
26 Bank of New York Mellon Corp 51,571 1,091,000 0.64%
27 TFS CAPITAL LLC 49,635 1,051,000 0.62%
28 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 35,521 767,000 0.45%
29 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 35,555 753,000 0.44%
30 MILLENNIUM MANAGEMENT LLC 34,645 733,000 0.43%
31 ANALYTIC INVESTORS, LLC 34,322 727,000 0.43%
32 MORGAN STANLEY 30,444 645,000 0.38%
33 ALPINE WOODS CAPITAL INVESTORS, LLC 28,500 603,000 0.36%
34 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 25,400 538,000 0.32%
35 LINCOLN NATIONAL CORP 24,288 514,000 0.30%
36 RHUMBLINE ADVISERS 23,557 499,000 0.29%
37 TEACHERS ADVISORS, LLC 23,492 497,000 0.29%
38 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 19,716 417,000 0.25%
39 RUSSELL FRANK CO/ 19,562 414,000 0.24%
40 TWO SIGMA INVESTMENTS, LP 18,873 400,000 0.24%
41 Nationwide Fund Advisors 18,497 392,000 0.23%
42 FIRST TRUST ADVISORS LP 16,313 345,000 0.20%
43 DEUTSCHE BANK AG\ 15,700 331,000 0.20%
44 NEW YORK STATE COMMON RETIREMENT FUND 15,400 326,000 0.19%
45 Telos Capital Management, Inc. 15,000 318,000 0.19%
46 MESIROW FINANCIAL INVESTMENT MANAGEMENT - Fixed Income 14,420 305,000 0.18%
47 TWO SIGMA ADVISERS, LP 13,900 294,000 0.17%
48 Municipal Employees' Retirement System of Michigan 13,830 293,000 0.17%
49 INVESTMENT HOUSE LLC 13,853 293,000 0.17%
50 CITIGROUP INC 13,591 288,000 0.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.