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CU BANCORP CALIF
CU BANCORP CALIF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 64 Institutional holders with a total value of $166,480,814.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 1,480,667 33,255,000 19.98%
2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 1,249,104 28,055,000 16.85%
3 BANC FUNDS CO LLC 1,125,614 25,281,000 15.19%
4 BlackRock Fund Advisors 423,032 9,501,000 5.71%
5 VANGUARD GROUP INC 330,132 7,415,000 4.45%
6 Stieven Capital Advisors, L.P. 307,627 6,909,000 4.15%
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 261,389 5,871,000 3.53%
8 JCSD Capital, LLC 220,000 4,941,000 2.97%
9 RENAISSANCE TECHNOLOGIES LLC 194,600 4,371,000 2.63%
10 STATE STREET CORP 193,052 4,334,000 2.60%
11 ENDEAVOUR CAPITAL ADVISORS INC 156,516 3,515,000 2.11%
12 NORTHERN TRUST CORP 146,970 3,301,000 1.98%
13 BlackRock Institutional Trust Company, N.A. 137,711 3,093,000 1.86%
14 EMERALD MUTUAL FUND ADVISERS TRUST 94,170 2,115,000 1.27%
15 Bank of New York Mellon Corp 89,158 2,003,000 1.20%
16 RAYMOND JAMES & ASSOCIATES 81,312 1,826,000 1.10%
17 AlphaOne Investment Services, LLC 78,347 1,759,000 1.06%
18 PANAGORA ASSET MANAGEMENT INC 73,368 1,648,000 0.99%
19 TIAA CREF INVESTMENT MANAGEMENT LLC 71,374 1,603,000 0.96%
20 GEODE CAPITAL MANAGEMENT, LLC 68,633 1,541,000 0.93%
21 BlackRock Investment Management, LLC 64,485 1,448,000 0.87%
22 Hutchin Hill Capital, LP 58,216 1,308,000 0.79%
23 RUSSELL FRANK CO/ 41,674 936,000 0.56%
24 ALPINE WOODS CAPITAL INVESTORS, LLC 35,500 797,000 0.48%
25 ANALYTIC INVESTORS, LLC 34,322 771,000 0.46%
26 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 30,583 687,000 0.41%
27 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 25,400 571,000 0.34%
28 LINCOLN NATIONAL CORP 24,288 545,000 0.33%
29 TEACHERS ADVISORS, LLC 23,492 528,000 0.32%
30 DIMENSIONAL FUND ADVISORS LP 23,304 523,000 0.31%
31 RHUMBLINE ADVISERS 20,127 452,000 0.27%
32 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 18,500 416,000 0.25%
33 Telos Capital Management, Inc. 17,600 395,000 0.24%
34 NAVELLIER & ASSOCIATES INC 15,700 353,000 0.21%
35 NEW YORK STATE COMMON RETIREMENT FUND 15,400 346,000 0.21%
36 TWO SIGMA ADVISERS, LP 14,763 331,000 0.20%
37 MESIROW FINANCIAL INVESTMENT MANAGEMENT - Fixed Income 13,732 308,000 0.19%
38 DEUTSCHE BANK AG\ 13,779 308,000 0.19%
39 Municipal Employees' Retirement System of Michigan 13,580 305,000 0.18%
40 TWO SIGMA INVESTMENTS, LP 13,034 293,000 0.18%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,101 272,000 0.16%
42 METROPOLITAN LIFE INSURANCE CO/NY 12,119 272,000 0.16%
43 AMERICAN INTERNATIONAL GROUP, INC. 10,856 243,000 0.15%
44 Nationwide Fund Advisors 10,428 234,000 0.14%
45 CITADEL ADVISORS LLC 9,015 202,000 0.12%
46 Lebenthal Holdings,LLC 8,900 200,000 0.12%
47 BLACKROCK ADVISORS LLC 8,332 187,000 0.11%
48 JBF Capital, Inc. 7,397 166,000 0.10%
49 UBS Group AG 5,565 125,000 0.08%
50 WELLS FARGO & COMPANY/MN 5,382 121,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.