Dark
Light
System
Security
CU BANCORP CALIF
CU BANCORP CALIF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 77 Institutional holders with a total value of $192,246,938.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 1,487,900 33,939,000 17.65%
2 BANC FUNDS CO LLC 1,149,947 26,230,000 13.64%
3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 935,291 21,334,000 11.10%
4 GOLDMAN SACHS GROUP INC 482,711 11,011,000 5.73%
5 VANGUARD GROUP INC 475,652 10,849,000 5.64%
6 BlackRock Fund Advisors 451,819 10,306,000 5.36%
7 Stieven Capital Advisors, L.P. 312,954 7,138,000 3.71%
8 MANUFACTURERS LIFE INSURANCE COMPANY, THE 271,223 6,186,000 3.22%
9 STATE STREET CORP 250,626 5,717,000 2.97%
10 JCSD Capital, LLC 200,000 4,562,000 2.37%
11 RENAISSANCE TECHNOLOGIES LLC 184,200 4,202,000 2.19%
12 NORTHERN TRUST CORP 161,262 3,678,000 1.91%
13 BlackRock Institutional Trust Company, N.A. 156,628 3,573,000 1.86%
14 ENDEAVOUR CAPITAL ADVISORS INC 128,345 2,928,000 1.52%
15 PANAGORA ASSET MANAGEMENT INC 111,412 2,541,000 1.32%
16 DIMENSIONAL FUND ADVISORS LP 110,069 2,511,000 1.31%
17 AlphaOne Investment Services, LLC 100,866 2,301,000 1.20%
18 GEODE CAPITAL MANAGEMENT, LLC 99,805 2,276,000 1.18%
19 Penn Capital Management Company, LLC 80,177 1,829,000 0.95%
20 TIAA CREF INVESTMENT MANAGEMENT LLC 77,405 1,766,000 0.92%
21 RAYMOND JAMES & ASSOCIATES 77,000 1,756,000 0.91%
22 Granite Investment Partners, LLC 69,280 1,580,000 0.82%
23 EMERALD MUTUAL FUND ADVISERS TRUST 69,144 1,577,000 0.82%
24 BlackRock Investment Management, LLC 68,794 1,569,000 0.82%
25 CONTEXT BH CAPITAL MANAGEMENT, LP 62,932 1,435,000 0.75%
26 Bank of New York Mellon Corp 57,572 1,313,000 0.68%
27 JPMORGAN CHASE & CO 56,900 1,298,000 0.68%
28 KENNEDY CAPITAL MANAGEMENT LLC 55,188 1,259,000 0.65%
29 Hutchin Hill Capital, LP 52,638 1,201,000 0.62%
30 FJ Capital Management LLC 38,000 856,000 0.45%
31 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 34,346 783,000 0.41%
32 ANALYTIC INVESTORS, LLC 32,054 731,000 0.38%
33 EMERALD ACQUISITION LTD. 28,228 644,000 0.33%
34 TEACHERS ADVISORS, LLC 27,718 632,000 0.33%
35 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 25,400 580,000 0.30%
36 FIRST TRUST ADVISORS LP 25,166 574,000 0.30%
37 TWO SIGMA INVESTMENTS, LP 24,694 563,000 0.29%
38 LINCOLN NATIONAL CORP 24,288 554,000 0.29%
39 MILLENNIUM MANAGEMENT LLC 23,282 531,000 0.28%
40 Municipal Employees' Retirement System of Michigan 21,730 496,000 0.26%
41 ALLIANCEBERNSTEIN L.P. 21,140 482,000 0.25%
42 DEUTSCHE BANK AG\ 19,956 454,000 0.24%
43 Nationwide Fund Advisors 19,636 448,000 0.23%
44 RHUMBLINE ADVISERS 18,566 423,000 0.22%
45 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 18,016 411,000 0.21%
46 NEW YORK STATE COMMON RETIREMENT FUND 15,812 361,000 0.19%
47 SG Americas Securities, LLC 15,482 353,000 0.18%
48 Telos Capital Management, Inc. 15,000 342,000 0.18%
49 INVESTMENT HOUSE LLC 13,853 316,000 0.16%
50 MESIROW FINANCIAL INVESTMENT MANAGEMENT - Fixed Income 13,455 307,000 0.16%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.