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CU BANCORP CALIF
CU BANCORP CALIF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 60 Institutional holders with a total value of $150,326,921.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 1,305,252 29,695,000 19.75%
2 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 1,155,699 26,292,000 17.49%
3 BANC FUNDS CO LLC 1,135,614 25,835,000 17.19%
4 VANGUARD GROUP INC 375,892 8,552,000 5.69%
5 Stieven Capital Advisors, L.P. 306,227 6,967,000 4.63%
6 BlackRock Fund Advisors 278,875 6,344,000 4.22%
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 261,389 5,946,000 3.96%
8 JCSD Capital, LLC 225,000 5,119,000 3.41%
9 ENDEAVOUR CAPITAL ADVISORS INC 184,127 4,189,000 2.79%
10 RENAISSANCE TECHNOLOGIES LLC 153,300 3,488,000 2.32%
11 STATE STREET CORP 123,463 2,811,000 1.87%
12 BlackRock Institutional Trust Company, N.A. 90,979 2,070,000 1.38%
13 NORTHERN TRUST CORP 90,576 2,061,000 1.37%
14 RAYMOND JAMES & ASSOCIATES 81,312 1,850,000 1.23%
15 AlphaOne Investment Services, LLC 69,647 1,584,000 1.05%
16 Hutchin Hill Capital, LP 58,216 1,324,000 0.88%
17 EMERALD MUTUAL FUND ADVISERS TRUST 58,710 1,269,000 0.84%
18 GEODE CAPITAL MANAGEMENT, LLC 50,775 1,155,000 0.77%
19 TIAA CREF INVESTMENT MANAGEMENT LLC 49,149 1,118,000 0.74%
20 Bank of New York Mellon Corp 48,851 1,112,000 0.74%
21 PANAGORA ASSET MANAGEMENT INC 47,347 1,077,000 0.72%
22 ALPINE WOODS CAPITAL INVESTORS, LLC 35,500 808,000 0.54%
23 UBS Group AG 35,277 802,000 0.53%
24 BlackRock Investment Management, LLC 34,005 774,000 0.51%
25 Lourd Capital, LLC 32,844 747,000 0.50%
26 ANALYTIC INVESTORS, LLC 27,322 621,000 0.41%
27 LINCOLN NATIONAL CORP 24,288 553,000 0.37%
28 Telos Capital Management, Inc. 19,197 437,000 0.29%
29 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 18,259 415,000 0.28%
30 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 19,100 401,000 0.27%
31 TWO SIGMA INVESTMENTS, LP 17,432 397,000 0.26%
32 NAVELLIER & ASSOCIATES INC 16,850 383,000 0.25%
33 RUSSELL FRANK CO/ 15,139 344,000 0.23%
34 BRIDGEWAY CAPITAL MANAGEMENT, LLC 14,700 334,000 0.22%
35 RHUMBLINE ADVISERS 13,601 309,000 0.21%
36 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13,400 305,000 0.20%
37 TEACHERS ADVISORS, LLC 12,760 290,000 0.19%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,101 275,000 0.18%
39 BLACKTHORN INVESTMENT GROUP LLC 11,066 252,000 0.17%
40 Glovista Investments LLC 10,087 229,000 0.15%
41 COLDSTREAM CAPITAL MANAGEMENT INC 9,084 207,000 0.14%
42 Lebenthal Holdings,LLC 8,900 202,000 0.13%
43 METROPOLITAN LIFE INSURANCE CO/NY 8,176 186,000 0.12%
44 DEUTSCHE BANK AG\ 7,530 170,000 0.11%
45 JBF Capital, Inc. 7,397 168,000 0.11%
46 Nationwide Fund Advisors 7,347 167,000 0.11%
47 AMERICAN INTERNATIONAL GROUP, INC. 6,276 142,779 0.09%
48 WELLS FARGO & COMPANY/MN 4,974 112,000 0.07%
49 BLACKROCK ADVISORS LLC 4,818 110,000 0.07%
50 BANK OF AMERICA CORP /DE/ 3,658 83,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.